YLD vs. AUSF ETF Comparison

Comparison of Principal Exchange-Traded Funds Principal EDGE Active Income ETF (YLD) to Global X Adaptive U.S. Factor ETF (AUSF)

YLD

Principal Exchange-Traded Funds Principal EDGE Active Income ETF

YLD Description

The investment seeks to provide current income. The fund is an actively managed exchange-traded fund ("ETF") that seeks to achieve its investment objective by investing, under normal circumstances, its assets in investment grade and non-investment grade fixed income securities (commonly known as "junk bonds") and in equity securities. The fund&#39;s Sub-Advisors, actively and tactically allocates the fund&#39;s assets among fixed income securities and equity securities in an effort to take advantage of changing economic conditions that Edge believes favors one asset class over another.

Grade (RS Rating)

Last Trade

$19.51

Average Daily Volume

62,342

Number of Holdings ^*

* may have additional holdings in another (foreign) market

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$42.29

Average Daily Volume

36,787

Number of Holdings ^*

189

* may have additional holdings in another (foreign) market

Performance

Period	YLD	AUSF
30 Days	1.20%	2.23%
60 Days	2.56%	2.72%
90 Days	3.94%	7.42%
12 Months	14.43%	36.10%

16 Overlapping Holdings

Symbol	Grade	Weight in YLD	Weight in AUSF	Overlap
AAPL	C	0.88%	0.11%	0.11%
BR	D	0.28%	0.82%	0.28%
CB	B	0.42%	0.08%	0.08%
CMCSA	D	0.86%	0.5%	0.5%
COLB	B	0.09%	0.54%	0.09%
COST	B	0.65%	0.12%	0.12%
CVX	D	0.3%	0.08%	0.08%
HON	D	0.48%	0.07%	0.07%
JNJ	C	0.26%	1.52%	0.26%
MDT	C	0.71%	0.53%	0.53%
MRK	D	0.44%	1.27%	0.44%
PCAR	D	0.4%	0.08%	0.08%
PKG	B	0.47%	0.09%	0.09%
SNA	C	0.25%	0.07%	0.07%
USB	B	0.09%	0.5%	0.09%
XOM	D	0.09%	0.09%	0.09%

YLD Overweight 40 Positions Relative to AUSF

Symbol	Grade	Weight
IPG	C	0.81%
AMAT	D	0.78%
KKR	A	0.77%
BLK	B	0.75%
JPM	D	0.72%
MCHP	D	0.71%
HD	A	0.67%
TSCO	C	0.66%
ABT	C	0.64%
SBUX	C	0.6%
EWBC	D	0.56%
DLR	B	0.54%
ARE	C	0.53%
MPW	C	0.5%
TFX	C	0.49%
NDSN	C	0.48%
APD	B	0.47%
DE	B	0.45%
XEL	B	0.44%
ALE	B	0.43%
BCE	C	0.41%
MPC	D	0.4%
FNF	B	0.4%
WEC	B	0.39%
PSA	B	0.37%
LECO	F	0.37%
HRL	D	0.37%
EOG	D	0.36%
ES	C	0.35%
BOH	D	0.32%
SAP	A	0.31%
PFE	C	0.3%
MGA	D	0.3%
GOLF	F	0.3%
HAS	B	0.28%
LCII	C	0.25%
TSN	D	0.23%
CFR	C	0.19%
VFC	C	0.06%
WASH	C	0.02%

YLD Underweight 173 Positions Relative to AUSF

Symbol	Grade	Weight
IBM	A	-2.22%
VZ	B	-2.03%
T	C	-1.92%
TMUS	C	-1.63%
RTX	C	-1.63%
WMT	B	-1.59%
LMT	B	-1.59%
JNPR	A	-1.53%
BRK.A	C	-1.53%
GD	B	-1.5%
MMC	C	-1.49%
AJG	D	-1.48%
ROP	C	-1.46%
LIN	B	-1.45%
V	C	-1.45%
RSG	D	-1.45%
CME	C	-1.35%
DOX	C	-1.35%
WM	D	-1.35%
ACI	F	-1.32%
CSCO	B	-1.31%
EA	D	-1.24%
KO	B	-1.22%
MCD	B	-1.2%
BSX	B	-1.18%
CBOE	C	-0.96%
PG	C	-0.88%
PEP	D	-0.76%
UNM	B	-0.6%
LAD	C	-0.59%
WMB	B	-0.59%
SOLV	C	-0.59%
KMI	A	-0.58%
MO	C	-0.58%
DTM	A	-0.58%
HII	D	-0.57%
SIG	C	-0.57%
KRC	B	-0.57%
CMA	A	-0.57%
HOG	C	-0.56%
CNC	C	-0.55%
OKE	B	-0.55%
EMN	B	-0.54%
CHE	C	-0.54%
FMC	C	-0.54%
BBY	C	-0.54%
UAL	C	-0.54%
LBRDK	F	-0.53%
JXN	B	-0.53%
CNH	D	-0.53%
ARW	C	-0.53%
CAG	C	-0.52%
IP	C	-0.52%
VICI	C	-0.52%
FOXA	B	-0.52%
DAL	C	-0.52%
KEY	B	-0.52%
KHC	C	-0.51%
PNC	A	-0.51%
MTB	A	-0.51%
RF	B	-0.51%
AGNC	B	-0.51%
FITB	B	-0.51%
SON	D	-0.51%
TPR	C	-0.51%
STWD	B	-0.51%
WBS	D	-0.5%
GM	B	-0.5%
UBSI	C	-0.5%
WHR	C	-0.5%
PB	B	-0.5%
PRGO	F	-0.49%
SNX	D	-0.49%
VTRS	D	-0.49%
SYF	C	-0.49%
TAP	D	-0.49%
PVH	F	-0.48%
CVS	F	-0.48%
LNC	D	-0.48%
ADM	D	-0.48%
UGI	C	-0.48%
CFG	C	-0.48%
AM	B	-0.48%
HBAN	B	-0.48%
RDN	C	-0.48%
FNB	D	-0.48%
LYB	F	-0.48%
AVT	C	-0.48%
RPRX	D	-0.47%
AGCO	D	-0.47%
OMF	D	-0.47%
CADE	C	-0.47%
ONB	C	-0.47%
C	D	-0.47%
FHN	D	-0.47%
ZION	D	-0.46%
CE	F	-0.46%
GAP	F	-0.46%
X	D	-0.46%
AL	D	-0.46%
CRBG	D	-0.46%
OZK	D	-0.46%
DINO	F	-0.46%
ABG	D	-0.45%
OGN	D	-0.45%
MOS	F	-0.45%
LEA	F	-0.45%
HPE	D	-0.45%
BEN	F	-0.44%
HPQ	D	-0.44%
NOV	D	-0.44%
EMR	D	-0.44%
M	F	-0.44%
BG	D	-0.43%
HP	D	-0.42%
PTEN	F	-0.41%
ALLY	D	-0.4%
MCK	F	-0.38%
CIVI	F	-0.38%
F	F	-0.38%
WBA	F	-0.38%
INTC	F	-0.32%
AMGN	B	-0.32%
YUM	F	-0.27%
PGR	A	-0.19%
CACI	B	-0.19%
ABBV	C	-0.18%
TW	B	-0.13%
KR	C	-0.13%
AFL	C	-0.12%
TRV	B	-0.12%
ORI	B	-0.11%
WRB	C	-0.11%
SO	A	-0.11%
LDOS	B	-0.11%
CHD	C	-0.11%
TJX	C	-0.1%
REGN	C	-0.1%
VRTX	D	-0.1%
GRMN	D	-0.1%
MSI	B	-0.1%
DUK	B	-0.1%
NOC	A	-0.1%
ADP	B	-0.09%
KMB	D	-0.09%
HIG	B	-0.09%
ATR	B	-0.09%
DGX	C	-0.09%
MA	B	-0.09%
MDLZ	C	-0.09%
DRI	B	-0.09%
FDS	C	-0.09%
ED	C	-0.09%
ICE	C	-0.09%
GDDY	C	-0.08%
CAH	C	-0.08%
BDX	F	-0.08%
NEU	D	-0.08%
L	D	-0.08%
AKAM	D	-0.08%
UNH	C	-0.08%
VRSK	D	-0.08%
PSX	D	-0.07%
NSIT	C	-0.07%
DLB	D	-0.07%
ECL	A	-0.07%
AME	C	-0.07%
CASY	D	-0.07%
CI	C	-0.07%
VRSN	D	-0.07%
CL	C	-0.07%
HOLX	C	-0.07%
PNW	B	-0.07%