SMIZ vs. AFMC ETF Comparison

Comparison of Zacks Small/Mid Cap ETF (SMIZ) to Active Factor Mid Cap ETF (AFMC)

SMIZ

Zacks Small/Mid Cap ETF

SMIZ Description

The fund seeks to generate positive risk-adjusted returns (positive rate of return after adjustment for the amount of risk taken) by, under normal circumstances, investing at least 80% of its net assets (including any borrowings for investment purposes) in equity securities of small and midsize companies listed on U.S. stock exchanges or derivatives linked to such securities.

Grade (RS Rating)

Last Trade

$36.24

Average Daily Volume

15,943

Number of Holdings ^*

206

* may have additional holdings in another (foreign) market

AFMC

Active Factor Mid Cap ETF

AFMC Description

The investment seeks to provide capital appreciation. Under normal market conditions, the fund will invest at least 80% of its net assets (including investment borrowings) in U.S.-listed equity securities issued by mid capitalization companies. The manager defines mid capitalization companies as those that, at the time of investment, have a market capitalization between the minimum and maximum market capitalization of a widely recognized index of mid capitalization companies based upon the composition of the index at the time of investment. It is non-diversified.

Grade (RS Rating)

Last Trade

$34.31

Average Daily Volume

9,370

Number of Holdings ^*

244

* may have additional holdings in another (foreign) market

Performance

Period	SMIZ	AFMC
30 Days	8.64%	7.36%
60 Days	10.03%	6.97%
90 Days	11.78%	8.83%
12 Months	39.20%	41.05%

39 Overlapping Holdings

Symbol	Grade	Weight in SMIZ	Weight in AFMC	Overlap
AEO	F	0.13%	0.12%	0.12%
AIZ	A	0.22%	0.4%	0.22%
ANF	C	0.55%	0.37%	0.37%
APPF	B	0.36%	0.3%	0.3%
AYI	B	0.69%	1.16%	0.69%
BMI	B	0.63%	0.04%	0.04%
BRBR	A	1.22%	0.62%	0.62%
BTU	B	0.38%	0.43%	0.38%
CBSH	A	0.97%	0.51%	0.51%
CHRW	C	0.42%	0.28%	0.28%
CRS	A	0.38%	0.54%	0.38%
CSL	C	0.38%	0.8%	0.38%
EME	C	1.8%	1.33%	1.33%
FIX	A	0.65%	1.06%	0.65%
GAP	C	0.33%	0.3%	0.3%
HAE	C	0.29%	0.08%	0.08%
HRB	D	0.25%	0.5%	0.25%
ITT	A	0.44%	0.09%	0.09%
JHG	A	0.55%	0.26%	0.26%
KBH	D	0.36%	1.09%	0.36%
MEDP	D	0.62%	0.43%	0.43%
MTG	C	0.26%	1.1%	0.26%
MUSA	A	0.95%	0.6%	0.6%
NTAP	C	0.93%	0.62%	0.62%
NYT	C	0.22%	0.5%	0.22%
OHI	C	0.61%	0.58%	0.58%
OPCH	D	0.0%	0.12%	0.0%
PHM	D	0.53%	0.56%	0.53%
PK	B	0.66%	0.43%	0.43%
PRI	A	0.48%	0.6%	0.48%
SPSC	C	0.34%	0.05%	0.05%
TAP	C	0.42%	0.07%	0.07%
THC	D	0.34%	1.12%	0.34%
TMHC	B	0.72%	0.78%	0.72%
TOL	B	0.77%	1.47%	0.77%
UHS	D	0.27%	0.45%	0.27%
UNM	A	0.5%	0.96%	0.5%
VMI	B	0.61%	0.24%	0.24%
VST	B	0.01%	1.04%	0.01%

SMIZ Overweight 167 Positions Relative to AFMC

Symbol	Grade	Weight
SLVM	B	1.1%
PRA	C	1.08%
MCY	A	1.06%
NTRS	A	1.06%
PODD	C	1.04%
ADMA	B	1.03%
COFS	A	0.96%
KW	B	0.95%
SNV	B	0.95%
DDOG	A	0.95%
CWT	D	0.94%
FISI	A	0.91%
LNG	B	0.9%
RYAN	B	0.88%
FLS	B	0.88%
ANET	C	0.88%
PRM	C	0.88%
FULT	A	0.88%
LRN	A	0.86%
MCK	B	0.84%
WMB	A	0.83%
TROW	B	0.81%
GWRE	A	0.8%
ALX	D	0.8%
SEIC	B	0.77%
CBAN	B	0.76%
ICUI	D	0.75%
NRIM	A	0.75%
IBKR	A	0.73%
RMBS	C	0.71%
CEG	D	0.71%
NI	A	0.7%
HHH	B	0.68%
SOFI	A	0.67%
RCL	A	0.66%
CHCO	B	0.64%
YEXT	A	0.63%
TTWO	A	0.62%
IR	B	0.62%
HQY	B	0.62%
CINF	A	0.62%
BSRR	B	0.61%
WTS	B	0.59%
IFF	D	0.58%
EIX	B	0.57%
HIG	B	0.57%
COIN	C	0.57%
HUBB	B	0.57%
GLW	B	0.57%
BMRC	B	0.57%
TWLO	A	0.56%
VECO	F	0.56%
UAL	A	0.56%
VAL	D	0.55%
APH	A	0.54%
KREF	D	0.54%
NCLH	B	0.54%
ALRS	D	0.53%
FLR	B	0.51%
ALTR	B	0.51%
MASI	A	0.5%
MATX	C	0.5%
WING	D	0.5%
WEAV	B	0.48%
ARVN	D	0.48%
ZBRA	B	0.48%
SPT	C	0.47%
IRDM	D	0.47%
MHO	D	0.46%
RMD	C	0.46%
PKG	A	0.46%
PSTL	D	0.45%
NWPX	A	0.44%
CMTG	F	0.43%
WAB	B	0.43%
DX	B	0.42%
JANX	C	0.42%
SIRI	C	0.42%
AOSL	C	0.42%
DUOL	A	0.42%
LDOS	C	0.41%
ICFI	F	0.4%
GTLB	B	0.4%
POWL	C	0.4%
CSR	B	0.39%
UIS	B	0.39%
EXPD	D	0.38%
BAH	F	0.38%
TXT	D	0.38%
HOLX	D	0.37%
KRYS	B	0.37%
HY	D	0.37%
HCAT	D	0.36%
VCYT	B	0.36%
DRI	B	0.35%
CBOE	B	0.35%
KKR	A	0.35%
ILMN	D	0.35%
TRU	D	0.34%
URBN	C	0.34%
GRBK	D	0.34%
FTNT	C	0.33%
DOCU	A	0.33%
UI	A	0.33%
OKTA	C	0.33%
ROST	C	0.32%
QLYS	C	0.32%
CCS	D	0.31%
ACGL	D	0.31%
OMC	C	0.31%
RDFN	D	0.3%
RIOT	C	0.3%
HSTM	B	0.3%
COOP	B	0.29%
RBB	B	0.28%
LHX	C	0.28%
AWK	D	0.27%
FSLY	D	0.26%
EVTC	B	0.26%
ADUS	D	0.26%
EPC	D	0.26%
GNTY	A	0.25%
PCVX	D	0.24%
AZEK	A	0.24%
GIII	D	0.23%
MSGS	A	0.23%
EVER	F	0.23%
ALLO	F	0.23%
INSP	D	0.23%
HL	D	0.22%
WASH	C	0.22%
IRM	D	0.22%
KMPR	B	0.22%
PAHC	C	0.22%
BRO	B	0.21%
EXAS	D	0.21%
ZM	B	0.21%
VRSK	A	0.21%
SN	D	0.19%
STNE	F	0.18%
AXS	A	0.18%
TMDX	F	0.17%
MKC	D	0.17%
BMRN	D	0.16%
PHR	F	0.16%
OMCL	C	0.16%
AFL	B	0.15%
STKS	F	0.12%
COUR	F	0.12%
HRTX	F	0.09%
RUN	F	0.07%
SPCE	D	0.04%
ZUO	B	0.01%
AXTA	A	0.01%
NPAB	B	0.01%
ENR	B	0.01%
DFH	D	0.0%
CWCO	C	0.0%
CPF	A	0.0%
POST	C	0.0%
PARR	D	0.0%
WMS	D	0.0%
MGM	D	0.0%
CARG	C	0.0%
AGNC	D	0.0%
TSN	B	0.0%
ALKS	B	0.0%

SMIZ Underweight 205 Positions Relative to AFMC

Symbol	Grade	Weight
SFM	A	-1.96%
UTHR	C	-1.55%
GDDY	A	-1.2%
ORI	A	-1.17%
MLI	C	-1.15%
ALSN	B	-1.13%
NRG	B	-0.99%
WSM	B	-0.98%
IDCC	A	-0.95%
TPL	A	-0.94%
INGR	B	-0.9%
ACT	D	-0.87%
COKE	C	-0.87%
IBOC	A	-0.85%
OC	A	-0.8%
ESNT	D	-0.8%
CW	B	-0.78%
HIW	D	-0.77%
RDN	C	-0.76%
LII	A	-0.75%
SF	B	-0.74%
WBS	A	-0.73%
CNM	D	-0.72%
GLPI	C	-0.72%
TXRH	C	-0.72%
CVLT	B	-0.7%
FHI	A	-0.68%
FICO	B	-0.67%
JBL	B	-0.67%
G	B	-0.66%
ERIE	D	-0.65%
JXN	C	-0.65%
WPC	D	-0.65%
NXST	C	-0.62%
CACI	D	-0.62%
TPR	B	-0.62%
AMG	B	-0.62%
CMC	B	-0.6%
BERY	B	-0.59%
BLDR	D	-0.59%
FFIV	B	-0.58%
CUZ	B	-0.56%
EXP	A	-0.56%
NFG	A	-0.56%
SNX	C	-0.55%
DBX	B	-0.54%
PPC	C	-0.54%
TGNA	B	-0.54%
DECK	A	-0.52%
SBRA	C	-0.51%
ACIW	B	-0.51%
RPM	A	-0.5%
SANM	B	-0.49%
DINO	D	-0.48%
ENS	D	-0.48%
GMED	A	-0.48%
NVST	B	-0.47%
SNA	A	-0.47%
MTH	D	-0.47%
KMT	B	-0.47%
PSN	D	-0.46%
CRUS	D	-0.46%
BCC	B	-0.45%
AMR	C	-0.45%
GHC	C	-0.44%
PINC	B	-0.44%
HNI	B	-0.44%
RGLD	C	-0.43%
DDS	B	-0.43%
JLL	D	-0.43%
AGCO	D	-0.43%
ONTO	D	-0.42%
GEF	A	-0.42%
NTCT	C	-0.42%
CHE	D	-0.41%
CHRD	D	-0.4%
EXEL	B	-0.39%
LAMR	D	-0.39%
HALO	F	-0.39%
HLI	B	-0.39%
PVH	C	-0.39%
JAZZ	B	-0.38%
WSO	A	-0.38%
TEX	D	-0.37%
CDP	C	-0.37%
WFRD	D	-0.37%
MAN	D	-0.37%
STLD	B	-0.36%
BYD	C	-0.35%
RS	B	-0.35%
ARW	D	-0.34%
MOH	F	-0.34%
UFPI	B	-0.34%
ADC	B	-0.34%
UGI	A	-0.34%
HWC	B	-0.33%
COLB	A	-0.33%
CSWI	A	-0.33%
FHN	A	-0.32%
SAIC	F	-0.31%
EPR	D	-0.31%
PBF	D	-0.3%
SSB	B	-0.3%
CR	A	-0.3%
FSS	B	-0.3%
BDC	B	-0.29%
LNTH	D	-0.29%
INCY	C	-0.29%
ASO	F	-0.29%
DKS	C	-0.29%
NSA	D	-0.27%
EHC	B	-0.27%
CTRE	D	-0.27%
AVT	C	-0.27%
MANH	D	-0.27%
TTEK	F	-0.26%
WWD	B	-0.26%
AN	C	-0.26%
LOPE	B	-0.26%
NVT	B	-0.26%
RL	B	-0.26%
GPI	A	-0.25%
ATKR	C	-0.25%
CATY	B	-0.25%
HOG	D	-0.25%
CNA	B	-0.25%
ZD	C	-0.25%
IBP	D	-0.25%
WCC	B	-0.25%
TDC	D	-0.24%
MSM	C	-0.24%
LPX	B	-0.24%
OLN	D	-0.24%
ESAB	B	-0.23%
ENSG	D	-0.23%
NBIX	C	-0.22%
L	A	-0.22%
AIT	A	-0.22%
HST	C	-0.22%
OZK	B	-0.21%
BWA	D	-0.21%
LEA	D	-0.21%
CRVL	A	-0.21%
HOMB	A	-0.2%
PRGO	B	-0.19%
NEU	C	-0.19%
JWN	C	-0.19%
NAVI	C	-0.19%
SM	B	-0.18%
ZION	B	-0.18%
SJM	D	-0.18%
NUS	D	-0.18%
CRI	D	-0.18%
APLE	B	-0.17%
CROX	D	-0.17%
ADNT	F	-0.17%
ABG	B	-0.17%
DXC	B	-0.17%
CLF	F	-0.17%
M	D	-0.15%
ATR	B	-0.15%
CASY	A	-0.14%
CAH	B	-0.13%
BLD	D	-0.13%
VSH	D	-0.13%
HPP	F	-0.12%
TPH	D	-0.11%
EQH	B	-0.1%
EXLS	B	-0.1%
BPMC	C	-0.1%
CUBE	D	-0.1%
NSIT	F	-0.1%
ELF	C	-0.1%
BOX	B	-0.1%
GEN	B	-0.1%
AMN	F	-0.09%
HSIC	B	-0.09%
CNXC	F	-0.09%
AOS	F	-0.09%
CPT	B	-0.09%
VNT	B	-0.09%
OGN	D	-0.08%
BRX	A	-0.08%
DCI	B	-0.08%
APA	D	-0.08%
ITRI	B	-0.08%
LECO	B	-0.08%
DOCS	C	-0.07%
WU	D	-0.07%
SKX	D	-0.07%
OSCR	D	-0.07%
ASGN	F	-0.07%
AWI	A	-0.06%
DVA	B	-0.06%
PDCO	D	-0.06%
PBH	A	-0.06%
MMSI	B	-0.06%
CXT	B	-0.05%
ZETA	D	-0.05%
ACLS	F	-0.04%
LEVI	F	-0.03%
IART	C	-0.02%
NNN	D	-0.0%
VRNS	D	-0.0%
PI	D	-0.0%