SBIO vs. FTHI ETF Comparison

Comparison of ALPS Medical Breakthroughs ETF (SBIO) to First Trust High Income ETF (FTHI)
SBIO

ALPS Medical Breakthroughs ETF

SBIO Description

The investment seeks investment results that correspond (before fees and expenses) generally to the performance of its underlying index, the Poliwogg Medical Breakthroughs IndexSM. The fund employs a "passive management" - or indexing - investment approach designed to track the performance of the underlying index. It will normally invest at least 80% of its net assets in securities that comprise the underlying index. The underlying index is comprised of small- and mid-cap stocks of biotechnology and pharmaceutical companies that have one or more drugs in either Phase II or Phase III U.S. Food and Drug Administration clinical trials. It is non-diversified.

Grade (RS Rating)

Last Trade

$37.67

Average Daily Volume

5,453

Number of Holdings *

83

* may have additional holdings in another (foreign) market
FTHI

First Trust High Income ETF

FTHI Description The investment seeks current income; capital appreciation is a secondary objective. The fund will pursue its objectives by investing in large cap equity securities listed on U.S. exchanges and by utilizing an "option strategy" consisting of writing (selling) U.S. exchange-traded covered call options on the Standard & Poor's 500(c) Index (the "index"). The market value of the option strategy may be up to 20% of the fund's overall net asset value. The equity securities in which the fund will invest and the options which the fund will write will be limited to U.S. exchange-traded securities and options. It is non-diversified.

Grade (RS Rating)

Last Trade

$23.06

Average Daily Volume

192,117

Number of Holdings *

165

* may have additional holdings in another (foreign) market
Performance
Period SBIO FTHI
30 Days 2.69% 3.10%
60 Days 9.96% 8.19%
90 Days 14.29% 2.46%
12 Months 41.18% 19.94%
1 Overlapping Holdings
Symbol Grade Weight in SBIO Weight in FTHI Overlap
CRNX C 2.72% 0.89% 0.89%
SBIO Overweight 82 Positions Relative to FTHI
Symbol Grade Weight
KRYS D 3.49%
RNA B 3.28%
CORT B 3.08%
ALKS B 3.06%
ACLX C 2.99%
IMVT D 2.79%
DNLI C 2.75%
MRUS D 2.25%
FOLD F 2.14%
XENE D 1.94%
PTCT C 1.92%
GERN D 1.83%
CGON C 1.8%
ACAD F 1.76%
IDYA F 1.76%
PTGX C 1.74%
AGIO D 1.73%
VERA C 1.69%
VRNA B 1.59%
EWTX B 1.58%
ZLAB C 1.55%
CLDX F 1.48%
NTLA F 1.41%
VCEL F 1.41%
KROS C 1.39%
AKRO D 1.32%
GLPG D 1.29%
MIRM D 1.27%
ARVN F 1.16%
MNKD B 1.14%
SNDX F 1.11%
IMCR F 1.06%
BCRX D 1.06%
KURA F 1.01%
IRON C 1.01%
VRDN B 0.96%
RCUS D 0.93%
SPRY C 0.89%
XNCR D 0.86%
DAWN D 0.86%
TARS C 0.84%
COGT B 0.84%
LBPH D 0.75%
PRTA F 0.74%
AUPH C 0.7%
PHVS F 0.69%
APLT C 0.68%
ANAB D 0.6%
LQDA F 0.54%
ETNB F 0.52%
ERAS D 0.51%
REPL C 0.51%
OLMA F 0.49%
SVRA F 0.48%
PLRX F 0.48%
ALLO D 0.45%
FLGT F 0.43%
IRWD F 0.42%
ARCT D 0.42%
FULC F 0.41%
MLYS C 0.4%
ANNX C 0.4%
URGN F 0.39%
YMAB C 0.39%
FDMT F 0.38%
CELC F 0.38%
ALEC F 0.33%
AVXL D 0.32%
ALT F 0.31%
CMPS F 0.31%
AURA C 0.28%
TBPH F 0.27%
ACIU D 0.25%
ITOS F 0.24%
GHRS F 0.23%
ALDX C 0.22%
STRO F 0.2%
INZY D 0.2%
ZNTL F 0.19%
VNDA F 0.18%
ENTA F 0.14%
HLVX F 0.06%
SBIO Underweight 164 Positions Relative to FTHI
Symbol Grade Weight
MSFT D -6.96%
AAPL C -6.07%
NVDA B -5.73%
AMZN C -3.65%
META A -2.64%
GOOGL B -2.16%
GOOG B -1.83%
BRK.A B -1.78%
AVGO B -1.72%
BXMT C -1.72%
LLY D -1.47%
SLG C -1.39%
JPM C -1.28%
TSLA C -1.21%
UL D -1.12%
UNH B -1.11%
JXN A -1.04%
CCEP C -1.03%
XOM A -1.0%
V B -0.95%
HD A -0.92%
LADR D -0.91%
VST A -0.87%
MA A -0.87%
MO D -0.87%
PG D -0.86%
COST C -0.84%
ABBV C -0.76%
WMT A -0.68%
BRBR A -0.66%
CCI D -0.66%
CALM A -0.65%
PTVE D -0.64%
NFLX A -0.63%
INGR B -0.62%
MRK F -0.62%
AMD C -0.58%
KO C -0.58%
NVS D -0.58%
CRM B -0.57%
IDA D -0.55%
STNG B -0.54%
BAC B -0.51%
ORCL A -0.5%
MDT C -0.5%
PEP F -0.49%
TOL C -0.48%
SLM B -0.48%
ADBE F -0.48%
TMO D -0.48%
INSM D -0.47%
MEDP F -0.46%
EXP C -0.46%
GILD A -0.45%
CVLT B -0.45%
LIN C -0.45%
BMY A -0.44%
ALSN A -0.44%
MMC D -0.44%
CAT A -0.43%
DELL C -0.42%
SCCO B -0.42%
ITW C -0.41%
AM A -0.4%
ARES A -0.4%
DHR D -0.4%
WFC B -0.4%
INTU F -0.4%
VZ C -0.4%
GE B -0.39%
HLI A -0.39%
IBM A -0.39%
DECK B -0.39%
PPC C -0.39%
NOW B -0.38%
USFD C -0.38%
TXN C -0.38%
UMBF C -0.38%
CME A -0.38%
IIPR C -0.38%
EHC C -0.38%
LANC F -0.37%
SFM A -0.37%
SLVM C -0.37%
PM D -0.37%
AMAT C -0.37%
QCOM D -0.37%
T B -0.37%
DTM A -0.37%
FNF C -0.37%
AMT D -0.37%
KNSL B -0.36%
ISRG C -0.36%
IDCC A -0.36%
HESM C -0.36%
PSA C -0.35%
EWBC B -0.35%
SPGI C -0.35%
RTX A -0.35%
AMGN D -0.35%
BAH C -0.34%
DUK C -0.34%
UNP F -0.33%
TJX D -0.33%
WSO C -0.33%
FTI B -0.33%
ADP A -0.32%
LOW C -0.32%
KRC C -0.32%
SBRA C -0.32%
REYN D -0.32%
PFE D -0.31%
NVO F -0.31%
BKNG B -0.31%
GAP F -0.3%
VEEV C -0.3%
DHT B -0.3%
SBLK C -0.3%
HON C -0.29%
MGEE C -0.29%
GS B -0.29%
O C -0.29%
LMT A -0.29%
NEE C -0.28%
BKU D -0.28%
GGG C -0.28%
TMUS A -0.27%
LOPE D -0.27%
MATX C -0.27%
CVX B -0.25%
ATR A -0.24%
CL D -0.24%
AMH D -0.24%
CNA D -0.24%
COP D -0.24%
FLO D -0.23%
SO A -0.22%
OTTR F -0.22%
OGN F -0.22%
BLK A -0.22%
PFGC A -0.21%
EQIX C -0.21%
PAYX B -0.2%
XEL C -0.19%
NEU F -0.18%
MUSA D -0.18%
EXR D -0.16%
MSI A -0.16%
WEC B -0.16%
CVBF B -0.16%
GEV A -0.14%
ELV F -0.13%
SFNC B -0.13%
NHI C -0.13%
KAR F -0.13%
TGT C -0.12%
BX C -0.12%
D A -0.09%
GIS C -0.09%
MDLZ D -0.09%
BDX C -0.08%
AJG C -0.05%
SPG A -0.05%
SYK C -0.05%
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