SDVY vs. ROUS ETF Comparison

Comparison of First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) to Lattice U.S. Equity Strategy ETF (ROUS)

SDVY

First Trust SMID Cap Rising Dividend Achievers ETF

SDVY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an index called the Nasdaq US Small Mid Cap Rising Dividend AchieversTM Index (the index). The fund will normally invest at least 90% of its net assets (including investment borrowings) in common stocks that comprise the index. The index is designed to provide access to a diversified portfolio of 100 small and mid cap companies with a history of raising their dividends and exhibit the characteristics to continue to do so in the future.

Grade (RS Rating)

Last Trade

$39.93

Average Daily Volume

1,412,749

Number of Holdings ^*

* may have additional holdings in another (foreign) market

ROUS

Lattice U.S. Equity Strategy ETF

ROUS Description

The investment seeks to provide investment results that, before fees and expenses, correspond to the total return performance of the Lattice Risk-Optimized US Large Cap Equity Strategy Index (LROUSLX). The fund generally invests at least 80 percent of its assets in securities of the index and in depositary receipts representing securities of the index. The index seeks to improve returns through a market cycle relative to traditional cap-weighted U.S. equity market indices and active U.S. equity market strategies.

Grade (RS Rating)

Last Trade

$54.28

Average Daily Volume

59,682

Number of Holdings ^*

345

* may have additional holdings in another (foreign) market

Performance

Period	SDVY	ROUS
30 Days	12.34%	5.64%
60 Days	11.93%	4.97%
90 Days	13.63%	7.13%
12 Months	40.65%	30.62%

33 Overlapping Holdings

Symbol	Grade	Weight in SDVY	Weight in ROUS	Overlap
AOS	D	0.86%	0.01%	0.01%
BPOP	B	0.95%	0.14%	0.14%
CF	B	1.09%	0.03%	0.03%
CINF	A	1.12%	0.5%	0.5%
CMC	B	1.11%	0.14%	0.14%
CRBG	B	1.09%	0.23%	0.23%
DELL	C	1.13%	0.88%	0.88%
DKS	C	0.91%	0.21%	0.21%
EG	C	0.97%	0.26%	0.26%
EME	B	1.18%	0.39%	0.39%
FITB	B	1.06%	0.17%	0.17%
GRMN	A	1.19%	0.3%	0.3%
HBAN	B	1.17%	0.23%	0.23%
LSTR	B	0.99%	0.23%	0.23%
MLI	C	1.24%	0.4%	0.4%
MTG	B	0.97%	0.14%	0.14%
MTH	C	0.87%	0.01%	0.01%
NTAP	C	1.0%	1.0%	1.0%
OC	B	1.11%	0.2%	0.2%
OMC	C	0.96%	0.15%	0.15%
PHM	C	0.9%	0.29%	0.29%
RDN	C	0.95%	0.19%	0.19%
RF	B	1.13%	0.27%	0.27%
RGA	A	1.03%	0.14%	0.14%
RHI	C	1.08%	0.29%	0.29%
RL	B	1.08%	0.14%	0.14%
RS	B	1.11%	0.39%	0.39%
SNA	A	1.25%	0.25%	0.25%
STLD	B	1.19%	0.3%	0.3%
SYF	A	1.26%	0.31%	0.31%
UFPI	B	0.98%	0.17%	0.17%
UNM	A	1.26%	0.41%	0.41%
WSM	B	1.17%	0.22%	0.22%

SDVY Overweight 61 Positions Relative to ROUS

Symbol	Grade	Weight
TPL	B	1.54%
EWBC	B	1.27%
CALM	B	1.26%
FIX	A	1.23%
WTTR	B	1.23%
ZION	B	1.21%
SNV	B	1.21%
WTFC	B	1.2%
PRDO	B	1.18%
CR	B	1.16%
CADE	B	1.15%
G	B	1.14%
IBOC	B	1.13%
MATX	C	1.12%
OZK	B	1.11%
CMA	A	1.1%
CFG	B	1.1%
EQH	B	1.1%
KTB	A	1.1%
LECO	C	1.09%
CRC	C	1.09%
SLM	B	1.08%
EBC	B	1.08%
JXN	B	1.08%
BKE	B	1.07%
SM	C	1.07%
MGY	B	1.06%
IEX	B	1.06%
PHIN	B	1.05%
J	F	1.05%
GGG	B	1.04%
EDR	A	1.04%
ITT	A	1.04%
AFG	A	1.03%
BEN	C	1.03%
VOYA	B	1.03%
WHD	A	1.02%
ALLY	C	1.02%
TEX	D	1.0%
TOL	A	1.0%
BCC	B	0.99%
FBP	B	0.99%
SLVM	B	0.99%
EXPD	C	0.96%
WGO	C	0.96%
AGCO	D	0.96%
AESI	B	0.93%
DINO	F	0.91%
IPG	C	0.9%
KBH	C	0.89%
WLK	D	0.88%
SHOO	D	0.87%
ESNT	D	0.87%
LEA	F	0.86%
IBP	C	0.86%
WMS	F	0.84%
CCS	D	0.83%
AMKR	F	0.81%
VSH	F	0.81%
NSP	F	0.79%
CRI	F	0.75%

SDVY Underweight 312 Positions Relative to ROUS

Symbol	Grade	Weight
GOOGL	C	-1.26%
AAPL	B	-1.22%
MSFT	D	-1.14%
WMT	B	-1.09%
JNJ	D	-1.08%
HPQ	B	-1.07%
UNH	B	-1.02%
NVDA	C	-0.99%
T	A	-0.89%
HPE	B	-0.86%
ABBV	D	-0.85%
VZ	B	-0.84%
KR	A	-0.84%
MRK	F	-0.84%
IBM	C	-0.83%
CSCO	A	-0.83%
XOM	C	-0.82%
MSI	C	-0.82%
JPM	B	-0.81%
HD	A	-0.81%
META	D	-0.78%
CVLT	B	-0.78%
EA	C	-0.77%
TMUS	A	-0.76%
CTSH	B	-0.75%
LLY	F	-0.75%
BRK.A	B	-0.72%
GILD	B	-0.7%
AVT	C	-0.69%
FICO	B	-0.67%
TXN	D	-0.65%
PG	A	-0.64%
MUSA	B	-0.64%
ORCL	C	-0.64%
EOG	C	-0.63%
AVGO	D	-0.63%
MTB	B	-0.62%
MO	A	-0.6%
APH	B	-0.58%
FOXA	C	-0.58%
GWW	A	-0.58%
IT	C	-0.56%
COST	B	-0.56%
GLW	B	-0.54%
MCK	C	-0.54%
HUM	C	-0.53%
QCOM	F	-0.52%
GDDY	B	-0.52%
AMZN	C	-0.52%
NRG	C	-0.51%
SHW	A	-0.51%
ALSN	B	-0.49%
HRB	D	-0.49%
FAST	B	-0.49%
BK	A	-0.48%
CMI	A	-0.48%
VLO	C	-0.47%
INCY	C	-0.44%
RPM	A	-0.44%
ACN	B	-0.44%
CVS	D	-0.44%
CL	D	-0.43%
DBX	C	-0.43%
CTAS	B	-0.43%
ELV	F	-0.42%
FFIV	A	-0.42%
UTHR	C	-0.42%
ACI	C	-0.41%
JNPR	F	-0.4%
V	A	-0.4%
TRV	B	-0.39%
MA	B	-0.39%
NXPI	D	-0.38%
SW	B	-0.38%
LMT	D	-0.38%
KMB	C	-0.38%
CHRW	C	-0.38%
ETR	B	-0.37%
CMCSA	C	-0.37%
SANM	B	-0.37%
AXS	A	-0.37%
ORLY	B	-0.37%
FDX	B	-0.36%
VRTX	D	-0.36%
AMGN	D	-0.36%
VNT	C	-0.36%
VRSN	F	-0.36%
NYT	C	-0.35%
BBY	D	-0.35%
C	A	-0.34%
PM	B	-0.34%
MKL	A	-0.33%
EBAY	C	-0.33%
CB	D	-0.33%
GPC	D	-0.33%
CDW	F	-0.33%
TER	F	-0.33%
LNG	B	-0.33%
NSIT	F	-0.32%
AZO	C	-0.32%
BMI	B	-0.32%
AFL	B	-0.32%
CRUS	F	-0.32%
TSCO	C	-0.32%
BMY	B	-0.32%
ORI	A	-0.31%
PCAR	B	-0.31%
ANET	C	-0.31%
WM	A	-0.31%
VICI	C	-0.31%
LOW	C	-0.31%
YUM	B	-0.3%
RMD	C	-0.3%
AMAT	F	-0.29%
WTM	A	-0.29%
GPI	B	-0.29%
DUK	C	-0.29%
EXEL	A	-0.29%
CDNS	B	-0.29%
PEP	F	-0.28%
KLAC	F	-0.28%
TJX	A	-0.28%
OTIS	C	-0.28%
ALKS	B	-0.27%
HSY	F	-0.27%
XEL	A	-0.27%
DGX	B	-0.27%
COR	C	-0.27%
SYY	C	-0.26%
SO	D	-0.26%
MPC	F	-0.26%
CASY	B	-0.26%
MAS	C	-0.26%
ITW	A	-0.26%
PRU	A	-0.25%
STT	A	-0.25%
DLB	B	-0.25%
KEYS	B	-0.25%
SNX	C	-0.25%
LOPE	B	-0.25%
CI	D	-0.24%
DCI	A	-0.24%
PEG	A	-0.24%
MANH	C	-0.24%
CACI	D	-0.24%
NVR	D	-0.24%
ACGL	D	-0.24%
NFG	B	-0.24%
PKG	B	-0.23%
PGR	A	-0.23%
AIT	B	-0.23%
BKNG	B	-0.23%
DTE	C	-0.23%
TT	B	-0.23%
GPK	C	-0.23%
ED	D	-0.23%
R	B	-0.23%
WFC	A	-0.22%
KD	B	-0.22%
AN	B	-0.22%
AEP	D	-0.22%
AYI	B	-0.22%
GEN	A	-0.21%
PNC	A	-0.21%
MCHP	F	-0.21%
CVX	B	-0.21%
HCA	F	-0.2%
ROP	B	-0.2%
RSG	A	-0.2%
SON	D	-0.2%
OGN	F	-0.2%
PPL	B	-0.19%
ARW	D	-0.19%
SNPS	B	-0.19%
FLO	C	-0.19%
DHI	D	-0.19%
VRSK	A	-0.19%
WSO	A	-0.19%
CAT	B	-0.19%
DY	D	-0.18%
IRM	C	-0.18%
ECL	D	-0.18%
ADC	B	-0.17%
REGN	F	-0.17%
ASGN	D	-0.17%
FE	D	-0.17%
MDT	D	-0.17%
LRCX	F	-0.17%
CAH	B	-0.17%
BAH	F	-0.17%
LYB	F	-0.17%
STX	D	-0.16%
RNR	C	-0.16%
JBL	C	-0.16%
ADBE	C	-0.16%
VST	B	-0.16%
CBT	C	-0.16%
SKX	D	-0.16%
PPG	D	-0.16%
SWKS	F	-0.15%
MMM	D	-0.15%
ABT	B	-0.14%
ALL	B	-0.14%
O	D	-0.14%
SFM	B	-0.14%
FLEX	B	-0.14%
FCN	D	-0.14%
BSX	C	-0.14%
ROL	B	-0.14%
MCD	D	-0.14%
GIS	D	-0.14%
COKE	C	-0.13%
CHE	D	-0.13%
LAMR	C	-0.13%
USB	A	-0.13%
PANW	C	-0.13%
DOV	A	-0.13%
WEC	A	-0.13%
AEE	A	-0.13%
EIX	A	-0.12%
BLDR	C	-0.12%
POR	C	-0.12%
LII	A	-0.12%
PSTG	D	-0.12%
AVB	B	-0.12%
FANG	F	-0.12%
EQR	B	-0.12%
LDOS	D	-0.11%
BAC	A	-0.11%
MTD	F	-0.11%
INTU	C	-0.11%
TGT	F	-0.11%
CNC	F	-0.1%
UMBF	B	-0.1%
VMI	A	-0.1%
AMCR	D	-0.1%
L	B	-0.1%
FSS	B	-0.1%
DVN	F	-0.1%
NEE	D	-0.09%
HUBB	B	-0.09%
AIZ	B	-0.09%
KO	D	-0.09%
WELL	C	-0.09%
ADI	D	-0.09%
CHRD	F	-0.09%
CBOE	B	-0.09%
BJ	B	-0.09%
ATR	B	-0.08%
OGE	A	-0.08%
JHG	A	-0.08%
GLPI	B	-0.08%
EXC	D	-0.08%
ACIW	B	-0.08%
NOC	D	-0.08%
INGR	B	-0.08%
MMS	F	-0.08%
COP	D	-0.08%
GWRE	B	-0.07%
SPG	C	-0.07%
PSA	C	-0.07%
APPF	B	-0.07%
GD	F	-0.07%
SRE	A	-0.07%
NNN	D	-0.07%
FTNT	C	-0.07%
KNF	B	-0.07%
PTC	A	-0.06%
LNC	B	-0.06%
CSWI	A	-0.06%
SPSC	C	-0.06%
AWI	B	-0.05%
ANF	C	-0.05%
MOG.A	B	-0.05%
NOW	B	-0.05%
ADSK	B	-0.05%
BR	A	-0.05%
HON	B	-0.05%
FELE	B	-0.04%
LFUS	D	-0.04%
CCI	D	-0.04%
EPRT	B	-0.04%
COF	B	-0.04%
BCO	D	-0.04%
IP	B	-0.04%
D	C	-0.04%
AKAM	F	-0.04%
ITCI	C	-0.04%
NXST	C	-0.04%
ADM	F	-0.03%
NWSA	B	-0.03%
JCI	C	-0.03%
CIEN	B	-0.02%
SYK	C	-0.02%
PAYX	B	-0.02%
SEE	C	-0.02%
CHTR	C	-0.02%
MSA	C	-0.02%
VTR	D	-0.02%
EHC	B	-0.02%
ITRI	B	-0.02%
OHI	D	-0.02%
LIN	D	-0.02%
PSX	C	-0.02%
FHN	B	-0.02%
AAON	B	-0.02%
SLGN	A	-0.02%
AIG	B	-0.02%
AVY	D	-0.01%
MPWR	F	-0.01%
ONB	B	-0.01%
WPC	D	-0.01%