PTH vs. FYC ETF Comparison

Comparison of Invesco DWA Healthcare Momentum ETF (PTH) to First Trust Small Cap Growth AlphaDEX Fund (FYC)

PTH

Invesco DWA Healthcare Momentum ETF

PTH Description

The PowerShares Dynamic Healthcare Sector Portfolio (Fund) is based on the Dynamic Healthcare Sector IntellidexSM Index (Intellidex Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Intellidex Index thoroughly evaluates companies based on a variety of investment merit criteria, including: price momentum, earnings momentum, quality, management action, and value. The Underlying Intellidex Index is comprised of common stocks of 60 US health care companies. These are companies that are principally engaged in the business of providing health care-related products and services, including biotechnology, pharmaceuticals, medical technology and supplies, and facilities. The Fund and the Index are rebalanced and reconstituted quarterly in February, May, August and November.

Grade (RS Rating)

Last Trade

$43.73

Average Daily Volume

8,026

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$78.66

Average Daily Volume

25,816

Number of Holdings ^*

240

* may have additional holdings in another (foreign) market

Performance

Period	PTH	FYC
30 Days	-7.88%	2.92%
60 Days	-6.60%	8.18%
90 Days	-5.75%	13.09%
12 Months	36.27%	41.14%

19 Overlapping Holdings

Symbol	Grade	Weight in PTH	Weight in FYC	Overlap
ADMA	C	2.95%	0.57%	0.57%
AGIO	B	1.45%	0.54%	0.54%
ALHC	C	0.95%	0.7%	0.7%
AMRX	C	1.05%	0.6%	0.6%
ASTH	F	0.55%	0.6%	0.55%
BLFS	D	0.77%	0.37%	0.37%
CPRX	C	2.54%	0.53%	0.53%
DNLI	C	1.14%	0.24%	0.24%
KYMR	C	1.79%	0.61%	0.61%
LMAT	A	0.99%	0.51%	0.51%
MNKD	B	0.73%	0.55%	0.55%
NRIX	C	2.38%	0.41%	0.41%
OCUL	C	1.16%	0.29%	0.29%
OSCR	F	1.38%	0.43%	0.43%
PRCT	B	1.65%	0.72%	0.72%
PTGX	D	1.34%	0.62%	0.62%
TGTX	B	1.82%	0.68%	0.68%
TNDM	F	0.89%	0.28%	0.28%
UFPT	C	1.07%	0.51%	0.51%

PTH Overweight 34 Positions Relative to FYC

Symbol	Grade	Weight
LLY	F	4.28%
PCVX	D	4.09%
INSM	D	3.83%
THC	C	3.81%
NTRA	B	3.03%
SAVA	C	2.88%
HCA	D	2.86%
ABBV	F	2.62%
ISRG	A	2.61%
HROW	D	2.36%
COR	B	2.33%
DVA	C	2.14%
UHS	D	2.14%
KRYS	D	2.09%
ENSG	D	1.96%
RDNT	B	1.86%
REGN	F	1.86%
CORT	B	1.81%
GKOS	B	1.8%
CRNX	C	1.73%
NUVL	D	1.72%
RVMD	B	1.58%
MMSI	A	1.52%
SPRY	C	1.18%
TVTX	B	1.15%
CRVL	B	1.11%
AKRO	C	0.85%
PHAT	F	0.83%
REPL	C	0.78%
COGT	D	0.78%
EOLS	F	0.75%
CDMO	A	0.73%
CYH	F	0.56%
ANAB	F	0.44%

PTH Underweight 221 Positions Relative to FYC

Symbol	Grade	Weight
POWL	C	-0.92%
EAT	A	-0.88%
PAYO	A	-0.8%
PRIM	A	-0.78%
RKLB	B	-0.78%
WULF	C	-0.77%
IESC	B	-0.77%
ROAD	B	-0.76%
IDCC	A	-0.73%
PJT	A	-0.72%
QCRH	A	-0.72%
STRL	B	-0.71%
ENVA	A	-0.71%
FTDR	B	-0.7%
RYTM	C	-0.7%
TRUP	A	-0.7%
GVA	A	-0.7%
SGBX	F	-0.69%
ATGE	B	-0.69%
MCY	A	-0.68%
YOU	D	-0.68%
STEP	A	-0.68%
LRN	A	-0.68%
USLM	A	-0.66%
CNK	A	-0.65%
ACLX	C	-0.65%
SATS	D	-0.64%
SLVM	B	-0.64%
PBI	C	-0.64%
VCYT	B	-0.63%
REVG	A	-0.62%
DSGR	C	-0.62%
SKYW	A	-0.62%
TBBK	A	-0.62%
TRN	A	-0.62%
NHC	B	-0.61%
LMND	A	-0.61%
PRM	C	-0.61%
ALKT	B	-0.59%
CHEF	B	-0.59%
HNI	A	-0.59%
PTON	B	-0.58%
DORM	B	-0.57%
CALM	A	-0.57%
DOCS	C	-0.57%
NBHC	A	-0.57%
GSHD	A	-0.57%
INTA	B	-0.57%
PRK	A	-0.57%
SYBT	A	-0.56%
JANX	C	-0.56%
VCTR	B	-0.55%
HWKN	C	-0.55%
WWW	A	-0.54%
OSW	B	-0.54%
CRAI	B	-0.54%
SKWD	A	-0.54%
PTCT	B	-0.54%
CWAN	B	-0.53%
MWA	A	-0.52%
AORT	B	-0.52%
CCOI	B	-0.52%
CDE	D	-0.5%
SMTC	C	-0.49%
FBP	A	-0.49%
VITL	F	-0.49%
MIRM	A	-0.49%
PLMR	A	-0.48%
BCRX	D	-0.48%
LFST	C	-0.48%
TGLS	A	-0.48%
CENX	A	-0.47%
PRGS	B	-0.47%
CHWY	B	-0.47%
OUT	C	-0.46%
NMIH	D	-0.45%
SABR	B	-0.44%
MBIN	D	-0.44%
GERN	F	-0.44%
SHAK	B	-0.44%
VERX	A	-0.44%
IOVA	D	-0.44%
WTTR	A	-0.43%
COLL	F	-0.42%
CAKE	A	-0.42%
CIFR	B	-0.42%
BGC	B	-0.42%
HURN	B	-0.41%
BLBD	F	-0.41%
RNG	B	-0.41%
EVH	F	-0.41%
SEMR	D	-0.41%
APOG	B	-0.41%
GABC	A	-0.41%
BANF	A	-0.41%
HRMY	D	-0.4%
OII	B	-0.4%
NPAB	F	-0.4%
LITE	A	-0.39%
CHCO	A	-0.39%
CARG	A	-0.38%
AMPH	F	-0.38%
SITM	B	-0.38%
ESE	A	-0.38%
KN	B	-0.37%
UE	B	-0.37%
WT	A	-0.37%
ASPN	F	-0.36%
KTOS	B	-0.36%
AAT	C	-0.36%
TWST	F	-0.35%
ICFI	F	-0.35%
AZZ	B	-0.35%
OSIS	A	-0.34%
ADUS	D	-0.34%
ESRT	D	-0.34%
BRC	C	-0.34%
BKD	F	-0.33%
MGNI	A	-0.33%
GFF	A	-0.33%
DOCN	D	-0.33%
CWT	C	-0.33%
PMT	D	-0.32%
NHI	D	-0.31%
IIPR	F	-0.31%
NSA	C	-0.3%
FLNC	D	-0.29%
HEES	B	-0.28%
HLIT	F	-0.28%
CEIX	A	-0.28%
EPAC	B	-0.28%
LKFN	A	-0.27%
TNL	A	-0.27%
DRVN	A	-0.27%
AGM	A	-0.27%
BANC	A	-0.27%
KNTK	A	-0.27%
WRBY	A	-0.27%
LGND	B	-0.27%
IAS	D	-0.27%
RXST	F	-0.26%
SXI	A	-0.26%
AROC	A	-0.26%
KW	C	-0.25%
AGYS	A	-0.25%
MGEE	A	-0.25%
SWI	B	-0.25%
WDFC	A	-0.25%
CDP	C	-0.25%
SXT	C	-0.24%
SKT	A	-0.24%
MAC	A	-0.24%
ARQT	D	-0.24%
JJSF	C	-0.24%
NVAX	F	-0.24%
NEO	C	-0.24%
SCS	A	-0.23%
ANIP	D	-0.23%
CDRE	D	-0.23%
ELME	D	-0.23%
AESI	D	-0.23%
GTY	C	-0.23%
CMPR	F	-0.23%
NXRT	A	-0.23%
HUMA	F	-0.23%
CPK	A	-0.23%
PHR	F	-0.22%
GTX	D	-0.22%
FCPT	C	-0.22%
ACVA	A	-0.22%
ARDX	F	-0.22%
MYGN	F	-0.22%
UMH	C	-0.22%
ALX	D	-0.22%
AIV	C	-0.22%
EPR	D	-0.21%
HLX	D	-0.21%
MIR	A	-0.16%
PAR	A	-0.15%
WABC	A	-0.14%
APPN	B	-0.14%
CTS	B	-0.14%
TGI	A	-0.14%
SOUN	C	-0.14%
PLAY	C	-0.14%
APAM	A	-0.13%
CBZ	B	-0.13%
WEN	C	-0.13%
CLB	C	-0.13%
MLNK	C	-0.13%
CARS	B	-0.12%
AMC	C	-0.12%
FBRT	C	-0.12%
JAMF	F	-0.12%
ACAD	C	-0.12%
AWR	A	-0.12%
LTC	B	-0.12%
SMPL	B	-0.12%
RRR	D	-0.12%
STRA	C	-0.12%
YELP	C	-0.12%
FOLD	F	-0.12%
BL	B	-0.12%
PZZA	D	-0.12%
BEAM	D	-0.12%
JOE	F	-0.11%
NSSC	F	-0.11%
GNL	D	-0.11%
AZTA	F	-0.11%
TNC	F	-0.11%
ARLO	D	-0.11%
ENVX	F	-0.11%
BXMT	D	-0.11%
TR	A	-0.11%
THR	C	-0.11%
IRDM	C	-0.11%
XPRO	F	-0.1%
RLAY	F	-0.1%
VECO	F	-0.1%
CLDX	F	-0.09%
LPG	F	-0.09%