SFLR vs. LKOR ETF Comparison

Comparison of Innovator Equity Managed Floor ETF (SFLR) to FlexShares Credit-Scored US Long Corporate Bond Index Fund (LKOR)

SFLR

Innovator Equity Managed Floor ETF

SFLR Description

The fund is an actively managed ETF that seeks to provide capital appreciation through participation in the large-capitalization U.S. equity markets while limiting the potential for maximum losses. The Advisor intends to invest in a diversified portfolio of equity securities that are included in the Solactive GBS United States 500 Index, together with put and call option contracts in an effort to reduce the potential for losses associated with the returns of U.S. large capitalization equity market investments. It is non-diversified.

Grade (RS Rating)

Last Trade

$32.80

Average Daily Volume

132,033

Number of Holdings ^*

217

* may have additional holdings in another (foreign) market

LKOR

FlexShares Credit-Scored US Long Corporate Bond Index Fund

LKOR Description

Flexshares Trust - FlexShares Credit-Scored US Long Corporate Bond Index Fund is an exchange traded fund launched by Northern Trust Corporation. It is managed by Northern Trust Investments, Incorporated. The fund invests in fixed income markets of the United States. It invests in US-dollar denominated investment grade bonds of companies rated BBB or higher by S&P or Fitch or Baa3 or higher by Moody's and with maturities greater than or equal to ten years. The fund seeks to track the performance of the Northern Trust Credit-Scored US Long Corporate Bond Index, by employing representative sampling methodology. Flexshares Trust - FlexShares Credit-Scored US Long Corporate Bond Index Fund was formed on September 23, 2015 and is domiciled in the United States.

Grade (RS Rating)

Last Trade

$42.97

Average Daily Volume

7,722

Number of Holdings ^*

163

* may have additional holdings in another (foreign) market

Performance

Period	SFLR	LKOR
30 Days	1.99%	-3.66%
60 Days	5.08%	-5.38%
90 Days	5.76%	-2.57%
12 Months	26.01%	12.32%

59 Overlapping Holdings

Symbol	Grade	Weight in SFLR	Weight in LKOR	Overlap
AAPL	C	6.65%	0.17%	0.17%
ABBV	F	0.84%	0.33%	0.33%
ACGL	C	0.22%	0.55%	0.22%
AEE	B	0.14%	0.24%	0.14%
AMGN	F	0.42%	0.23%	0.23%
AMT	F	0.3%	0.27%	0.27%
AMZN	A	3.88%	0.18%	0.18%
AVGO	C	1.76%	0.2%	0.2%
BAC	A	0.83%	0.23%	0.23%
CAG	F	0.09%	0.24%	0.09%
CHD	A	0.2%	0.11%	0.11%
CMCSA	B	0.54%	0.24%	0.24%
CMS	D	0.24%	0.24%	0.24%
CPB	F	0.29%	0.18%	0.18%
CSCO	A	0.83%	0.23%	0.23%
DHR	F	0.44%	0.1%	0.1%
DOV	A	0.34%	0.24%	0.24%
DOW	F	0.22%	0.32%	0.22%
ED	D	0.26%	0.29%	0.26%
EL	F	0.16%	0.21%	0.16%
GM	B	0.24%	0.13%	0.13%
GOOGL	C	2.08%	0.12%	0.12%
GS	B	0.69%	0.21%	0.21%
HCA	D	0.26%	0.24%	0.24%
HD	B	1.04%	0.19%	0.19%
HIG	C	0.38%	0.2%	0.2%
HUM	D	0.09%	0.07%	0.07%
IBM	D	0.59%	0.23%	0.23%
JNJ	D	1.16%	0.12%	0.12%
JPM	A	1.67%	0.09%	0.09%
KMI	B	0.46%	0.19%	0.19%
KO	F	0.94%	0.19%	0.19%
LMT	D	0.51%	0.24%	0.24%
LNT	C	0.19%	0.4%	0.19%
LOW	B	0.54%	0.25%	0.25%
LYB	F	0.18%	0.23%	0.18%
MA	B	1.05%	0.22%	0.22%
MCD	C	0.75%	0.12%	0.12%
MKL	A	0.2%	0.24%	0.2%
MMM	C	0.54%	0.26%	0.26%
MRO	B	0.51%	0.22%	0.22%
MS	A	0.34%	0.14%	0.14%
MSFT	C	6.34%	0.1%	0.1%
NDAQ	B	0.26%	0.19%	0.19%
NVDA	A	6.98%	0.21%	0.21%
ORCL	A	0.69%	0.25%	0.25%
PRU	B	0.36%	0.11%	0.11%
REGN	F	0.19%	0.17%	0.17%
RF	A	0.46%	0.28%	0.28%
RPRX	F	0.13%	0.09%	0.09%
SCCO	F	0.02%	0.64%	0.02%
T	A	0.62%	0.09%	0.09%
TT	B	0.43%	0.12%	0.12%
TXN	B	0.72%	0.23%	0.23%
UNH	B	1.53%	0.16%	0.16%
UNP	D	0.5%	0.16%	0.16%
V	A	1.18%	0.4%	0.4%
WRB	B	0.23%	0.23%	0.23%
XOM	B	1.02%	0.12%	0.12%

SFLR Overweight 158 Positions Relative to LKOR

Symbol	Grade	Weight
META	B	2.62%
GOOG	C	1.84%
TSLA	B	1.65%
LLY	F	1.43%
BRK.A	B	1.42%
COST	B	1.04%
PG	C	0.99%
WMT	A	0.93%
CRM	B	0.64%
LIN	D	0.63%
GE	D	0.6%
ABT	C	0.58%
PEP	D	0.57%
ADBE	C	0.53%
TMUS	A	0.51%
TMO	F	0.51%
CVX	A	0.51%
INTU	A	0.51%
ISRG	A	0.5%
CTAS	B	0.48%
AXP	B	0.47%
AMD	F	0.46%
QCOM	F	0.43%
MRK	F	0.43%
TDG	D	0.42%
KKR	B	0.39%
CFG	B	0.38%
BKNG	A	0.38%
WM	A	0.37%
DIS	B	0.36%
LRCX	F	0.35%
RSG	B	0.34%
URI	B	0.33%
BX	A	0.33%
COP	C	0.32%
PLTR	B	0.31%
VRTX	B	0.31%
ETR	B	0.31%
UBER	F	0.31%
ES	D	0.3%
BRO	B	0.29%
HBAN	A	0.29%
WAB	B	0.29%
INVH	D	0.28%
COR	B	0.27%
L	A	0.27%
DOC	C	0.27%
DE	D	0.27%
AME	A	0.26%
BXP	D	0.26%
ROST	D	0.25%
CSL	B	0.25%
CI	D	0.25%
DTE	D	0.25%
PPL	A	0.25%
BR	A	0.25%
LEN	D	0.24%
FCX	F	0.23%
TTD	B	0.23%
MU	D	0.23%
PYPL	A	0.23%
TGT	C	0.22%
APO	B	0.22%
MRVL	B	0.22%
FDX	B	0.22%
MAA	C	0.21%
HEI	A	0.21%
NKE	F	0.21%
ESS	C	0.21%
CRWD	B	0.2%
HSY	F	0.2%
ON	F	0.2%
SBAC	D	0.19%
SPOT	A	0.19%
MELI	D	0.18%
IBKR	A	0.17%
ARES	B	0.17%
SUI	F	0.17%
LNG	B	0.17%
SNOW	C	0.17%
VLO	C	0.17%
WDAY	B	0.16%
DASH	A	0.16%
ZM	B	0.16%
K	A	0.16%
LYV	A	0.16%
IEX	B	0.15%
EVRG	A	0.15%
PFG	C	0.15%
CNP	B	0.15%
CDW	F	0.15%
ZBH	C	0.14%
SQ	B	0.14%
DRI	B	0.14%
EXPD	C	0.14%
SSNC	C	0.14%
EXPE	B	0.14%
HEI	A	0.13%
TROW	A	0.13%
PPG	F	0.13%
LUV	B	0.13%
GEHC	D	0.13%
RBLX	B	0.12%
VEEV	B	0.12%
F	C	0.12%
ZS	B	0.11%
DDOG	B	0.11%
LII	B	0.11%
VRT	B	0.11%
TER	F	0.11%
DAL	A	0.1%
MSTR	B	0.1%
ZBRA	B	0.1%
DKNG	B	0.1%
TRU	D	0.1%
SNAP	C	0.1%
FCNCA	B	0.1%
ALNY	D	0.1%
NET	B	0.09%
COIN	B	0.09%
TRMB	B	0.09%
TW	B	0.09%
GEV	B	0.09%
HUBB	C	0.09%
NUE	D	0.09%
FDS	A	0.09%
DELL	C	0.09%
AVTR	F	0.08%
ILMN	C	0.08%
OWL	B	0.08%
MGM	D	0.08%
ENTG	F	0.08%
DOX	C	0.07%
CVNA	B	0.07%
CE	F	0.06%
BSY	F	0.06%
TEAM	B	0.06%
LPLA	A	0.06%
HUBS	B	0.06%
SIRI	C	0.06%
JBL	C	0.05%
BLDR	C	0.05%
IOT	B	0.05%
ENPH	F	0.05%
OXY	F	0.05%
RKT	F	0.04%
OKTA	C	0.04%
MDB	C	0.04%
PINS	F	0.04%
CPNG	B	0.04%
CELH	F	0.03%
AGR	C	0.02%
GFS	C	0.02%
WMG	B	0.02%
MRNA	F	0.0%
SMCI	F	0.0%
BMRN	F	0.0%
DXCM	C	0.0%

SFLR Underweight 104 Positions Relative to LKOR

Symbol	Grade	Weight
PM	B	-0.7%
DUK	D	-0.5%
HSBC	B	-0.48%
FITB	A	-0.39%
KOF	F	-0.37%
INTC	C	-0.37%
BA	F	-0.37%
HPE	B	-0.37%
NI	A	-0.37%
CVS	F	-0.36%
GILD	B	-0.35%
CAH	B	-0.31%
CP	F	-0.29%
NNN	F	-0.29%
AEP	D	-0.28%
TEL	B	-0.28%
KMB	D	-0.26%
JEF	B	-0.26%
NOC	D	-0.26%
CHTR	B	-0.26%
HON	B	-0.25%
WFC	A	-0.25%
NEM	F	-0.24%
WEC	B	-0.24%
MMC	D	-0.24%
GWW	B	-0.24%
BHP	F	-0.24%
KDP	C	-0.24%
HPQ	B	-0.24%
OKE	A	-0.24%
FOXA	A	-0.24%
LH	B	-0.23%
PGR	A	-0.23%
MCK	B	-0.23%
AIG	B	-0.23%
ATO	B	-0.23%
BDX	F	-0.23%
SBUX	B	-0.23%
D	D	-0.23%
EXC	C	-0.22%
VMI	B	-0.22%
SRE	B	-0.21%
SHW	A	-0.21%
EIX	C	-0.21%
C	B	-0.21%
KLAC	F	-0.2%
EG	D	-0.2%
PAA	C	-0.2%
MO	A	-0.2%
STZ	D	-0.19%
ZTS	D	-0.19%
CCI	F	-0.19%
LEA	F	-0.18%
EBAY	C	-0.18%
AIZ	A	-0.18%
ARE	F	-0.18%
EPD	A	-0.18%
VZ	D	-0.18%
SPGI	C	-0.16%
HAL	C	-0.14%
MET	C	-0.14%
JCI	A	-0.13%
APTV	F	-0.13%
EFX	F	-0.13%
HAS	D	-0.13%
AON	B	-0.13%
WELL	B	-0.12%
IFF	F	-0.12%
VTR	C	-0.12%
EMR	A	-0.12%
IPG	F	-0.12%
AFL	C	-0.12%
NSC	B	-0.12%
MCO	C	-0.12%
CSX	B	-0.12%
BWA	B	-0.11%
MLM	B	-0.11%
DG	F	-0.11%
REG	A	-0.11%
RJF	A	-0.11%
OC	A	-0.11%
MAS	D	-0.11%
FMC	F	-0.11%
SO	D	-0.11%
BABA	D	-0.11%
OTIS	D	-0.1%
VRSK	A	-0.1%
KIM	A	-0.1%
SJM	F	-0.1%
WBA	D	-0.1%
ELV	F	-0.1%
RPM	A	-0.1%
BHF	B	-0.1%
WTW	A	-0.1%
GLW	B	-0.1%
MDLZ	F	-0.09%
EA	A	-0.09%
BIIB	F	-0.09%
PCG	A	-0.09%
ITW	B	-0.06%
SIGI	B	-0.06%
LHX	B	-0.05%
FTV	C	-0.05%
ALL	B	-0.04%