SDVY vs. RFV ETF Comparison

Comparison of First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) to Guggenheim S&P Midcap 400 Pure Value ETF (RFV)

SDVY

First Trust SMID Cap Rising Dividend Achievers ETF

SDVY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an index called the Nasdaq US Small Mid Cap Rising Dividend AchieversTM Index (the index). The fund will normally invest at least 90% of its net assets (including investment borrowings) in common stocks that comprise the index. The index is designed to provide access to a diversified portfolio of 100 small and mid cap companies with a history of raising their dividends and exhibit the characteristics to continue to do so in the future.

Grade (RS Rating)

Last Trade

$35.96

Average Daily Volume

1,288,025

Number of Holdings ^*

* may have additional holdings in another (foreign) market

RFV

Guggenheim S&P Midcap 400 Pure Value ETF

RFV Description

The investment seeks to replicate as closely as possible, before fees and expenses, the performance of the S&P MidCap 400 Pure Value Index Total Return. The fund will invest at least 90% of its net assets, plus any borrowings for investment purposes, in the equity securities included in the underlying index. The underlying index is narrow in focus, containing only those S&P MidCap 400 companies with strong value characteristics as selected by S&P. It may hold up to 10% of its assets in securities not included in the underlying index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$117.07

Average Daily Volume

11,456

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SDVY	RFV
30 Days	0.28%	-0.14%
60 Days	5.65%	4.74%
90 Days	9.03%	5.54%
12 Months	31.39%	21.53%

10 Overlapping Holdings

Symbol	Grade	Weight in SDVY	Weight in RFV	Overlap
AGCO	D	1.07%	0.49%	0.49%
ALLY	F	1.06%	1.25%	1.06%
CHK	C	1.07%	0.68%	0.68%
CMC	C	1.08%	1.09%	1.08%
DINO	F	1.03%	1.78%	1.03%
LEA	F	1.07%	1.06%	1.06%
RGA	C	1.04%	1.28%	1.04%
UNM	A	1.06%	1.7%	1.06%
VSH	F	1.05%	0.43%	0.43%
ZION	D	1.01%	1.01%	1.01%

SDVY Overweight 85 Positions Relative to RFV

Symbol	Grade	Weight
DELL	D	1.13%
AOS	B	1.13%
RL	B	1.12%
LECO	F	1.1%
STLD	C	1.1%
MATX	B	1.1%
EXPD	B	1.09%
CRBG	C	1.09%
WLK	B	1.09%
J	D	1.09%
CR	C	1.09%
CF	A	1.09%
ITT	B	1.09%
GGG	B	1.08%
VOYA	A	1.08%
LSTR	D	1.08%
WMS	D	1.08%
FIX	B	1.08%
AMKR	F	1.08%
RS	D	1.08%
KTB	B	1.08%
WSM	C	1.07%
FBP	D	1.07%
NTAP	D	1.07%
SHOO	A	1.07%
BCC	B	1.07%
DKS	D	1.07%
SNA	B	1.07%
GRMN	D	1.07%
IEX	D	1.07%
IBP	C	1.07%
OMC	A	1.06%
SLM	C	1.06%
EDR	A	1.06%
RHI	D	1.06%
G	A	1.06%
IPG	C	1.06%
EQH	C	1.05%
ESNT	C	1.05%
OC	B	1.05%
MTG	B	1.05%
EG	B	1.05%
TOL	A	1.05%
JXN	B	1.05%
CINF	A	1.05%
TEX	F	1.05%
AFG	B	1.05%
MTH	B	1.04%
RDN	D	1.04%
CADE	D	1.04%
WTFC	C	1.04%
BPOP	D	1.04%
UFPI	B	1.04%
RF	C	1.04%
BEN	F	1.04%
FITB	C	1.04%
CRI	D	1.04%
CCS	C	1.03%
HBAN	C	1.03%
CALM	A	1.03%
BKE	C	1.03%
PRDO	D	1.03%
EWBC	D	1.03%
EME	C	1.03%
PHM	A	1.03%
MLI	B	1.03%
SYF	C	1.02%
CFG	D	1.02%
SNV	D	1.02%
WGO	D	1.02%
OZK	F	1.02%
IBOC	D	1.01%
KBH	C	1.01%
CMA	C	1.01%
EBC	D	1.0%
CRC	B	0.99%
NSP	F	0.99%
SLVM	C	0.99%
TPL	B	0.98%
PHIN	D	0.98%
AESI	C	0.98%
WTTR	D	0.97%
MGY	C	0.96%
SM	F	0.96%
WHD	B	0.94%

SDVY Underweight 73 Positions Relative to RFV

Symbol	Grade	Weight
AVT	B	-2.74%
SNX	C	-2.58%
MTZ	C	-2.52%
THC	C	-2.42%
JLL	B	-2.4%
ARW	C	-2.31%
LAD	B	-2.27%
X	F	-2.24%
M	F	-2.16%
JWN	D	-2.1%
USFD	C	-2.05%
AN	B	-1.98%
PBF	F	-1.96%
TMHC	B	-1.83%
PFGC	B	-1.77%
MAN	D	-1.76%
PPC	A	-1.72%
GHC	B	-1.7%
R	C	-1.62%
AA	C	-1.55%
ARMK	B	-1.53%
JEF	B	-1.52%
WCC	C	-1.5%
MDU	C	-1.45%
FYBR	C	-1.33%
GT	F	-1.33%
ADNT	D	-1.3%
KD	F	-1.27%
CUZ	C	-1.23%
KMPR	D	-1.21%
ASB	F	-1.21%
PAG	D	-1.19%
FLR	D	-1.12%
WHR	C	-1.09%
KRC	C	-1.07%
COHR	B	-1.04%
FNB	D	-1.02%
THO	C	-1.02%
PVH	F	-1.02%
CLF	D	-1.0%
HOG	C	-0.98%
POST	B	-0.92%
VLY	C	-0.92%
PRGO	F	-0.89%
FHN	D	-0.86%
ONB	D	-0.82%
JHG	C	-0.81%
IRT	C	-0.8%
TCBI	C	-0.78%
PB	D	-0.77%
UGI	C	-0.77%
TGNA	B	-0.74%
CNO	C	-0.7%
AR	C	-0.68%
VAC	D	-0.68%
GEF	C	-0.67%
SWX	C	-0.66%
GAP	F	-0.65%
ENOV	F	-0.63%
ORI	A	-0.62%
BJ	D	-0.62%
BKH	B	-0.6%
WBS	D	-0.57%
FAF	B	-0.55%
OSK	F	-0.55%
NVST	D	-0.53%
BERY	C	-0.51%
SR	A	-0.5%
NOV	F	-0.47%
KNX	C	-0.47%
UAA	B	-0.38%
CNXC	F	-0.38%
UA	B	-0.37%