SDVY vs. AUSF ETF Comparison

Comparison of First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) to Global X Adaptive U.S. Factor ETF (AUSF)

SDVY

First Trust SMID Cap Rising Dividend Achievers ETF

SDVY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an index called the Nasdaq US Small Mid Cap Rising Dividend AchieversTM Index (the index). The fund will normally invest at least 90% of its net assets (including investment borrowings) in common stocks that comprise the index. The index is designed to provide access to a diversified portfolio of 100 small and mid cap companies with a history of raising their dividends and exhibit the characteristics to continue to do so in the future.

Grade (RS Rating)

Last Trade

$39.61

Average Daily Volume

1,380,892

Number of Holdings ^*

* may have additional holdings in another (foreign) market

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$44.62

Average Daily Volume

36,554

Number of Holdings ^*

190

* may have additional holdings in another (foreign) market

Performance

Period	SDVY	AUSF
30 Days	9.60%	4.22%
60 Days	9.45%	5.67%
90 Days	10.70%	7.18%
12 Months	38.70%	33.52%

20 Overlapping Holdings

Symbol	Grade	Weight in SDVY	Weight in AUSF	Overlap
ALLY	C	1.04%	0.52%	0.52%
BCC	B	1.02%	0.51%	0.51%
BEN	C	1.02%	0.53%	0.53%
CADE	B	1.18%	0.54%	0.54%
CFG	B	1.1%	0.55%	0.55%
CMA	A	1.12%	0.55%	0.55%
CRBG	B	1.09%	0.48%	0.48%
DINO	D	0.9%	0.49%	0.49%
EDR	A	1.01%	1.32%	1.01%
GRMN	B	1.23%	0.13%	0.13%
HBAN	A	1.16%	0.55%	0.55%
JXN	C	1.18%	0.5%	0.5%
LEA	D	0.9%	0.44%	0.44%
OZK	B	1.1%	0.54%	0.54%
RDN	C	0.97%	0.48%	0.48%
RF	A	1.11%	0.55%	0.55%
SNA	A	1.26%	0.1%	0.1%
SYF	B	1.27%	0.58%	0.58%
UNM	A	1.22%	0.65%	0.65%
ZION	B	1.24%	0.56%	0.56%

SDVY Overweight 74 Positions Relative to AUSF

Symbol	Grade	Weight
TPL	A	1.44%
EWBC	A	1.24%
PRDO	B	1.24%
SNV	B	1.24%
MLI	C	1.23%
MATX	C	1.22%
WTFC	A	1.21%
CALM	A	1.2%
WTTR	B	1.18%
STLD	B	1.17%
G	B	1.17%
J	F	1.17%
CR	A	1.14%
IBOC	A	1.14%
FIX	A	1.14%
DELL	C	1.13%
KTB	B	1.13%
RHI	B	1.13%
EME	C	1.13%
LECO	B	1.12%
RL	B	1.12%
EQH	B	1.12%
CMC	B	1.12%
OC	A	1.11%
RS	B	1.1%
BKE	B	1.1%
CINF	A	1.1%
IEX	B	1.09%
EBC	B	1.08%
CRC	B	1.07%
SLM	A	1.07%
FITB	A	1.07%
ITT	A	1.05%
VOYA	B	1.05%
SM	B	1.04%
LSTR	D	1.04%
AFG	A	1.04%
MGY	A	1.03%
CF	B	1.03%
PHIN	A	1.03%
GGG	B	1.03%
RGA	A	1.03%
WHD	B	1.03%
FBP	B	1.02%
WGO	C	1.02%
UFPI	B	0.99%
TOL	B	0.99%
OMC	C	0.99%
TEX	D	0.98%
MTG	C	0.96%
BPOP	B	0.96%
NTAP	C	0.96%
EXPD	D	0.95%
EG	C	0.94%
IPG	D	0.93%
AGCO	D	0.93%
AESI	B	0.92%
SHOO	D	0.92%
SLVM	B	0.92%
DKS	C	0.91%
ESNT	D	0.88%
KBH	D	0.88%
PHM	D	0.88%
AOS	F	0.87%
VSH	D	0.87%
WLK	D	0.87%
WSM	B	0.86%
WMS	D	0.86%
MTH	D	0.86%
IBP	D	0.85%
AMKR	D	0.83%
NSP	D	0.83%
CCS	D	0.82%
CRI	D	0.79%

SDVY Underweight 170 Positions Relative to AUSF

Symbol	Grade	Weight
T	A	-1.9%
VZ	C	-1.83%
TMUS	B	-1.59%
RSG	A	-1.56%
WMT	A	-1.56%
BSX	B	-1.54%
COR	B	-1.51%
V	A	-1.51%
BRK.A	B	-1.5%
EA	A	-1.43%
ADP	B	-1.43%
MMC	B	-1.42%
CSCO	B	-1.41%
ICE	C	-1.41%
LMT	D	-1.4%
RTX	C	-1.4%
CME	A	-1.39%
WM	A	-1.38%
IBM	C	-1.37%
JNPR	F	-1.36%
LIN	D	-1.35%
JNJ	D	-1.34%
GD	F	-1.33%
ACI	C	-1.29%
DOX	D	-1.25%
KO	D	-1.03%
MRK	F	-1.0%
CBOE	B	-0.94%
BR	A	-0.84%
PG	A	-0.83%
DTM	B	-0.7%
MCD	D	-0.7%
PEP	F	-0.66%
KMI	A	-0.66%
MO	A	-0.65%
TPR	B	-0.63%
MARA	C	-0.62%
IP	B	-0.59%
OKE	A	-0.58%
FHN	A	-0.57%
WBS	A	-0.57%
UMBF	B	-0.56%
FNB	A	-0.56%
VTRS	A	-0.56%
WHR	B	-0.55%
ONB	B	-0.55%
ABG	B	-0.55%
AL	B	-0.55%
PB	A	-0.55%
COLB	A	-0.55%
UBSI	B	-0.55%
LAD	A	-0.55%
LBRDK	C	-0.54%
INTC	D	-0.54%
HPE	B	-0.54%
PVH	C	-0.53%
TAP	C	-0.53%
C	A	-0.53%
GM	B	-0.52%
LNC	B	-0.52%
HPQ	B	-0.52%
PCAR	B	-0.52%
AM	A	-0.52%
NOV	C	-0.52%
CIVI	D	-0.51%
SLG	B	-0.51%
CNH	C	-0.51%
CMCSA	B	-0.51%
CNC	D	-0.5%
CHRD	D	-0.5%
CHE	D	-0.5%
NXST	C	-0.49%
BG	F	-0.49%
AGNC	D	-0.49%
STWD	C	-0.49%
QGEN	D	-0.49%
CVS	D	-0.49%
HST	C	-0.49%
MOS	F	-0.48%
SNX	C	-0.48%
X	C	-0.48%
BWA	D	-0.48%
UGI	A	-0.48%
VICI	C	-0.48%
AVT	C	-0.48%
KRC	C	-0.47%
EMN	D	-0.47%
SON	D	-0.47%
HOG	D	-0.47%
SOLV	C	-0.47%
ADM	D	-0.47%
TDG	D	-0.47%
M	D	-0.47%
RPRX	D	-0.47%
GAP	C	-0.47%
RNR	C	-0.47%
WU	D	-0.46%
BBY	D	-0.46%
LYB	F	-0.46%
MDT	D	-0.45%
CAG	D	-0.45%
FMC	D	-0.45%
PFE	D	-0.43%
KHC	F	-0.43%
SWKS	F	-0.43%
ARW	D	-0.43%
WBA	F	-0.43%
DOW	F	-0.42%
HII	D	-0.42%
OGN	D	-0.42%
CE	F	-0.29%
YUM	B	-0.26%
CACI	D	-0.18%
PGR	A	-0.18%
TW	A	-0.14%
ABBV	D	-0.14%
TRV	B	-0.12%
KR	B	-0.12%
COST	B	-0.12%
SO	D	-0.12%
CHD	B	-0.12%
VRSK	A	-0.1%
DUK	C	-0.1%
ORI	A	-0.1%
AAPL	C	-0.1%
GDDY	A	-0.1%
WMB	A	-0.1%
LDOS	C	-0.1%
AFL	B	-0.1%
ATR	B	-0.09%
PNW	B	-0.09%
MCK	B	-0.09%
AME	A	-0.09%
MSI	B	-0.09%
CVX	A	-0.09%
PKG	A	-0.09%
WRB	A	-0.09%
INGR	B	-0.08%
TJX	A	-0.08%
CI	F	-0.08%
CAH	B	-0.08%
UNH	C	-0.08%
FI	A	-0.08%
HOLX	D	-0.08%
BDX	F	-0.08%
HIG	B	-0.08%
CB	C	-0.08%
XOM	B	-0.08%
MA	C	-0.08%
NOC	D	-0.08%
ED	D	-0.08%
VRSN	F	-0.08%
MDLZ	F	-0.07%
FE	C	-0.07%
VRTX	F	-0.07%
CTLT	B	-0.07%
KMB	D	-0.07%
K	A	-0.07%
ECL	D	-0.07%
HON	B	-0.07%
AJG	B	-0.07%
AMGN	D	-0.07%
ATO	A	-0.07%
DGX	A	-0.07%
ROP	B	-0.07%
CL	D	-0.07%
WELL	A	-0.07%
L	A	-0.07%
AKAM	D	-0.06%
REGN	F	-0.05%