SDVY vs. OUSM ETF Comparison

Comparison of First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) to O'Shares FTSE Russell Small Cap Quality Dividend ETF (OUSM)

SDVY

First Trust SMID Cap Rising Dividend Achievers ETF

SDVY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an index called the Nasdaq US Small Mid Cap Rising Dividend AchieversTM Index (the index). The fund will normally invest at least 90% of its net assets (including investment borrowings) in common stocks that comprise the index. The index is designed to provide access to a diversified portfolio of 100 small and mid cap companies with a history of raising their dividends and exhibit the characteristics to continue to do so in the future.

Grade (RS Rating)

Last Trade

$36.40

Average Daily Volume

1,251,926

Number of Holdings ^*

* may have additional holdings in another (foreign) market

OUSM

O'Shares FTSE Russell Small Cap Quality Dividend ETF

OUSM Description

O'Shares FTSE US Small Cap Quality Dividend ETF is an exchange traded fund (ETF) that seeks investment performance that correlates generally to price and yield before fees and expenses of the FTSE USA Small Cap Qual/Vol/Yield Factor 3% Capped Index.

Grade (RS Rating)

Last Trade

$44.69

Average Daily Volume

76,703

Number of Holdings ^*

110

* may have additional holdings in another (foreign) market

Performance

Period	SDVY	OUSM
30 Days	4.94%	3.37%
60 Days	10.06%	7.70%
90 Days	11.92%	10.20%
12 Months	34.63%	31.09%

20 Overlapping Holdings

Symbol	Grade	Weight in SDVY	Weight in OUSM	Overlap
AOS	C	1.13%	2.16%	1.13%
CALM	A	1.03%	0.73%	0.73%
CR	A	1.09%	0.65%	0.65%
CRI	D	1.04%	1.14%	1.04%
DKS	D	1.07%	0.39%	0.39%
ESNT	A	1.05%	0.97%	0.97%
G	A	1.06%	1.71%	1.06%
ITT	C	1.09%	1.44%	1.09%
LEA	F	1.07%	1.24%	1.07%
LECO	D	1.1%	2.07%	1.1%
LSTR	F	1.08%	1.09%	1.08%
MLI	B	1.03%	1.08%	1.03%
MTG	A	1.05%	1.16%	1.05%
PHIN	D	0.98%	0.5%	0.5%
RDN	D	1.04%	1.32%	1.04%
RHI	D	1.06%	2.06%	1.06%
RL	B	1.12%	0.71%	0.71%
SHOO	A	1.07%	0.69%	0.69%
UFPI	C	1.04%	0.78%	0.78%
VSH	F	1.05%	0.86%	0.86%

SDVY Overweight 75 Positions Relative to OUSM

Symbol	Grade	Weight
DELL	C	1.13%
STLD	C	1.1%
MATX	C	1.1%
EXPD	D	1.09%
CRBG	B	1.09%
WLK	C	1.09%
J	F	1.09%
CF	A	1.09%
GGG	C	1.08%
VOYA	A	1.08%
WMS	D	1.08%
CMC	D	1.08%
FIX	A	1.08%
AMKR	F	1.08%
RS	D	1.08%
KTB	C	1.08%
WSM	C	1.07%
FBP	B	1.07%
NTAP	D	1.07%
BCC	C	1.07%
AGCO	D	1.07%
SNA	C	1.07%
GRMN	D	1.07%
IEX	D	1.07%
CHK	C	1.07%
IBP	C	1.07%
OMC	C	1.06%
SLM	B	1.06%
EDR	A	1.06%
ALLY	F	1.06%
IPG	D	1.06%
UNM	A	1.06%
EQH	B	1.05%
OC	C	1.05%
EG	A	1.05%
TOL	C	1.05%
JXN	A	1.05%
CINF	A	1.05%
TEX	F	1.05%
AFG	A	1.05%
MTH	C	1.04%
CADE	B	1.04%
WTFC	B	1.04%
BPOP	D	1.04%
RF	B	1.04%
BEN	F	1.04%
FITB	C	1.04%
RGA	B	1.04%
DINO	F	1.03%
CCS	C	1.03%
HBAN	B	1.03%
BKE	B	1.03%
PRDO	D	1.03%
EWBC	B	1.03%
EME	B	1.03%
PHM	C	1.03%
SYF	A	1.02%
CFG	C	1.02%
SNV	D	1.02%
WGO	D	1.02%
OZK	D	1.02%
IBOC	D	1.01%
ZION	D	1.01%
KBH	D	1.01%
CMA	C	1.01%
EBC	B	1.0%
CRC	B	0.99%
NSP	F	0.99%
SLVM	C	0.99%
TPL	A	0.98%
AESI	B	0.98%
WTTR	B	0.97%
MGY	B	0.96%
SM	D	0.96%
WHD	A	0.94%

SDVY Underweight 90 Positions Relative to OUSM

Symbol	Grade	Weight
MSM	D	-2.1%
DLB	D	-2.06%
AVT	B	-2.06%
GNTX	D	-2.04%
DCI	B	-2.0%
CHE	D	-1.99%
HLI	A	-1.97%
SEIC	B	-1.97%
DOX	B	-1.96%
EHC	C	-1.96%
WU	D	-1.95%
TXRH	A	-1.95%
MTN	D	-1.93%
JNPR	C	-1.92%
PINC	F	-1.92%
HRB	C	-1.92%
NHC	D	-1.91%
OGN	F	-1.79%
RNR	A	-1.74%
SCI	D	-1.66%
SNX	C	-1.66%
INGR	B	-1.49%
NYT	C	-1.45%
LFUS	C	-1.42%
RLI	A	-1.4%
MKTX	B	-1.25%
BMI	A	-0.93%
EVR	C	-0.93%
FELE	C	-0.89%
VCTR	A	-0.88%
EXPO	A	-0.86%
BWA	C	-0.82%
APAM	B	-0.82%
IDCC	A	-0.81%
BRC	C	-0.79%
WTS	C	-0.78%
TGNA	B	-0.77%
HLNE	A	-0.76%
PRGS	A	-0.72%
CNS	C	-0.71%
COLM	B	-0.7%
WEN	B	-0.69%
TW	A	-0.67%
PII	D	-0.65%
OLED	B	-0.61%
WH	C	-0.59%
TPR	B	-0.57%
AMSF	B	-0.54%
DHIL	C	-0.53%
GL	C	-0.53%
FHI	A	-0.53%
AIT	B	-0.53%
WMG	D	-0.53%
LANC	F	-0.51%
FLO	D	-0.5%
WHR	C	-0.46%
NI	A	-0.46%
FSS	D	-0.43%
SSD	B	-0.41%
MUSA	D	-0.41%
CHH	A	-0.4%
EBF	B	-0.39%
CASY	D	-0.33%
WTRG	D	-0.31%
NFG	A	-0.31%
PNW	C	-0.29%
REYN	D	-0.29%
KFRC	F	-0.27%
OGE	C	-0.26%
UGI	C	-0.24%
JJSF	C	-0.21%
IDA	D	-0.2%
VGR	B	-0.19%
WDFC	B	-0.19%
PSMT	A	-0.17%
UVV	D	-0.16%
POR	D	-0.15%
NJR	C	-0.15%
OTTR	F	-0.15%
ALE	A	-0.14%
OGS	C	-0.14%
BKH	C	-0.12%
MGEE	C	-0.12%
NWE	C	-0.12%
SR	D	-0.12%
AWR	B	-0.11%
CWT	D	-0.11%
WMK	D	-0.11%
AVA	D	-0.09%
CPK	C	-0.08%