SMCP vs. FTHI ETF Comparison

Comparison of AlphaMark Actively Managed Small Cap ETF (SMCP) to First Trust High Income ETF (FTHI)

SMCP

AlphaMark Actively Managed Small Cap ETF

SMCP Description

The investment seeks long-term growth of capital. Under normal circumstances, the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small cap companies listed on a U.S. exchange. It defines "equity securities" to include common and preferred stock, American Depositary Receipts ("ADRs"), real estate investment trusts ("REITs"), and exchange-traded funds ("ETFs"). The fund may invest up to 30% of its net assets in foreign equity securities of small cap companies traded on a U.S. exchange as ADRs, which may include companies in emerging markets. It is non-diversified.

Grade (RS Rating)

Last Trade

$30.60

Average Daily Volume

2,575

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FTHI

First Trust High Income ETF

FTHI Description

The investment seeks current income; capital appreciation is a secondary objective. The fund will pursue its objectives by investing in large cap equity securities listed on U.S. exchanges and by utilizing an "option strategy" consisting of writing (selling) U.S. exchange-traded covered call options on the Standard & Poor's 500(c) Index (the "index"). The market value of the option strategy may be up to 20% of the fund's overall net asset value. The equity securities in which the fund will invest and the options which the fund will write will be limited to U.S. exchange-traded securities and options. It is non-diversified.

Grade (RS Rating)

Last Trade

$22.26

Average Daily Volume

221,192

Number of Holdings ^*

175

* may have additional holdings in another (foreign) market

Performance

Period	SMCP	FTHI
30 Days	2.30%	3.25%
60 Days	-0.76%	-1.90%
90 Days	0.05%	-0.71%
12 Months	18.87%	11.84%

13 Overlapping Holdings

Symbol	Grade	Weight in SMCP	Weight in FTHI	Overlap
ARCH	F	0.96%	0.4%	0.4%
CVBF	D	1.03%	0.17%	0.17%
CVLT	B	0.96%	0.44%	0.44%
IDCC	B	0.94%	0.35%	0.35%
IIPR	B	1.02%	0.36%	0.36%
JXN	C	1.0%	0.99%	0.99%
LANC	D	0.9%	0.36%	0.36%
MATX	C	1.0%	0.27%	0.27%
MGEE	B	1.0%	0.28%	0.28%
NHI	A	1.07%	0.13%	0.13%
SFM	B	0.98%	0.34%	0.34%
STNG	D	0.88%	0.54%	0.54%
UMBF	B	1.05%	0.37%	0.37%

SMCP Overweight 84 Positions Relative to FTHI

Symbol	Grade	Weight
HQY	D	1.14%
PBH	A	1.12%
LUMN	B	1.12%
YOU	B	1.1%
NMIH	B	1.09%
SIG	F	1.07%
HALO	B	1.07%
TCBI	A	1.07%
MHO	B	1.06%
ESNT	B	1.06%
HWC	C	1.06%
LNTH	C	1.06%
RDN	B	1.05%
BNL	B	1.05%
CADE	C	1.05%
FULT	C	1.05%
ASO	C	1.05%
ALKS	B	1.05%
HTLF	B	1.05%
AX	C	1.04%
WTS	D	1.04%
WSFS	C	1.04%
FCPT	A	1.04%
FBP	B	1.04%
LXP	B	1.04%
TMHC	B	1.04%
COOP	B	1.04%
FFBC	B	1.04%
ACIW	B	1.03%
MMSI	A	1.03%
WD	B	1.03%
ENSG	B	1.03%
CATY	B	1.03%
MTH	B	1.03%
CPK	A	1.02%
KFY	C	1.02%
TPH	B	1.02%
HNI	B	1.02%
IOSP	D	1.01%
ICFI	B	1.01%
TGNA	D	1.01%
MWA	C	1.0%
STRL	C	1.0%
ENS	D	1.0%
BMI	C	0.99%
CRC	D	0.99%
APAM	D	0.99%
APLE	F	0.99%
KNF	C	0.99%
BUR	D	0.99%
CPRX	B	0.99%
FORM	F	0.98%
QLYS	F	0.98%
CORT	B	0.98%
SMPL	D	0.98%
PRMW	A	0.98%
CARG	B	0.98%
KRYS	D	0.97%
JBT	F	0.97%
POWI	F	0.97%
KBH	B	0.97%
NPO	D	0.97%
CEIX	D	0.96%
BCC	C	0.96%
UFPI	D	0.96%
SPSC	D	0.95%
STNE	F	0.95%
DIOD	F	0.95%
MARA	F	0.95%
VCYT	B	0.95%
IPAR	D	0.94%
BTU	D	0.94%
NEOG	D	0.94%
AEO	D	0.93%
WHD	C	0.91%
PTEN	F	0.91%
LBRT	D	0.9%
ATKR	F	0.89%
CABO	F	0.89%
ACLS	F	0.87%
RIOT	F	0.86%
HP	F	0.85%
PAGS	F	0.82%
AMR	F	0.82%

SMCP Underweight 162 Positions Relative to FTHI

Symbol	Grade	Weight
MSFT	D	-6.72%
NVDA	D	-6.0%
AAPL	C	-5.97%
AMZN	D	-3.39%
META	C	-2.41%
GOOGL	D	-2.15%
BRK.A	B	-1.82%
GOOG	D	-1.82%
AVGO	D	-1.59%
LLY	B	-1.59%
SLG	B	-1.4%
JPM	B	-1.36%
STLA	F	-1.14%
UNH	A	-1.13%
UL	A	-1.12%
CCEP	A	-1.08%
XOM	C	-1.01%
CRNX	C	-0.97%
TSLA	D	-0.96%
V	A	-0.94%
MO	A	-0.92%
COST	B	-0.85%
PG	A	-0.85%
HD	B	-0.85%
MA	B	-0.84%
ABBV	B	-0.76%
WMT	A	-0.65%
MRK	D	-0.65%
CCI	A	-0.64%
CALM	B	-0.63%
INGR	A	-0.61%
VST	C	-0.61%
BRBR	A	-0.61%
NVS	B	-0.61%
NFLX	B	-0.61%
KO	B	-0.59%
IDA	A	-0.55%
CRM	D	-0.54%
MEDP	D	-0.53%
BAC	D	-0.52%
AMD	F	-0.52%
ADBE	B	-0.52%
MDT	A	-0.5%
PEP	A	-0.5%
TMO	A	-0.49%
SLM	D	-0.46%
LIN	B	-0.45%
MMC	A	-0.45%
TOL	B	-0.44%
ALSN	B	-0.42%
GILD	A	-0.42%
BMY	B	-0.42%
ORCL	A	-0.41%
WFC	D	-0.41%
PBF	F	-0.41%
EXP	B	-0.41%
ITW	C	-0.4%
PPC	B	-0.4%
DELL	F	-0.4%
INTU	D	-0.4%
DHR	B	-0.39%
CAT	C	-0.39%
HLI	B	-0.39%
TXN	C	-0.39%
AM	C	-0.39%
DECK	C	-0.39%
KNSL	B	-0.38%
PM	A	-0.38%
VZ	B	-0.38%
CME	A	-0.38%
QCOM	F	-0.38%
DTM	B	-0.37%
AMT	A	-0.37%
AMGN	C	-0.37%
USFD	B	-0.37%
EHC	B	-0.37%
CVX	F	-0.37%
CHRD	F	-0.37%
SCCO	D	-0.37%
HESM	C	-0.37%
ARES	C	-0.37%
NVO	C	-0.36%
ISRG	B	-0.36%
EWBC	C	-0.36%
IBM	A	-0.36%
AMAT	F	-0.36%
GE	C	-0.36%
RTX	B	-0.36%
FNF	B	-0.36%
INSM	C	-0.36%
NOW	B	-0.35%
SPGI	A	-0.35%
DUK	A	-0.34%
SLVM	B	-0.34%
TJX	B	-0.34%
T	A	-0.34%
UNP	B	-0.34%
FTI	D	-0.34%
BAH	B	-0.33%
PSA	A	-0.33%
REYN	A	-0.33%
ADP	B	-0.32%
WSO	D	-0.32%
UPS	F	-0.31%
PFE	D	-0.31%
KRC	B	-0.31%
SBRA	A	-0.3%
GS	C	-0.3%
LOW	B	-0.3%
BKU	B	-0.3%
HON	D	-0.29%
LMT	A	-0.29%
VEEV	A	-0.29%
BKNG	C	-0.29%
O	A	-0.29%
DHT	D	-0.29%
LOPE	D	-0.28%
ADI	C	-0.28%
TMUS	B	-0.27%
GGG	D	-0.27%
NEE	A	-0.27%
SBLK	D	-0.27%
LECO	F	-0.27%
CNA	B	-0.26%
COP	D	-0.26%
OGN	C	-0.26%
CL	A	-0.25%
AMH	A	-0.25%
OTTR	D	-0.24%
ATR	A	-0.23%
FLO	A	-0.23%
SO	A	-0.21%
BLK	B	-0.21%
MUSA	B	-0.2%
PAYX	B	-0.2%
EQIX	B	-0.2%
PFGC	B	-0.2%
NEU	D	-0.19%
LPLA	D	-0.19%
XEL	A	-0.18%
DIS	F	-0.18%
WEC	A	-0.16%
EXR	B	-0.16%
MSI	B	-0.16%
KAR	D	-0.14%
ELV	B	-0.14%
SFNC	B	-0.13%
TGT	B	-0.12%
BX	B	-0.11%
VGR	B	-0.11%
GEV	A	-0.1%
GIS	A	-0.09%
D	A	-0.09%
MDLZ	A	-0.09%
BDX	D	-0.08%
CXW	D	-0.06%
AJG	A	-0.05%
SYK	A	-0.05%
SPG	B	-0.05%
BXMT	C	-0.05%
PTVE	D	-0.02%
LADR	B	-0.02%