ROUS vs. DFNV ETF Comparison

Comparison of Lattice U.S. Equity Strategy ETF (ROUS) to TrimTabs Donoghue Forlines Risk Managed Innovation ETF (DFNV)

ROUS

Lattice U.S. Equity Strategy ETF

ROUS Description

The investment seeks to provide investment results that, before fees and expenses, correspond to the total return performance of the Lattice Risk-Optimized US Large Cap Equity Strategy Index (LROUSLX). The fund generally invests at least 80 percent of its assets in securities of the index and in depositary receipts representing securities of the index. The index seeks to improve returns through a market cycle relative to traditional cap-weighted U.S. equity market indices and active U.S. equity market strategies.

Grade (RS Rating)

Last Trade

$53.43

Average Daily Volume

58,662

Number of Holdings ^*

345

* may have additional holdings in another (foreign) market

DFNV

TrimTabs Donoghue Forlines Risk Managed Innovation ETF

DFNV Description

The investment seeks to provide investment results that closely correspond, before fees and expenses, to the performance of the TrimTabs Donoghue Forlines Risk Managed Free Cash Flow Innovation Index. To pursue its investment objective, the fund invests, under normal market circumstances, at least 80% of its net assets (plus any borrowings for investment purposes) in component securities of the index. The index is designed to track the performance of a strategy that seeks to provide risk-managed exposure to U.S. publicly traded companies with strong free cash flow and strong research and development (R&D) investment

Grade (RS Rating)

Last Trade

$36.44

Average Daily Volume

20,266

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	ROUS	DFNV
30 Days	1.61%	4.71%
60 Days	5.53%	11.83%
90 Days	7.76%	16.12%
12 Months	30.24%	40.35%

35 Overlapping Holdings

Symbol	Grade	Weight in ROUS	Weight in DFNV	Overlap
AAPL	C	1.18%	8.14%	1.18%
ABBV	D	1.0%	3.23%	1.0%
ADBE	C	0.15%	2.26%	0.15%
ADSK	A	0.05%	1.22%	0.05%
ALKS	B	0.27%	0.31%	0.27%
AMGN	F	0.39%	1.79%	0.39%
AMZN	A	0.51%	0.19%	0.19%
ANET	C	0.34%	1.71%	0.34%
AVGO	C	0.66%	4.37%	0.66%
BMY	B	0.31%	2.01%	0.31%
CRUS	F	0.33%	0.34%	0.33%
CVLT	A	0.78%	0.45%	0.45%
DBX	B	0.43%	0.48%	0.43%
EA	A	0.73%	1.09%	0.73%
FFIV	A	0.41%	0.59%	0.41%
FTNT	B	0.06%	1.32%	0.06%
GEN	A	0.2%	0.67%	0.2%
GILD	C	0.69%	1.96%	0.69%
IBM	C	0.84%	2.12%	0.84%
INTU	A	0.1%	2.12%	0.1%
JNJ	D	1.12%	2.66%	1.12%
MANH	C	0.24%	0.73%	0.24%
MCHP	F	0.24%	0.93%	0.24%
MMM	C	0.15%	1.26%	0.15%
MSI	B	0.78%	1.49%	0.78%
NOW	A	0.05%	2.66%	0.05%
NTAP	D	1.02%	0.83%	0.83%
NYT	C	0.36%	0.41%	0.36%
PANW	A	0.13%	1.87%	0.13%
PSTG	D	0.13%	0.73%	0.13%
PTC	B	0.06%	0.78%	0.06%
QCOM	F	0.54%	2.32%	0.54%
RMD	C	0.32%	0.85%	0.32%
SWKS	F	0.16%	0.56%	0.16%
VRSN	C	0.37%	0.58%	0.37%

ROUS Overweight 310 Positions Relative to DFNV

Symbol	Grade	Weight
GOOGL	B	1.26%
MSFT	C	1.11%
WMT	A	1.07%
HPQ	B	1.07%
UNH	B	1.02%
NVDA	B	0.98%
DELL	B	0.9%
T	A	0.88%
HPE	B	0.86%
MRK	F	0.86%
KR	A	0.85%
VZ	C	0.84%
CSCO	A	0.83%
XOM	B	0.82%
JPM	B	0.82%
META	B	0.77%
HD	B	0.77%
TMUS	A	0.74%
LLY	F	0.74%
AVT	C	0.74%
CTSH	A	0.73%
BRK.A	B	0.71%
TXN	C	0.67%
ORCL	A	0.62%
MTB	B	0.62%
PG	C	0.61%
MUSA	B	0.61%
GWW	B	0.6%
FICO	B	0.6%
EOG	A	0.59%
MO	A	0.58%
APH	B	0.57%
GLW	C	0.55%
FOXA	A	0.55%
IT	A	0.55%
COST	B	0.54%
HUM	D	0.53%
NRG	B	0.51%
HRB	D	0.51%
SHW	A	0.5%
FAST	A	0.5%
CINF	A	0.5%
MCK	A	0.49%
GDDY	A	0.49%
CVS	F	0.49%
BK	B	0.48%
ALSN	A	0.48%
VLO	D	0.46%
CMI	A	0.46%
INCY	B	0.45%
ELV	F	0.44%
RPM	A	0.43%
ACN	C	0.43%
CTAS	A	0.43%
UTHR	B	0.43%
MLI	B	0.42%
CL	F	0.42%
RS	B	0.41%
EME	B	0.4%
SANM	B	0.4%
UNM	A	0.4%
JNPR	D	0.4%
SW	C	0.4%
ACI	C	0.4%
LMT	C	0.39%
MA	B	0.39%
NXPI	F	0.39%
V	A	0.39%
CMCSA	B	0.38%
TRV	B	0.38%
KMB	F	0.38%
VNT	B	0.37%
CDW	F	0.37%
ORLY	A	0.37%
ETR	B	0.36%
NSIT	F	0.36%
AXS	A	0.36%
VRTX	B	0.36%
CHRW	A	0.36%
TER	F	0.34%
TSCO	C	0.34%
FDX	B	0.34%
C	A	0.34%
BBY	D	0.34%
BMI	B	0.33%
GPC	D	0.33%
PM	C	0.33%
STLD	B	0.33%
AFL	C	0.32%
EBAY	C	0.32%
CB	C	0.32%
SYF	B	0.32%
WM	A	0.31%
PCAR	B	0.31%
VICI	D	0.31%
AZO	C	0.31%
LNG	B	0.31%
EXEL	B	0.3%
DUK	D	0.3%
GRMN	A	0.3%
ORI	A	0.3%
LOW	B	0.3%
MKL	A	0.3%
AMAT	F	0.29%
CDNS	B	0.29%
RHI	B	0.29%
PHM	D	0.29%
KLAC	F	0.29%
YUM	B	0.29%
CACI	C	0.28%
WTM	A	0.28%
OTIS	C	0.28%
GPI	A	0.28%
ITW	A	0.27%
DGX	A	0.27%
TJX	B	0.27%
SNX	C	0.27%
RF	B	0.27%
COR	A	0.27%
PEP	D	0.27%
DLB	C	0.26%
SO	D	0.26%
MAS	D	0.26%
XEL	A	0.26%
SYY	B	0.26%
CASY	B	0.26%
KEYS	C	0.26%
HSY	D	0.26%
SNA	A	0.25%
PRU	B	0.25%
NFG	C	0.25%
CRBG	C	0.25%
MPC	D	0.25%
BKNG	A	0.25%
EG	D	0.25%
STT	B	0.25%
DTE	D	0.24%
LSTR	B	0.24%
DCI	A	0.24%
GPK	D	0.24%
ED	D	0.24%
LOPE	B	0.24%
ACGL	D	0.24%
AEP	D	0.23%
R	A	0.23%
PGR	A	0.23%
PEG	C	0.23%
CI	D	0.23%
PKG	B	0.23%
HBAN	B	0.23%
WFC	A	0.22%
WSM	F	0.22%
AYI	B	0.22%
TT	A	0.22%
AN	C	0.22%
AIT	A	0.22%
DKS	F	0.21%
PNC	B	0.21%
CVX	B	0.21%
OGN	F	0.21%
CAT	C	0.21%
RSG	A	0.2%
FLO	F	0.2%
ROP	A	0.2%
BAH	C	0.2%
ARW	F	0.2%
SON	D	0.2%
NVR	D	0.2%
VRSK	A	0.19%
WSO	A	0.19%
RDN	C	0.19%
HCA	D	0.19%
DHI	F	0.19%
UFPI	B	0.18%
MDT	D	0.18%
LYB	F	0.18%
PPL	A	0.18%
ECL	C	0.18%
IRM	D	0.18%
ASGN	C	0.18%
OC	A	0.18%
SNPS	B	0.18%
KD	A	0.18%
STX	D	0.17%
PPG	F	0.17%
RNR	D	0.17%
JBL	C	0.17%
FITB	A	0.17%
FE	D	0.17%
DY	C	0.17%
CBT	C	0.17%
LRCX	F	0.17%
REGN	F	0.17%
ADC	A	0.16%
SKX	F	0.16%
CAH	A	0.16%
FCN	F	0.15%
OMC	B	0.15%
GIS	F	0.15%
CMC	B	0.15%
SFM	B	0.14%
RL	B	0.14%
MTG	C	0.14%
ROL	B	0.14%
ABT	C	0.14%
O	D	0.14%
MCD	C	0.14%
BSX	A	0.14%
RGA	A	0.14%
BPOP	C	0.14%
FLEX	B	0.14%
VST	B	0.14%
ALL	A	0.13%
AEE	A	0.13%
LAMR	D	0.13%
WEC	B	0.13%
USB	A	0.13%
DOV	A	0.13%
COKE	C	0.12%
AVB	A	0.12%
EQR	C	0.12%
LII	B	0.12%
FANG	D	0.12%
POR	D	0.12%
MTD	F	0.12%
CHE	D	0.12%
LDOS	B	0.12%
BAC	A	0.11%
TGT	C	0.11%
EIX	C	0.11%
BLDR	D	0.11%
BJ	B	0.1%
HUBB	B	0.1%
UMBF	B	0.1%
ADI	F	0.1%
AMCR	D	0.1%
L	A	0.1%
FSS	C	0.1%
VMI	B	0.1%
DVN	F	0.1%
CNC	F	0.1%
MMS	D	0.09%
KO	F	0.09%
WELL	B	0.09%
CHRD	F	0.09%
CBOE	D	0.09%
OGE	B	0.08%
KNF	C	0.08%
GLPI	D	0.08%
ACIW	B	0.08%
EXC	C	0.08%
INGR	B	0.08%
AIZ	A	0.08%
COP	C	0.08%
NOC	C	0.08%
NEE	D	0.08%
APPF	B	0.07%
PSA	C	0.07%
SRE	A	0.07%
NNN	F	0.07%
GD	A	0.07%
JHG	B	0.07%
ATR	A	0.07%
CSWI	B	0.06%
SPSC	D	0.06%
LNC	B	0.06%
GWRE	A	0.06%
SPG	B	0.06%
AWI	B	0.05%
ITCI	C	0.05%
BR	A	0.05%
MOG.A	B	0.05%
NXST	C	0.05%
HON	B	0.05%
AKAM	F	0.05%
FELE	A	0.04%
EPRT	C	0.04%
CCI	F	0.04%
LFUS	D	0.04%
COF	B	0.04%
IP	C	0.04%
ANF	D	0.04%
BCO	F	0.04%
D	D	0.04%
LIN	D	0.03%
ADM	F	0.03%
JCI	A	0.03%
CF	B	0.03%
NWSA	B	0.03%
CIEN	B	0.02%
SYK	A	0.02%
PAYX	B	0.02%
VTR	C	0.02%
SEE	C	0.02%
MSA	D	0.02%
AAON	B	0.02%
EHC	A	0.02%
CHTR	B	0.02%
OHI	C	0.02%
FHN	A	0.02%
ITRI	B	0.02%
PSX	D	0.02%
SLGN	A	0.02%
AIG	B	0.02%
AVY	F	0.01%
MPWR	F	0.01%
MTH	D	0.01%
ONB	B	0.01%
WPC	F	0.01%
AOS	F	0.01%

ROUS Underweight 64 Positions Relative to DFNV

Symbol	Grade	Weight
CRM	B	-2.69%
PLTR	B	-2.06%
UBER	F	-2.01%
APP	B	-1.65%
CRWD	B	-1.58%
SPOT	A	-1.55%
DASH	A	-1.46%
PYPL	A	-1.31%
TEAM	B	-1.27%
TTD	B	-1.23%
DDOG	B	-1.17%
VRT	B	-1.16%
SNOW	C	-1.1%
WDAY	B	-1.08%
RBLX	B	-1.02%
VEEV	B	-1.0%
ZS	B	-0.92%
EXPE	B	-0.8%
PINS	F	-0.8%
UI	B	-0.79%
ZM	B	-0.77%
DOCU	B	-0.75%
NTNX	B	-0.74%
DUOL	B	-0.71%
DT	C	-0.7%
JKHY	C	-0.57%
PCTY	A	-0.57%
SOLV	D	-0.54%
NBIX	C	-0.54%
SMAR	A	-0.53%
PEGA	A	-0.53%
MTCH	F	-0.51%
GNRC	B	-0.5%
HAS	D	-0.49%
ENPH	F	-0.47%
ALTR	C	-0.43%
ETSY	C	-0.43%
ZETA	D	-0.42%
HALO	B	-0.41%
JAZZ	B	-0.41%
MAT	C	-0.41%
LYFT	B	-0.4%
PI	D	-0.4%
PATH	C	-0.39%
BOX	A	-0.36%
TENB	C	-0.35%
QLYS	B	-0.35%
QRVO	F	-0.34%
CWAN	B	-0.31%
IGT	D	-0.26%
BL	B	-0.26%
YOU	D	-0.25%
RNG	B	-0.23%
PLTK	B	-0.22%
TDC	D	-0.21%
ALRM	C	-0.21%
PRGS	A	-0.21%
VERX	B	-0.21%
FLNC	D	-0.21%
PTGX	C	-0.2%
RPD	C	-0.19%
ACAD	C	-0.18%
YELP	C	-0.17%
CMPR	D	-0.15%