OUSM vs. SDVY ETF Comparison

Comparison of O'Shares FTSE Russell Small Cap Quality Dividend ETF (OUSM) to First Trust SMID Cap Rising Dividend Achievers ETF (SDVY)

OUSM

O'Shares FTSE Russell Small Cap Quality Dividend ETF

OUSM Description

O'Shares FTSE US Small Cap Quality Dividend ETF is an exchange traded fund (ETF) that seeks investment performance that correlates generally to price and yield before fees and expenses of the FTSE USA Small Cap Qual/Vol/Yield Factor 3% Capped Index.

Grade (RS Rating)

Last Trade

$46.44

Average Daily Volume

94,233

Number of Holdings ^*

109

* may have additional holdings in another (foreign) market

SDVY

First Trust SMID Cap Rising Dividend Achievers ETF

SDVY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an index called the Nasdaq US Small Mid Cap Rising Dividend AchieversTM Index (the index). The fund will normally invest at least 90% of its net assets (including investment borrowings) in common stocks that comprise the index. The index is designed to provide access to a diversified portfolio of 100 small and mid cap companies with a history of raising their dividends and exhibit the characteristics to continue to do so in the future.

Grade (RS Rating)

Last Trade

$39.61

Average Daily Volume

1,380,892

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	OUSM	SDVY
30 Days	4.59%	9.60%
60 Days	4.17%	9.45%
90 Days	5.56%	10.70%
12 Months	29.77%	38.70%

20 Overlapping Holdings

Symbol	Grade	Weight in OUSM	Weight in SDVY	Overlap
AOS	F	1.73%	0.87%	0.87%
CALM	A	0.87%	1.2%	0.87%
CR	A	0.71%	1.14%	0.71%
CRI	D	0.9%	0.79%	0.79%
DKS	C	0.37%	0.91%	0.37%
ESNT	D	0.83%	0.88%	0.83%
G	B	1.97%	1.17%	1.17%
ITT	A	1.44%	1.05%	1.05%
LEA	D	1.04%	0.9%	0.9%
LECO	B	2.21%	1.12%	1.12%
LSTR	D	1.08%	1.04%	1.04%
MLI	C	1.34%	1.23%	1.23%
MTG	C	1.11%	0.96%	0.96%
PHIN	A	0.55%	1.03%	0.55%
RDN	C	1.29%	0.97%	0.97%
RHI	B	2.28%	1.13%	1.13%
RL	B	0.75%	1.12%	0.75%
SHOO	D	0.61%	0.92%	0.61%
UFPI	B	0.77%	0.99%	0.77%
VSH	D	0.72%	0.87%	0.72%

OUSM Overweight 89 Positions Relative to SDVY

Symbol	Grade	Weight
SEIC	B	2.29%
HLI	B	2.28%
TXRH	C	2.19%
PINC	B	2.15%
DCI	B	2.06%
EHC	B	2.05%
MSM	C	2.04%
AVT	C	1.99%
DLB	B	1.97%
GNTX	C	1.97%
NHC	C	1.93%
DOX	D	1.89%
MTN	C	1.88%
JNPR	F	1.87%
CHE	D	1.85%
SCI	B	1.76%
HRB	D	1.76%
WU	D	1.67%
RNR	C	1.64%
INGR	B	1.59%
SNX	C	1.58%
RLI	B	1.57%
NYT	C	1.41%
OGN	D	1.41%
LFUS	F	1.33%
MKTX	D	1.28%
EVR	B	1.08%
IDCC	A	1.02%
VCTR	B	0.99%
BMI	B	0.93%
APAM	B	0.9%
FELE	B	0.89%
TGNA	B	0.88%
HLNE	B	0.87%
WTS	B	0.79%
BRC	D	0.77%
BWA	D	0.76%
EXPO	D	0.74%
CNS	B	0.73%
PRGS	A	0.72%
WEN	D	0.71%
COLM	B	0.71%
WH	B	0.69%
TW	A	0.69%
TPR	B	0.68%
AIT	A	0.65%
AMSF	B	0.64%
FHI	A	0.59%
DHIL	A	0.56%
WMG	C	0.56%
GL	B	0.54%
PII	D	0.51%
LANC	C	0.51%
OLED	D	0.49%
WHR	B	0.48%
FLO	D	0.47%
NI	A	0.47%
MUSA	A	0.43%
CHH	A	0.42%
FSS	B	0.41%
SSD	D	0.38%
CASY	A	0.36%
EBF	F	0.35%
NFG	A	0.31%
WTRG	B	0.3%
PNW	B	0.29%
REYN	D	0.26%
KFRC	D	0.26%
OGE	B	0.26%
IDA	A	0.22%
UGI	A	0.22%
JJSF	B	0.2%
WDFC	B	0.2%
PSMT	C	0.17%
UVV	B	0.16%
NJR	A	0.15%
OTTR	C	0.15%
POR	C	0.14%
MGEE	C	0.14%
OGS	A	0.14%
ALE	A	0.13%
BKH	A	0.12%
WMK	C	0.12%
SR	A	0.12%
AWR	B	0.11%
NWE	B	0.11%
CWT	D	0.1%
CPK	A	0.08%
AVA	A	0.08%

OUSM Underweight 74 Positions Relative to SDVY

Symbol	Grade	Weight
TPL	A	-1.44%
SYF	B	-1.27%
SNA	A	-1.26%
ZION	B	-1.24%
EWBC	A	-1.24%
PRDO	B	-1.24%
SNV	B	-1.24%
GRMN	B	-1.23%
UNM	A	-1.22%
MATX	C	-1.22%
WTFC	A	-1.21%
WTTR	B	-1.18%
JXN	C	-1.18%
CADE	B	-1.18%
STLD	B	-1.17%
J	F	-1.17%
HBAN	A	-1.16%
IBOC	A	-1.14%
FIX	A	-1.14%
DELL	C	-1.13%
KTB	B	-1.13%
EME	C	-1.13%
EQH	B	-1.12%
CMC	B	-1.12%
CMA	A	-1.12%
OC	A	-1.11%
RF	A	-1.11%
RS	B	-1.1%
BKE	B	-1.1%
CFG	B	-1.1%
OZK	B	-1.1%
CINF	A	-1.1%
CRBG	B	-1.09%
IEX	B	-1.09%
EBC	B	-1.08%
CRC	B	-1.07%
SLM	A	-1.07%
FITB	A	-1.07%
VOYA	B	-1.05%
SM	B	-1.04%
AFG	A	-1.04%
ALLY	C	-1.04%
MGY	A	-1.03%
CF	B	-1.03%
GGG	B	-1.03%
RGA	A	-1.03%
WHD	B	-1.03%
FBP	B	-1.02%
BEN	C	-1.02%
WGO	C	-1.02%
BCC	B	-1.02%
EDR	A	-1.01%
TOL	B	-0.99%
OMC	C	-0.99%
TEX	D	-0.98%
BPOP	B	-0.96%
NTAP	C	-0.96%
EXPD	D	-0.95%
EG	C	-0.94%
IPG	D	-0.93%
AGCO	D	-0.93%
AESI	B	-0.92%
SLVM	B	-0.92%
DINO	D	-0.9%
KBH	D	-0.88%
PHM	D	-0.88%
WLK	D	-0.87%
WSM	B	-0.86%
WMS	D	-0.86%
MTH	D	-0.86%
IBP	D	-0.85%
AMKR	D	-0.83%
NSP	D	-0.83%
CCS	D	-0.82%