PFUT vs. FYC ETF Comparison

Comparison of Putnam Sustainable Future ETF (PFUT) to First Trust Small Cap Growth AlphaDEX Fund (FYC)
PFUT

Putnam Sustainable Future ETF

PFUT Description

The investment seeks long-term capital appreciation. The fund invests mainly in common stocks of U.S. companies of any size, with a focus on companies whose products and services provide solutions that directly contribute to sustainable social, environmental and economic development (Impact Companies). Under normal circumstances, the fund invests at least 80% of the value of its net assets in securities that meet Putnam Management?s sustainability criteria. In applying these criteria, Putnam Management will assign each company a proprietary environmental, social and/or corporate governance (ESG) rating ranging from 1 to 4.

Grade (RS Rating)

Last Trade

$24.45

Average Daily Volume

26,630

Number of Holdings *

69

* may have additional holdings in another (foreign) market
FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$65.53

Average Daily Volume

8,487

Number of Holdings *

240

* may have additional holdings in another (foreign) market
Performance
Period PFUT FYC
30 Days -0.11% -2.09%
60 Days 2.35% -0.17%
90 Days 1.99% 1.31%
12 Months 27.93% 12.10%
5 Overlapping Holdings
Symbol Grade Weight in PFUT Weight in FYC Overlap
FWRG F 1.09% 0.46% 0.46%
HASI D 1.67% 0.27% 0.27%
TPG D 0.94% 0.36% 0.36%
TWST B 0.4% 0.72% 0.4%
VERX B 0.89% 0.59% 0.59%
PFUT Overweight 64 Positions Relative to FYC
Symbol Grade Weight
DXCM D 2.54%
CTAS A 2.43%
CRWD B 2.38%
AMAT B 2.24%
ROP B 2.24%
TMO D 2.13%
ASML A 2.11%
DHR D 2.09%
RMD C 2.09%
CWST B 2.06%
CEG B 2.04%
PINS B 1.96%
IDXX D 1.95%
FICO A 1.9%
ISRG A 1.87%
FSS D 1.84%
XYL D 1.81%
MSCI C 1.8%
REGN B 1.78%
MTD D 1.75%
HUBS C 1.74%
IT B 1.73%
ICLR B 1.73%
CDNS B 1.72%
NEE D 1.69%
SFM B 1.59%
NVDA B 1.58%
PWR D 1.57%
NOW A 1.57%
CMG D 1.46%
MA C 1.42%
ALTR B 1.31%
ECL B 1.28%
GPK D 1.25%
COF D 1.23%
EXAS D 1.21%
CNM D 1.19%
ONON C 1.18%
LULU F 1.17%
LEVI D 1.16%
ADBE B 1.14%
RRX F 1.14%
HQY B 1.11%
PEN D 1.08%
DAR F 1.06%
ZTS C 1.04%
HAE C 1.04%
SNPS B 1.03%
TRMB C 0.93%
URI D 0.88%
UBER B 0.83%
FSLR C 0.83%
DT F 0.81%
WY F 0.78%
VRRM B 0.67%
TEAM C 0.59%
VRT C 0.56%
KKR C 0.51%
ASND B 0.47%
PANW B 0.45%
PL F 0.44%
RCKT F 0.34%
CMPS D 0.29%
STX B 0.22%
PFUT Underweight 235 Positions Relative to FYC
Symbol Grade Weight
ADMA B -1.08%
SMMT C -0.99%
HIMS C -0.84%
ZETA B -0.82%
PRCT C -0.79%
USLM C -0.79%
RDNT B -0.79%
SKYW B -0.77%
DY B -0.77%
OSCR D -0.77%
AGIO C -0.77%
SGBX F -0.76%
RXST D -0.74%
IESC C -0.73%
ITRI C -0.7%
GVA B -0.7%
STRL D -0.7%
MRUS C -0.69%
AROC B -0.66%
UFPT A -0.66%
AZZ D -0.65%
POWL D -0.65%
BKD C -0.65%
ROAD D -0.64%
SKWD D -0.63%
SPNT D -0.63%
PLMR C -0.63%
CMPR B -0.63%
PI C -0.62%
GBX D -0.62%
MGNI B -0.62%
CBZ D -0.61%
CNK A -0.61%
GRBK C -0.61%
HWKN B -0.6%
QTWO B -0.6%
VCEL C -0.59%
CSWI A -0.59%
ALKT B -0.59%
SPR B -0.59%
ANIP D -0.59%
MBIN C -0.59%
ARDX F -0.58%
LPG C -0.58%
INSW C -0.58%
TNL D -0.58%
IDCC A -0.57%
LRN D -0.57%
GFF D -0.57%
PTGX B -0.57%
CRS B -0.57%
BOWL B -0.56%
HLX B -0.55%
SHAK D -0.55%
AMRX C -0.55%
DSGR F -0.55%
PK D -0.55%
TRN D -0.55%
EPAC B -0.55%
JWN B -0.54%
SMTC C -0.54%
COLL C -0.54%
SLG B -0.53%
CAL F -0.53%
TMDX A -0.52%
LMND C -0.52%
TNC D -0.52%
ICFI D -0.52%
AMK B -0.51%
MYRG F -0.51%
VECO B -0.51%
LAUR C -0.51%
FOR F -0.51%
OSIS C -0.51%
GERN B -0.51%
TGLS C -0.5%
GPOR D -0.5%
KYMR D -0.49%
MIR C -0.49%
ATGE A -0.49%
NSSC B -0.49%
RYTM B -0.48%
SMG D -0.47%
CLDX F -0.47%
AGM B -0.47%
CDRE B -0.47%
LMAT A -0.47%
PTCT D -0.46%
SQSP B -0.46%
KRUS F -0.46%
GIC F -0.45%
TGTX B -0.45%
TNDM C -0.44%
OSW B -0.44%
CEIX B -0.44%
JBI D -0.44%
HEES F -0.44%
ACIW A -0.44%
OUT C -0.43%
DO C -0.43%
PJT A -0.43%
KTOS B -0.42%
IIPR B -0.41%
TRIP F -0.41%
PLAY F -0.41%
NHI A -0.41%
ENV C -0.41%
WHD C -0.4%
AMWD F -0.4%
TGI B -0.39%
HURN C -0.39%
ALG F -0.39%
PAR B -0.39%
CLSK D -0.39%
BEAM D -0.38%
SCS C -0.38%
DFH F -0.38%
CRDO B -0.38%
BASE D -0.37%
ACVA C -0.37%
WNC F -0.37%
CRNX D -0.36%
HRMY B -0.36%
SWI B -0.36%
CPRX D -0.36%
DBRG F -0.36%
GBDC C -0.36%
IOSP D -0.36%
RRR B -0.35%
GIII F -0.35%
SHO C -0.35%
THR D -0.35%
SXI D -0.34%
DOCN C -0.34%
FORM A -0.34%
ESRT C -0.34%
LKFN D -0.34%
ROCK D -0.33%
GTX D -0.33%
TDS B -0.33%
DRH D -0.33%
BROS B -0.33%
ALRM C -0.33%
PLAB D -0.33%
HCP A -0.32%
SATS B -0.32%
RNG F -0.31%
WRBY C -0.31%
MYGN B -0.3%
DRVN C -0.3%
IDYA F -0.3%
BRC B -0.29%
CARG C -0.29%
TBBK B -0.28%
ALX B -0.27%
SBRA A -0.27%
KNTK B -0.27%
FTDR D -0.27%
AKR A -0.27%
BANF D -0.26%
SYBT C -0.26%
CHCO C -0.26%
RKT C -0.25%
WABC D -0.25%
TR C -0.25%
SKT D -0.24%
MCW F -0.24%
JOE D -0.24%
PMT C -0.24%
YELP F -0.24%
HLIT B -0.23%
PEB D -0.23%
RAMP C -0.23%
PHR F -0.23%
UEC D -0.23%
YOU B -0.23%
EVTC F -0.22%
NEO D -0.22%
RES F -0.21%
BANC D -0.21%
MTRN F -0.21%
GSAT D -0.2%
UDMY F -0.2%
ALHC B -0.2%
XMTR F -0.19%
UNIT D -0.18%
MIRM B -0.17%
OPEN F -0.16%
CORT C -0.16%
ARVN F -0.16%
CARS C -0.15%
SPT D -0.15%
NABL B -0.15%
AGYS B -0.15%
AGL D -0.14%
FLNC F -0.14%
DNLI C -0.14%
JJSF B -0.14%
AIV B -0.13%
VCYT C -0.13%
AWR D -0.13%
LADR A -0.13%
PRGS B -0.13%
CTRE A -0.13%
DOCS B -0.13%
NSA B -0.13%
ZUO C -0.13%
UE B -0.13%
AMPH F -0.12%
VGR C -0.12%
UMH A -0.12%
MGEE D -0.12%
SRRK F -0.12%
FA C -0.12%
IVT C -0.12%
MORF C -0.12%
SITC B -0.12%
ESE D -0.12%
GSHD D -0.11%
JAMF C -0.11%
UPWK D -0.11%
PRVA D -0.11%
NTST D -0.11%
VC D -0.11%
JACK F -0.1%
RXRX F -0.1%
CXM D -0.1%
CERT D -0.1%
APPN D -0.1%
PRO F -0.1%
LFST D -0.1%
CTKB D -0.1%
FLYW F -0.09%
PZZA F -0.09%
XPEL F -0.08%
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