OUSM vs. MGMT ETF Comparison

Comparison of O'Shares FTSE Russell Small Cap Quality Dividend ETF (OUSM) to Ballast Small/Mid Cap ETF (MGMT)

OUSM

O'Shares FTSE Russell Small Cap Quality Dividend ETF

OUSM Description

O'Shares FTSE US Small Cap Quality Dividend ETF is an exchange traded fund (ETF) that seeks investment performance that correlates generally to price and yield before fees and expenses of the FTSE USA Small Cap Qual/Vol/Yield Factor 3% Capped Index.

Grade (RS Rating)

Last Trade

$44.71

Average Daily Volume

75,553

Number of Holdings ^*

110

* may have additional holdings in another (foreign) market

MGMT

Ballast Small/Mid Cap ETF

MGMT Description

The investment seeks to generate positive risk adjusted returns. Under normal circumstances, the fund invests at least 80% of the value of its net assets (plus borrowings for investment purposes) in equity securities (principally common stocks) of domestic companies with small to medium market capitalizations. It may also invest all or substantially all of its assets in cash and cash equivalents, including money market funds and other short-term fixed income investments, in seeking to protect principal, or when, in the Adviser's opinion, there are not sufficient companies appropriate for investment.

Grade (RS Rating)

Last Trade

$38.23

Average Daily Volume

11,410

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	OUSM	MGMT
30 Days	1.43%	0.57%
60 Days	5.12%	4.78%
90 Days	9.82%	6.17%
12 Months	30.35%	12.62%

6 Overlapping Holdings

Symbol	Grade	Weight in OUSM	Weight in MGMT	Overlap
BWA	C	0.82%	1.71%	0.82%
DOX	B	1.96%	1.8%	1.8%
G	A	1.71%	1.47%	1.47%
LSTR	D	1.09%	2.3%	1.09%
MTG	B	1.16%	3.45%	1.16%
PHIN	D	0.5%	3.35%	0.5%

OUSM Overweight 104 Positions Relative to MGMT

Symbol	Grade	Weight
AOS	B	2.16%
MSM	D	2.1%
LECO	F	2.07%
DLB	D	2.06%
RHI	D	2.06%
AVT	B	2.06%
GNTX	F	2.04%
DCI	B	2.0%
CHE	B	1.99%
HLI	B	1.97%
SEIC	B	1.97%
EHC	B	1.96%
WU	D	1.95%
TXRH	B	1.95%
MTN	D	1.93%
JNPR	C	1.92%
PINC	F	1.92%
HRB	C	1.92%
NHC	D	1.91%
OGN	D	1.79%
RNR	A	1.74%
SCI	C	1.66%
SNX	C	1.66%
INGR	A	1.49%
NYT	B	1.45%
ITT	B	1.44%
LFUS	C	1.42%
RLI	A	1.4%
RDN	D	1.32%
MKTX	C	1.25%
LEA	F	1.24%
CRI	D	1.14%
MLI	B	1.08%
ESNT	C	0.97%
BMI	A	0.93%
EVR	C	0.93%
FELE	B	0.89%
VCTR	C	0.88%
VSH	F	0.86%
EXPO	B	0.86%
APAM	C	0.82%
IDCC	A	0.81%
BRC	C	0.79%
UFPI	B	0.78%
WTS	B	0.78%
TGNA	B	0.77%
HLNE	A	0.76%
CALM	A	0.73%
PRGS	B	0.72%
CNS	C	0.71%
RL	B	0.71%
COLM	B	0.7%
WEN	C	0.69%
SHOO	A	0.69%
TW	A	0.67%
PII	D	0.65%
CR	C	0.65%
OLED	C	0.61%
WH	C	0.59%
TPR	B	0.57%
AMSF	B	0.54%
DHIL	C	0.53%
GL	C	0.53%
FHI	C	0.53%
AIT	A	0.53%
WMG	D	0.53%
LANC	F	0.51%
FLO	C	0.5%
WHR	C	0.46%
NI	A	0.46%
FSS	B	0.43%
SSD	C	0.41%
MUSA	D	0.41%
CHH	C	0.4%
DKS	D	0.39%
EBF	B	0.39%
CASY	D	0.33%
WTRG	D	0.31%
NFG	A	0.31%
PNW	A	0.29%
REYN	C	0.29%
KFRC	F	0.27%
OGE	A	0.26%
UGI	C	0.24%
JJSF	A	0.21%
IDA	B	0.2%
VGR	C	0.19%
WDFC	C	0.19%
PSMT	B	0.17%
UVV	C	0.16%
POR	B	0.15%
NJR	C	0.15%
OTTR	F	0.15%
ALE	A	0.14%
OGS	A	0.14%
BKH	B	0.12%
MGEE	A	0.12%
NWE	A	0.12%
SR	A	0.12%
AWR	B	0.11%
CWT	D	0.11%
WMK	D	0.11%
AVA	B	0.09%
CPK	B	0.08%

OUSM Underweight 37 Positions Relative to MGMT

Symbol	Grade	Weight
NRP	B	-5.46%
AGM	F	-3.54%
CVCO	A	-3.49%
AZZ	C	-3.12%
EXP	C	-3.01%
BELFB	B	-2.83%
IGIC	B	-2.74%
CEIX	B	-2.66%
CBNK	C	-2.6%
LII	C	-2.42%
PATK	B	-2.39%
CASS	D	-2.38%
TPB	B	-2.2%
TDC	D	-2.2%
BLCO	C	-2.08%
GEO	F	-2.06%
IMXI	D	-2.04%
BCO	A	-1.99%
EPR	C	-1.84%
ECVT	F	-1.72%
UFPT	D	-1.69%
RCMT	D	-1.42%
BIOX	F	-1.41%
KN	D	-1.36%
KOS	F	-1.34%
TRIP	F	-1.34%
GSM	D	-1.26%
GPRE	F	-1.25%
IPGP	D	-1.22%
EPSN	B	-1.16%
TKR	B	-1.09%
CRMT	F	-1.08%
EXTR	D	-1.04%
IRMD	B	-1.03%
CMPO	B	-1.03%
NTIC	F	-0.9%
RMNI	F	-0.74%