SMCP vs. HSMV ETF Comparison

Comparison of AlphaMark Actively Managed Small Cap ETF (SMCP) to First Trust Horizon Managed Volatility Small/Mid ETF (HSMV)

SMCP

AlphaMark Actively Managed Small Cap ETF

SMCP Description

The investment seeks long-term growth of capital. Under normal circumstances, the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small cap companies listed on a U.S. exchange. It defines "equity securities" to include common and preferred stock, American Depositary Receipts ("ADRs"), real estate investment trusts ("REITs"), and exchange-traded funds ("ETFs"). The fund may invest up to 30% of its net assets in foreign equity securities of small cap companies traded on a U.S. exchange as ADRs, which may include companies in emerging markets. It is non-diversified.

Grade (RS Rating)

Last Trade

$34.66

Average Daily Volume

2,212

Number of Holdings ^*

* may have additional holdings in another (foreign) market

HSMV

First Trust Horizon Managed Volatility Small/Mid ETF

HSMV Description

The investment seeks to provide investors with capital appreciation. Under normal market conditions, the fund seeks to achieve its investment objective by investing at least 80% of its net assets (including investment borrowings) in small- and/or mid-capitalization common stocks listed and traded on U.S. national securities exchanges that Sub-Advisor believes exhibit low future expected volatility. It is non-diversified.

Grade (RS Rating)

Last Trade

$38.09

Average Daily Volume

1,340

Number of Holdings ^*

147

* may have additional holdings in another (foreign) market

Performance

Period	SMCP	HSMV
30 Days	6.32%	3.72%
60 Days	5.82%	5.02%
90 Days	6.73%	5.82%
12 Months	35.27%	26.13%

13 Overlapping Holdings

Symbol	Grade	Weight in SMCP	Weight in HSMV	Overlap
COOP	B	1.0%	0.35%	0.35%
CPK	A	0.97%	0.64%	0.64%
ENSG	C	0.91%	0.75%	0.75%
ESNT	F	0.84%	0.66%	0.66%
FCPT	C	0.91%	0.82%	0.82%
IDCC	B	1.15%	0.77%	0.77%
IOSP	C	1.02%	0.36%	0.36%
KFY	B	0.99%	0.29%	0.29%
LANC	C	0.86%	0.49%	0.49%
LXP	D	0.85%	0.35%	0.35%
NMIH	C	0.89%	0.54%	0.54%
PBH	A	1.11%	0.74%	0.74%
RDN	D	0.91%	0.39%	0.39%

SMCP Overweight 83 Positions Relative to HSMV

Symbol	Grade	Weight
LUMN	C	1.63%
STRL	A	1.51%
CORT	B	1.41%
RIOT	C	1.36%
TCBI	C	1.32%
SFM	A	1.29%
HQY	A	1.21%
MARA	B	1.21%
CVBF	A	1.2%
TGNA	B	1.18%
SIG	B	1.18%
JBT	B	1.17%
HTLF	B	1.16%
CADE	B	1.15%
UMBF	B	1.15%
CEIX	A	1.14%
CARG	B	1.14%
KNF	B	1.14%
AX	B	1.13%
CATY	B	1.12%
ARCH	B	1.11%
MATX	C	1.11%
MWA	B	1.1%
MGEE	B	1.1%
VCYT	B	1.09%
HWC	B	1.09%
JXN	C	1.08%
FULT	A	1.07%
CRC	A	1.07%
QLYS	B	1.07%
APAM	B	1.07%
ACIW	C	1.06%
FFBC	B	1.06%
BTU	B	1.05%
WTS	B	1.04%
WSFS	B	1.03%
TMHC	C	1.03%
SMPL	B	1.02%
CVLT	B	1.01%
BMI	B	1.01%
APLE	B	1.0%
UFPI	C	1.0%
CPRX	C	0.99%
HNI	B	0.99%
NPO	A	0.98%
MMSI	A	0.98%
BCC	C	0.97%
WHD	B	0.96%
ALKS	C	0.96%
MHO	D	0.96%
WD	D	0.95%
CABO	B	0.95%
FBP	C	0.94%
BUR	C	0.93%
TPH	D	0.92%
NHI	D	0.92%
ENS	F	0.9%
POWI	F	0.9%
YOU	D	0.9%
IPAR	B	0.9%
MTH	D	0.89%
ICFI	F	0.88%
KBH	D	0.87%
ASO	F	0.87%
BNL	C	0.87%
ATKR	D	0.85%
HP	C	0.85%
KRYS	C	0.84%
HALO	F	0.84%
AMR	C	0.82%
PTEN	C	0.81%
SPSC	D	0.81%
FORM	D	0.79%
IIPR	D	0.79%
NEOG	F	0.78%
DIOD	D	0.76%
AEO	F	0.76%
LBRT	D	0.73%
LNTH	D	0.73%
STNE	F	0.67%
STNG	F	0.65%
ACLS	F	0.62%
PAGS	F	0.55%

SMCP Underweight 134 Positions Relative to HSMV

Symbol	Grade	Weight
ATR	B	-2.16%
DTM	A	-1.97%
SEIC	B	-1.86%
INGR	C	-1.74%
ORI	A	-1.69%
CACI	D	-1.62%
IDA	A	-1.59%
OGE	A	-1.57%
CTRE	C	-1.53%
POST	C	-1.53%
MSGS	A	-1.41%
RLI	A	-1.38%
DCI	B	-1.34%
ADC	A	-1.29%
FHI	B	-1.23%
AMH	C	-1.21%
AM	A	-1.19%
NJR	A	-1.19%
CHE	D	-1.15%
NFG	A	-1.14%
FLO	D	-1.12%
OHI	C	-1.11%
NWE	C	-1.09%
AFG	A	-1.08%
POR	C	-1.06%
GGG	B	-1.02%
MMS	F	-1.01%
NNN	C	-0.99%
GNTX	C	-0.98%
NYT	D	-0.97%
GLPI	C	-0.96%
EHC	B	-0.92%
KBR	F	-0.91%
DLB	B	-0.88%
BKH	A	-0.87%
ELS	C	-0.81%
MSA	D	-0.81%
CBSH	B	-0.81%
EPR	C	-0.79%
LSTR	D	-0.78%
PRI	B	-0.76%
LOPE	C	-0.76%
EFC	C	-0.75%
PECO	A	-0.73%
SF	B	-0.73%
AWR	B	-0.72%
CW	C	-0.72%
AVA	B	-0.72%
OGS	A	-0.69%
CDP	C	-0.67%
RNR	C	-0.66%
SLGN	A	-0.66%
RPM	A	-0.66%
RGA	A	-0.65%
JHG	B	-0.65%
AGO	B	-0.64%
EGP	D	-0.63%
EPRT	B	-0.63%
AMG	B	-0.62%
SCI	B	-0.61%
MDU	D	-0.61%
PRGS	A	-0.59%
SBRA	C	-0.58%
FELE	B	-0.57%
ACM	B	-0.57%
GATX	A	-0.56%
COLM	C	-0.55%
RS	B	-0.55%
CHH	A	-0.55%
MTG	C	-0.54%
BCPC	B	-0.53%
FLS	B	-0.52%
CWT	C	-0.51%
FCN	F	-0.5%
AVT	C	-0.5%
FNF	B	-0.49%
EPC	F	-0.49%
BRX	A	-0.47%
MSM	C	-0.47%
BWXT	B	-0.47%
MUSA	B	-0.46%
ARW	D	-0.46%
CHDN	B	-0.45%
JEF	A	-0.45%
PFGC	B	-0.45%
CNO	B	-0.44%
SAIC	F	-0.44%
PB	B	-0.44%
FR	D	-0.44%
LAMR	C	-0.43%
BLKB	B	-0.42%
ENR	B	-0.42%
RYN	D	-0.41%
CLH	C	-0.4%
EXEL	B	-0.39%
ITT	A	-0.38%
FNB	A	-0.38%
FAF	A	-0.38%
BJ	A	-0.37%
ABM	B	-0.37%
EVR	B	-0.36%
G	B	-0.36%
ASH	F	-0.36%
GPK	C	-0.36%
JAZZ	C	-0.35%
LECO	C	-0.35%
JJSF	C	-0.33%
RGLD	C	-0.33%
CSL	C	-0.33%
MAN	F	-0.32%
ONB	C	-0.32%
KEX	B	-0.31%
R	B	-0.3%
OSK	C	-0.29%
MTN	C	-0.29%
ALV	C	-0.29%
AGCO	D	-0.29%
MIDD	C	-0.28%
EVTC	B	-0.28%
PLXS	B	-0.27%
ORA	B	-0.27%
HRB	D	-0.26%
LFUS	D	-0.25%
CASY	A	-0.25%
LII	A	-0.25%
CUBE	C	-0.24%
AIN	C	-0.24%
HXL	F	-0.23%
FSS	B	-0.23%
IRT	A	-0.22%
CRI	F	-0.21%
PCH	D	-0.19%
REXR	F	-0.19%
NSA	C	-0.13%