PFIX vs. SNPV ETF Comparison

Comparison of Simplify Interest Rate Hedge ETF (PFIX) to Xtrackers S&P ESG Value ETF (SNPV)

PFIX

Simplify Interest Rate Hedge ETF

PFIX Description

The investment seeks to track the performance, before fees and expenses, of the SoFi Sustainable Dividend Index. The index follows a rules-based methodology that tracks the performance of the equity securities of publicly-traded, large- and mid-capitalization U.S. and non-U.S. companies in developed markets that are selected based on a set of dividend filters focused on dividend sustainability. The adviser attempts to invest all, or substantially all, of its assets in the component securities that make up the index. The fund will invest at least 80% its net assets in dividend paying securities. It is non-diversified.

Grade (RS Rating)

Last Trade

$50.22

Average Daily Volume

80,893

Number of Holdings ^*

108

* may have additional holdings in another (foreign) market

SNPV

Xtrackers S&P ESG Value ETF

SNPV Description

The fund, using a "passive" or indexing investment approach, seeks investment results that correspond generally to the performance, before fees and expenses, of the underlying index. The underlying index is a broad-based, market capitalization weighted index that provides exposure to companies with high environmental, social and governance ("ESG") performance relative to their sector peers, while maintaining similar overall industry group weights as the S&P 500 Value Index. It is non-diversified.

Grade (RS Rating)

Last Trade

$33.46

Average Daily Volume

1,017

Number of Holdings ^*

273

* may have additional holdings in another (foreign) market

Performance

Period	PFIX	SNPV
30 Days	1.63%	3.24%
60 Days	26.27%	4.42%
90 Days	22.86%	6.52%
12 Months	7.42%	26.54%

62 Overlapping Holdings

Symbol	Grade	Weight in PFIX	Weight in SNPV	Overlap
ADM	D	0.22%	0.18%	0.18%
ADP	B	0.79%	0.51%	0.51%
AIG	B	0.34%	0.33%	0.33%
AMCR	D	0.09%	0.1%	0.09%
APD	A	0.37%	0.5%	0.37%
AVB	B	0.19%	0.23%	0.19%
BAC	A	1.73%	2.18%	1.73%
BBY	D	0.1%	0.12%	0.1%
BK	A	0.29%	0.4%	0.29%
BLK	C	0.87%	1.0%	0.87%
C	A	0.77%	0.91%	0.77%
CAG	D	0.09%	0.09%	0.09%
CHRW	C	0.06%	0.09%	0.06%
CMCSA	B	1.29%	1.16%	1.16%
CMI	A	0.28%	0.35%	0.28%
CPB	D	0.06%	0.06%	0.06%
CSCO	B	1.48%	1.62%	1.48%
CVS	D	0.76%	0.5%	0.5%
CVX	A	2.06%	1.91%	1.91%
DFS	B	0.22%	0.14%	0.14%
EIX	B	0.19%	0.23%	0.19%
ES	D	0.15%	0.15%	0.15%
ETN	A	0.82%	0.39%	0.39%
ETR	B	0.14%	0.23%	0.14%
EXC	C	0.27%	0.27%	0.27%
FITB	A	0.16%	0.22%	0.16%
GILD	C	0.66%	0.77%	0.66%
GIS	D	0.28%	0.24%	0.24%
HBAN	A	0.13%	0.18%	0.13%
HPE	B	0.13%	0.2%	0.13%
HST	C	0.11%	0.03%	0.03%
HSY	F	0.22%	0.11%	0.11%
JCI	C	0.29%	0.4%	0.29%
JPM	A	3.9%	4.79%	3.9%
KR	B	0.26%	0.27%	0.26%
MDLZ	F	0.76%	0.35%	0.35%
MET	A	0.32%	0.34%	0.32%
MS	A	0.81%	1.15%	0.81%
MTB	A	0.15%	0.25%	0.15%
NSC	B	0.42%	0.41%	0.41%
NTRS	A	0.11%	0.15%	0.11%
OKE	A	0.31%	0.18%	0.18%
OMC	C	0.13%	0.13%	0.13%
PAYX	C	0.3%	0.2%	0.2%
PCAR	B	0.42%	0.1%	0.1%
PEG	A	0.23%	0.32%	0.23%
PFG	D	0.14%	0.12%	0.12%
PG	A	2.82%	1.72%	1.72%
PLD	D	0.91%	0.74%	0.74%
PNC	B	0.43%	0.56%	0.43%
PSX	C	0.45%	0.39%	0.39%
QCOM	F	1.27%	0.58%	0.58%
RF	A	0.12%	0.16%	0.12%
RSG	A	0.28%	0.13%	0.13%
SRE	A	0.33%	0.41%	0.33%
STT	A	0.16%	0.2%	0.16%
SYF	B	0.12%	0.18%	0.12%
TROW	B	0.17%	0.18%	0.17%
TRV	B	0.38%	0.41%	0.38%
UPS	C	0.81%	0.68%	0.68%
USB	A	0.45%	0.55%	0.45%
VLO	C	0.36%	0.32%	0.32%

PFIX Overweight 46 Positions Relative to SNPV

Symbol	Grade	Weight
AVGO	D	3.86%
XOM	B	3.19%
JNJ	D	2.83%
TM	D	1.97%
NVS	D	1.56%
VZ	C	1.26%
HSBH	B	1.23%
TXN	C	1.13%
COP	C	1.01%
TD	F	0.83%
LMT	D	0.82%
MMC	B	0.75%
SO	D	0.55%
GD	F	0.46%
HMC	F	0.45%
STLA	F	0.43%
NUE	C	0.32%
AEP	D	0.31%
LHX	C	0.29%
E	F	0.26%
XEL	A	0.25%
FANG	D	0.23%
VICI	C	0.22%
BCS	C	0.22%
WEC	A	0.18%
DTE	C	0.17%
GPC	D	0.14%
DRI	B	0.14%
AEE	A	0.14%
GRMN	B	0.13%
CMS	C	0.12%
SWKS	F	0.12%
VTRS	A	0.11%
ATO	A	0.11%
CINF	A	0.11%
FNF	B	0.1%
SNA	A	0.1%
CCEP	C	0.1%
PKG	A	0.1%
IP	B	0.09%
EG	C	0.09%
NI	A	0.08%
LNT	A	0.08%
MOS	F	0.07%
EVRG	A	0.07%
FRO	F	0.02%

PFIX Underweight 211 Positions Relative to SNPV

Symbol	Grade	Weight
WMT	A	-2.65%
UNH	C	-2.4%
HD	A	-1.74%
DIS	B	-1.45%
ABT	B	-1.41%
ABBV	D	-1.3%
GS	A	-1.29%
V	A	-1.22%
T	A	-1.14%
NEE	D	-1.1%
AMGN	D	-1.08%
LOW	D	-1.05%
DHR	F	-1.04%
KO	D	-1.04%
MRK	F	-1.03%
PEP	F	-0.98%
TMO	F	-0.84%
SCHW	B	-0.84%
MA	C	-0.83%
MCD	D	-0.82%
BMY	B	-0.82%
TMUS	B	-0.8%
GE	D	-0.77%
MU	D	-0.76%
MDT	D	-0.75%
CB	C	-0.74%
ACN	C	-0.72%
INTC	D	-0.72%
LIN	D	-0.72%
CI	F	-0.64%
ELV	F	-0.64%
SPGI	C	-0.63%
ICE	C	-0.62%
PYPL	B	-0.6%
WELL	A	-0.56%
CAT	B	-0.55%
UNP	C	-0.54%
EMR	A	-0.51%
COF	B	-0.48%
BDX	F	-0.45%
GM	B	-0.43%
TFC	A	-0.43%
SLB	C	-0.43%
BSX	B	-0.42%
FI	A	-0.42%
TGT	F	-0.39%
AFL	B	-0.39%
KMI	A	-0.38%
AMT	D	-0.38%
SPYV	A	-0.38%
ALL	A	-0.36%
CME	A	-0.36%
NEM	D	-0.35%
NKE	D	-0.35%
AXP	A	-0.34%
EQIX	A	-0.33%
CL	D	-0.33%
SBUX	A	-0.32%
DE	A	-0.32%
SYK	C	-0.32%
FIS	C	-0.32%
BKR	B	-0.31%
PRU	A	-0.31%
SHW	A	-0.3%
WM	A	-0.3%
WMB	A	-0.3%
ADI	D	-0.3%
CTVA	C	-0.29%
COR	B	-0.29%
CBRE	B	-0.28%
MCO	B	-0.28%
ITW	B	-0.28%
A	D	-0.27%
AON	A	-0.27%
SYY	B	-0.26%
BX	A	-0.26%
MSI	B	-0.25%
HIG	B	-0.25%
EXR	D	-0.25%
KDP	D	-0.25%
HPQ	B	-0.25%
WAB	B	-0.24%
NDAQ	A	-0.24%
DLR	B	-0.24%
ED	D	-0.24%
CTAS	B	-0.24%
OXY	D	-0.24%
HUM	C	-0.24%
ZTS	D	-0.24%
CARR	D	-0.23%
CSX	B	-0.23%
REGN	F	-0.22%
FCX	D	-0.22%
AJG	B	-0.22%
DOW	F	-0.22%
ADSK	A	-0.22%
CNC	D	-0.22%
WTW	B	-0.22%
CAH	B	-0.21%
RJF	A	-0.21%
XYL	D	-0.21%
EBAY	D	-0.21%
ECL	D	-0.21%
TT	A	-0.2%
SW	A	-0.2%
HAL	C	-0.2%
PPG	F	-0.2%
GPN	B	-0.2%
PSA	D	-0.2%
KEYS	A	-0.2%
EQT	B	-0.19%
VTR	C	-0.19%
EW	C	-0.19%
KHC	F	-0.19%
DOV	A	-0.19%
AMP	A	-0.18%
AWK	D	-0.18%
DVN	F	-0.17%
MPC	D	-0.17%
OTIS	C	-0.17%
AME	A	-0.17%
EQR	B	-0.17%
K	A	-0.16%
WY	D	-0.16%
BIIB	F	-0.16%
IFF	D	-0.16%
WDC	D	-0.15%
IQV	D	-0.15%
LYB	F	-0.15%
MSCI	C	-0.14%
YUM	B	-0.14%
MKC	D	-0.14%
FSLR	F	-0.14%
CFG	B	-0.14%
VRSK	A	-0.13%
PH	A	-0.13%
BALL	D	-0.13%
DGX	A	-0.13%
TSCO	D	-0.12%
VOOV	A	-0.12%
KEY	B	-0.12%
BAX	D	-0.12%
DAL	C	-0.12%
IRM	D	-0.12%
TSN	B	-0.12%
IEX	B	-0.12%
KIM	A	-0.12%
NTAP	C	-0.11%
ON	D	-0.11%
EL	F	-0.11%
ARE	D	-0.11%
TTWO	A	-0.11%
ROK	B	-0.11%
MTD	D	-0.11%
SWK	D	-0.1%
APTV	D	-0.1%
JBHT	C	-0.1%
PWR	A	-0.1%
DOC	D	-0.1%
TPR	B	-0.09%
GWW	B	-0.09%
ALB	C	-0.09%
HUBB	B	-0.09%
STX	D	-0.09%
WAT	B	-0.09%
MRNA	F	-0.09%
INCY	C	-0.09%
UDR	B	-0.09%
RVTY	F	-0.09%
SBAC	D	-0.09%
NXPI	D	-0.09%
BR	A	-0.08%
BXP	D	-0.08%
AIZ	A	-0.08%
SJM	D	-0.08%
REG	B	-0.08%
JKHY	D	-0.08%
CRL	C	-0.07%
GL	B	-0.07%
MKTX	D	-0.07%
CTLT	B	-0.07%
IPG	D	-0.07%
NWSA	B	-0.07%
TAP	C	-0.07%
CCL	B	-0.06%
IVZ	B	-0.06%
HAS	D	-0.06%
HRL	D	-0.06%
FRT	B	-0.06%
FDS	B	-0.06%
IR	B	-0.06%
LVS	C	-0.05%
FMC	D	-0.05%
MHK	D	-0.05%
AKAM	D	-0.05%
ALLE	D	-0.05%
BWA	D	-0.05%
MAS	D	-0.05%
CBOE	B	-0.05%
DAY	B	-0.04%
ULTA	F	-0.04%
PNR	A	-0.04%
WBA	F	-0.04%
BEN	C	-0.04%
PARA	C	-0.04%
LW	C	-0.03%
NWS	B	-0.03%
RL	B	-0.03%
CZR	F	-0.03%
DVA	B	-0.03%
MGM	D	-0.02%