SHRT vs. SOXX ETF Comparison

Comparison of Gotham Short Strategies ETF (SHRT) to iShares PHLX SOX Semiconductor Sector Index Fund (SOXX)

SHRT

Gotham Short Strategies ETF

SHRT Description

The fund is an actively-managed exchange-traded fund ("ETF") that seeks to achieve its investment objective by investing under normal circumstances in long and short positions of equity and equity-related securities (i.e., swaps), primarily of companies traded on U.S. markets. The fund"s sub-adviser, Gotham Asset Management, LLC ("Gotham" or the "Sub-Adviser") seeks to maintain the fund"s net equity exposure, which is the value of the fund"s long positions minus its short positions, at approximately 50% net short.

Grade (RS Rating)

Last Trade

$7.55

Average Daily Volume

2,487

Number of Holdings ^*

200

* may have additional holdings in another (foreign) market

SOXX

iShares PHLX SOX Semiconductor Sector Index Fund

SOXX Description

The iShares PHLX SOX Semiconductor Sector Index Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of U.S.-listed semiconductor stocks as represented by the PHLX Semiconductor Sector Index

Grade (RS Rating)

Last Trade

$216.17

Average Daily Volume

2,976,723

Number of Holdings ^*

24

* may have additional holdings in another (foreign) market

Performance

Period	SHRT	SOXX
30 Days	-7.59%	-4.37%
60 Days	-8.76%	-3.49%
90 Days	-8.43%	-7.15%
12 Months	-6.99%	26.62%

12 Overlapping Holdings

	Symbol	Grade	Weight in SHRT	Weight in SOXX	Overlap
	AMAT	F	0.31%	3.69%	0.31%
	KLAC	D	0.8%	3.23%	0.8%
	LRCX	F	1.84%	3.68%	1.84%
	MKSI	C	0.71%	0.78%	0.71%
	MPWR	F	0.03%	2.7%	0.03%
	MRVL	B	0.2%	5.04%	0.2%
	MU	D	0.82%	4.37%	0.82%
	OLED	D	0.09%	0.78%	0.09%
	ONTO	D	0.26%	0.86%	0.26%
	QRVO	F	0.88%	0.68%	0.68%
	SWKS	F	1.21%	1.44%	1.21%
	TER	D	0.02%	1.78%	0.02%

SHRT Overweight 188 Positions Relative to SOXX

	Symbol	Grade	Weight
	GM	B	2.09%
	TGT	F	2.05%
	THC	D	1.9%
	LPX	B	1.65%
	FMC	D	1.45%
	BIIB	F	1.36%
	CHWY	B	1.34%
	CVX	A	1.31%
	CRUS	D	1.26%
	TSN	B	1.15%
	ELAN	D	1.13%
	EOG	A	1.12%
	RVTY	F	1.12%
	PPC	C	1.09%
	GTLS	B	1.08%
	QGEN	D	1.01%
	ZBRA	B	1.0%
	WBA	F	0.92%
	JBHT	C	0.9%
	LII	A	0.84%
	MATX	C	0.83%
	CHTR	C	0.82%
	JCI	C	0.81%
	NOC	D	0.81%
	MTZ	B	0.8%
	D	C	0.8%
	UPS	C	0.8%
	UHS	D	0.8%
	TKO	B	0.78%
	CTLT	B	0.75%
	INGR	B	0.73%
	FCX	D	0.71%
	CEG	D	0.69%
	OVV	B	0.69%
	ICUI	D	0.67%
	STX	D	0.66%
	WDC	D	0.65%
	LHX	C	0.65%
	PFE	D	0.65%
	CROX	D	0.64%
	J	F	0.63%
	CL	D	0.63%
	MOH	F	0.63%
	BALL	D	0.62%
	MUR	D	0.61%
	MRO	B	0.59%
	HOLX	D	0.58%
	ENPH	F	0.57%
	KMX	B	0.56%
	EL	F	0.56%
	RGEN	D	0.55%
	POST	C	0.55%
	ANET	C	0.51%
	EME	C	0.5%
	AVNT	B	0.5%
	CNX	A	0.5%
	ECL	D	0.5%
	AVTR	F	0.49%
	ABBV	D	0.48%
	NCLH	B	0.48%
	FSS	B	0.47%
	CLX	B	0.46%
	EXEL	B	0.46%
	SCCO	F	0.45%
	TPX	B	0.44%
	HALO	F	0.44%
	GNRC	B	0.43%
	BMRN	D	0.42%
	CCK	C	0.4%
	MAS	D	0.39%
	SLGN	A	0.38%
	LTH	C	0.37%
	VMC	B	0.36%
	HAS	D	0.35%
	NSC	B	0.35%
	DD	D	0.35%
	CF	B	0.34%
	TRU	D	0.34%
	ZTS	D	0.33%
	IQV	D	0.33%
	GD	F	0.33%
	MSGS	A	0.32%
	VMI	B	0.32%
	CI	F	0.31%
	XRAY	F	0.31%
	JAZZ	B	0.3%
	LKQ	D	0.3%
	HES	B	0.3%
	TWLO	A	0.29%
	BLD	D	0.29%
	MMS	F	0.29%
	CTRA	B	0.27%
	SO	D	0.27%
	EMR	A	0.26%
	UI	A	0.26%
	TXRH	C	0.25%
	ASH	D	0.24%
	BPMC	C	0.24%
	SYK	C	0.23%
	SKYW	B	0.23%
	WSM	B	0.23%
	ILMN	D	0.22%
	NFG	A	0.22%
	LEVI	F	0.22%
	ALLE	D	0.21%
	FLS	B	0.21%
	PSN	D	0.21%
	BAH	F	0.2%
	HIMS	B	0.2%
	EFX	F	0.2%
	COTY	F	0.2%
	EW	C	0.19%
	TYL	B	0.19%
	CHDN	B	0.18%
	FOXA	B	0.18%
	H	B	0.17%
	NBIX	C	0.17%
	ALKS	B	0.17%
	GFS	C	0.16%
	GDDY	A	0.16%
	ACIW	B	0.16%
	ESI	A	0.16%
	EMN	D	0.16%
	ADMA	B	0.15%
	APPF	B	0.15%
	KTB	B	0.15%
	VTRS	A	0.14%
	VLTO	D	0.14%
	SHAK	C	0.14%
	RKLB	B	0.13%
	SWX	B	0.13%
	LYFT	C	0.13%
	ISRG	A	0.12%
	INFA	D	0.12%
	TMO	F	0.12%
	PODD	C	0.11%
	GMED	A	0.11%
	CNI	D	0.11%
	IDXX	F	0.11%
	PNR	A	0.1%
	IPG	D	0.1%
	AWI	A	0.09%
	FCN	D	0.09%
	SEM	B	0.09%
	TPL	A	0.09%
	KEX	C	0.09%
	PEN	B	0.09%
	SPOT	B	0.08%
	RGLD	C	0.08%
	PLXS	B	0.08%
	IGT	F	0.08%
	NOV	C	0.08%
	REGN	F	0.08%
	PTC	A	0.07%
	CHD	B	0.07%
	CWAN	B	0.07%
	ABG	B	0.07%
	VRSN	F	0.07%
	ROST	C	0.06%
	PRIM	A	0.06%
	SNDR	B	0.05%
	NXST	C	0.05%
	QTWO	A	0.05%
	FTDR	A	0.04%
	DTM	B	0.04%
	NTRA	B	0.03%
	UBER	D	0.03%
	CMC	B	0.03%
	PWR	A	0.02%
	AOS	F	0.02%
	DNB	B	0.02%
	BFAM	D	0.02%
	HSIC	B	0.02%
	APG	B	0.02%
	MTCH	D	0.02%
	TTEK	F	0.02%
	BLDR	D	0.02%
	R	B	0.01%
	RUSHA	C	0.01%
	GEHC	F	0.01%
	IAC	D	0.01%
	SITM	B	0.01%
	DOX	D	0.01%
	ZBH	C	0.01%
	EHC	B	0.01%
	DVA	B	0.01%
	OPCH	D	0.01%
	CRVL	A	0.0%

SHRT Underweight 12 Positions Relative to SOXX

	Symbol	Grade	Weight
	NVDA	C	-10.6%
	AVGO	D	-8.74%
	AMD	F	-8.07%
	QCOM	F	-6.31%
	TXN	C	-6.3%
	INTC	D	-4.72%
	ADI	D	-3.85%
	NXPI	D	-3.69%
	MCHP	D	-3.4%
	ON	D	-3.07%
	ENTG	D	-1.62%
	LSCC	D	-0.72%

SHRT: Top Represented Industries & Keywords

Industries: Biotechnology Diversified Industrials Engineering & Construction Oil & Gas E&P Software - Application Diagnostics & Research Semiconductor Equipment & Materials Semiconductors Building Materials Business Services Medical Care Medical Devices Household & Personal Products Internet Content & Information Drug Manufacturers - Specialty & Generic Medical Instruments & Supplies Specialty Chemicals Aerospace & Defense Auto & Truck Dealerships Chemicals

Keywords: S&P 500 Nasdaq 100 Medicine Natural Gas Chemical Electronics Semiconductor Biotechnology Biopharmaceutical Integrated Circuits Mining Transport Computing Aerospace Building Materials Pain Telecommunications Acid Bone Clinic

SOXX: Top Represented Industries & Keywords

Industries: Semiconductors Semiconductor Equipment & Materials Scientific & Technical Instruments Semiconductor Memory

Keywords: S&P 500 Nasdaq 100 Semiconductor Integrated Circuits Computing Fabless Semiconductor Companies Power Management Electronics Semiconductor Device Fabrication Semiconductor Devices Electronic Engineering Flash Mobile Devices Smartphones Design Manufacturers Device Manufacturers Electronic Devices Flash Memory Process Control Wireless Infrastructure