SBB vs. FYC ETF Comparison

Comparison of ProShares Short SmallCap600 (SBB) to First Trust Small Cap Growth AlphaDEX Fund (FYC)

SBB

ProShares Short SmallCap600

SBB Description

The investment seeks daily investment results that correspond to the inverse (-1x) of the daily performance of the S&P SmallCap 600®. The fund invests in derivatives that ProShare Advisors believes, in combination, should have similar daily return characteristics as the inverse (-1x) of the daily return of the index. The index is a measure of small-cap company U.S. stock market performance. It is a float-adjusted, market capitalization-weighted index of 600 U.S. operating companies selected through a process that factors in criteria such as liquidity, price, market capitalization, financial viability and public float. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$14.25

Average Daily Volume

16,005

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$80.29

Average Daily Volume

26,348

Number of Holdings ^*

240

* may have additional holdings in another (foreign) market

Performance

Period	SBB	FYC
30 Days	-2.02%	5.74%
60 Days	-3.30%	8.07%
90 Days	-5.39%	13.90%
12 Months	-17.88%	41.37%

18 Overlapping Holdings

Symbol	Grade	Weight in SBB	Weight in FYC	Overlap
AAT	A	0.29%	0.36%	0.29%
AWR	A	0.41%	0.12%	0.12%
BRC	C	0.37%	0.34%	0.34%
CCOI	B	0.39%	0.49%	0.39%
CWT	C	0.32%	0.32%	0.32%
DORM	B	0.29%	0.57%	0.29%
ESE	B	0.33%	0.38%	0.33%
FBP	B	0.28%	0.47%	0.28%
IRDM	F	0.33%	0.11%	0.11%
JJSF	C	0.36%	0.23%	0.23%
NEO	C	0.43%	0.26%	0.26%
NMIH	D	0.29%	0.43%	0.29%
PMT	D	0.3%	0.32%	0.3%
PRGS	B	0.28%	0.48%	0.28%
SKYW	B	0.42%	0.62%	0.42%
STRA	C	0.45%	0.12%	0.12%
WDFC	B	0.34%	0.26%	0.26%
WWW	A	0.35%	0.75%	0.35%

SBB Overweight 74 Positions Relative to FYC

Symbol	Grade	Weight
DAR	B	0.61%
GBCI	B	0.49%
BLD	F	0.48%
JBT	A	0.47%
EXPO	D	0.47%
NEOG	D	0.47%
VIAV	C	0.46%
OMCL	C	0.46%
CBU	B	0.46%
BCPC	B	0.44%
SSD	D	0.43%
SHOO	D	0.42%
AVA	C	0.42%
B	A	0.41%
UNF	B	0.41%
LAD	B	0.41%
ONB	B	0.4%
AMN	F	0.4%
CNMD	C	0.4%
ADC	A	0.39%
POWI	D	0.39%
ITRI	B	0.39%
UFPI	C	0.38%
SFNC	B	0.38%
MOG.A	B	0.38%
CVBF	B	0.37%
PRLB	C	0.37%
ITGR	B	0.37%
WTS	B	0.36%
QLYS	C	0.36%
AEIS	B	0.36%
ABCB	B	0.36%
CROX	F	0.36%
INDB	B	0.35%
WING	D	0.35%
LCII	D	0.35%
COLB	B	0.35%
ABM	B	0.34%
FOXF	F	0.34%
LXP	D	0.34%
SEM	B	0.33%
IOSP	C	0.33%
AIT	B	0.33%
ARI	C	0.33%
ROG	D	0.32%
MEDP	D	0.32%
MNRO	C	0.32%
GTLS	A	0.32%
FUL	F	0.32%
SAIA	C	0.32%
NSIT	F	0.32%
LPSN	F	0.32%
AIN	C	0.31%
SANM	B	0.31%
HI	C	0.31%
DIOD	F	0.31%
EBS	C	0.31%
IVR	D	0.31%
EXLS	B	0.31%
FN	B	0.31%
FELE	B	0.3%
SPXC	A	0.3%
ALGT	C	0.3%
MTH	D	0.3%
ENSG	D	0.3%
KFY	B	0.3%
FFBC	B	0.3%
ACA	A	0.29%
PLXS	B	0.29%
XHR	B	0.29%
CUB	C	0.28%
KWR	D	0.28%
AKR	A	0.28%
NWN	A	0.28%

SBB Underweight 222 Positions Relative to FYC

Symbol	Grade	Weight
RKLB	B	-1.06%
EAT	A	-0.91%
PAYO	A	-0.82%
POWL	C	-0.81%
PRIM	A	-0.81%
TGTX	B	-0.79%
IESC	A	-0.79%
ROAD	A	-0.76%
IDCC	B	-0.76%
STRL	A	-0.75%
TRUP	B	-0.74%
QCRH	B	-0.73%
ENVA	B	-0.72%
GVA	A	-0.72%
WULF	C	-0.71%
PJT	B	-0.71%
DOCS	C	-0.71%
LRN	A	-0.7%
STEP	B	-0.69%
USLM	A	-0.69%
FTDR	B	-0.69%
MCY	B	-0.69%
ACLX	C	-0.68%
RYTM	C	-0.68%
CNK	A	-0.68%
ATGE	B	-0.67%
LMND	A	-0.67%
ALHC	C	-0.65%
VCYT	B	-0.65%
GSHD	B	-0.64%
PRCT	B	-0.64%
TRN	A	-0.64%
AMRX	C	-0.64%
REVG	B	-0.63%
PBI	B	-0.61%
HNI	B	-0.61%
PTON	C	-0.6%
ADMA	C	-0.6%
NHC	B	-0.6%
TBBK	B	-0.6%
CHEF	B	-0.59%
DSGR	C	-0.59%
AGIO	C	-0.59%
CALM	A	-0.58%
KYMR	C	-0.58%
HWKN	B	-0.58%
SKWD	A	-0.58%
SLVM	C	-0.58%
MIRM	C	-0.57%
SGBX	F	-0.57%
INTA	B	-0.57%
SYBT	B	-0.57%
CWAN	B	-0.57%
ALKT	B	-0.56%
VCTR	B	-0.55%
NBHC	B	-0.55%
PRK	B	-0.55%
JANX	C	-0.54%
MWA	B	-0.54%
PRM	B	-0.54%
CDE	C	-0.54%
OSW	B	-0.54%
PTGX	D	-0.54%
PTCT	C	-0.54%
PLMR	A	-0.53%
CHWY	B	-0.53%
SATS	C	-0.53%
MNKD	B	-0.53%
CPRX	C	-0.52%
LMAT	A	-0.52%
TGLS	B	-0.51%
CRAI	B	-0.51%
NPAB	F	-0.49%
LFST	C	-0.49%
SMTC	C	-0.49%
SABR	B	-0.48%
AORT	B	-0.48%
YOU	D	-0.48%
OUT	A	-0.48%
UFPT	C	-0.47%
BCRX	D	-0.47%
LITE	B	-0.47%
CENX	B	-0.46%
VERX	A	-0.45%
WTTR	A	-0.43%
MBIN	F	-0.43%
ASTH	F	-0.43%
OSCR	C	-0.43%
APOG	B	-0.42%
SITM	B	-0.42%
CAKE	B	-0.42%
CARG	B	-0.42%
NRIX	C	-0.42%
SHAK	C	-0.42%
MGNI	A	-0.42%
RNG	C	-0.41%
BANF	B	-0.41%
GABC	B	-0.41%
CIFR	C	-0.4%
BGC	C	-0.4%
SEMR	C	-0.4%
WT	A	-0.4%
VITL	D	-0.39%
GFF	B	-0.39%
OII	B	-0.39%
GERN	F	-0.39%
CHCO	B	-0.39%
HRMY	F	-0.39%
HURN	B	-0.39%
UE	A	-0.38%
KTOS	C	-0.38%
BLBD	F	-0.38%
COLL	F	-0.37%
AZZ	A	-0.36%
KN	B	-0.36%
OSIS	A	-0.35%
AMPH	F	-0.33%
ICFI	F	-0.33%
DOCN	D	-0.33%
ESRT	C	-0.33%
IOVA	F	-0.32%
ADUS	D	-0.32%
NHI	D	-0.32%
FLNC	C	-0.32%
ASPN	F	-0.32%
NSA	C	-0.31%
WRBY	A	-0.31%
HLIT	D	-0.3%
KNTK	A	-0.3%
TWST	F	-0.3%
BLFS	C	-0.3%
HEES	C	-0.29%
LGND	C	-0.28%
BKD	F	-0.28%
MGEE	A	-0.28%
DRVN	B	-0.28%
TNL	B	-0.28%
CEIX	A	-0.28%
IIPR	F	-0.27%
LKFN	B	-0.27%
OCUL	C	-0.27%
EPAC	B	-0.27%
AROC	A	-0.27%
SKT	A	-0.26%
SXI	B	-0.26%
BANC	B	-0.26%
AGYS	A	-0.26%
AGM	B	-0.26%
SWI	B	-0.25%
MAC	A	-0.25%
ARQT	C	-0.25%
ANIP	D	-0.24%
CDP	C	-0.24%
TNDM	F	-0.24%
UMH	A	-0.24%
IAS	D	-0.24%
CPK	A	-0.24%
NXRT	A	-0.24%
FCPT	C	-0.23%
GTX	F	-0.23%
SXT	C	-0.23%
DNLI	C	-0.23%
KW	B	-0.23%
CMPR	F	-0.23%
SCS	B	-0.23%
GTY	A	-0.23%
ACVA	A	-0.23%
EPR	D	-0.22%
PHR	F	-0.22%
AESI	B	-0.22%
HLX	C	-0.22%
AIV	C	-0.22%
ELME	D	-0.22%
CDRE	F	-0.21%
HUMA	F	-0.21%
RXST	F	-0.21%
EVH	F	-0.21%
ALX	D	-0.21%
NVAX	F	-0.2%
MYGN	F	-0.2%
SOUN	C	-0.17%
TGI	A	-0.16%
MIR	A	-0.16%
ARDX	F	-0.16%
PAR	A	-0.16%
CBZ	B	-0.14%
SMPL	B	-0.13%
BEAM	C	-0.13%
CLB	C	-0.13%
BL	C	-0.13%
APPN	C	-0.13%
APAM	B	-0.13%
MLNK	C	-0.13%
ACAD	C	-0.13%
CARS	C	-0.13%
CTS	C	-0.13%
WABC	B	-0.13%
PLAY	D	-0.13%
FBRT	C	-0.12%
THR	B	-0.12%
AMC	D	-0.12%
YELP	C	-0.12%
LTC	B	-0.12%
TR	B	-0.12%
WEN	C	-0.12%
TNC	F	-0.11%
PZZA	F	-0.11%
NSSC	F	-0.11%
RRR	F	-0.11%
ARLO	C	-0.11%
FOLD	F	-0.11%
ENVX	F	-0.11%
BXMT	C	-0.11%
VECO	F	-0.1%
JOE	F	-0.1%
GNL	D	-0.1%
AZTA	F	-0.1%
JAMF	F	-0.1%
CLDX	F	-0.09%
XPRO	F	-0.09%
RLAY	F	-0.09%
LPG	F	-0.09%