OUSM vs. FXR ETF Comparison

Comparison of O'Shares FTSE Russell Small Cap Quality Dividend ETF (OUSM) to First Trust Industrials AlphaDEX (FXR)

OUSM

O'Shares FTSE Russell Small Cap Quality Dividend ETF

OUSM Description

O'Shares FTSE US Small Cap Quality Dividend ETF is an exchange traded fund (ETF) that seeks investment performance that correlates generally to price and yield before fees and expenses of the FTSE USA Small Cap Qual/Vol/Yield Factor 3% Capped Index.

Grade (RS Rating)

Last Trade

$40.77

Average Daily Volume

67,473

Number of Holdings ^*

105

* may have additional holdings in another (foreign) market

FXR

First Trust Industrials AlphaDEX

FXR Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Industrials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the industrials and producer durables sectors that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$67.15

Average Daily Volume

63,689

Number of Holdings ^*

130

* may have additional holdings in another (foreign) market

Performance

Period	OUSM	FXR
30 Days	-2.35%	-3.81%
60 Days	0.56%	-2.53%
90 Days	-1.92%	-6.10%
12 Months	12.87%	12.69%

12 Overlapping Holdings

Symbol	Grade	Weight in OUSM	Weight in FXR	Overlap
AOS	D	1.78%	0.49%	0.49%
BC	F	0.93%	0.81%	0.81%
DCI	D	1.51%	0.51%	0.51%
ITT	D	1.82%	0.5%	0.5%
LECO	F	1.83%	0.77%	0.77%
LFUS	C	1.74%	1.14%	1.14%
LSTR	B	1.11%	0.5%	0.5%
MSM	F	0.63%	0.87%	0.63%
OC	C	1.92%	1.45%	1.45%
RHI	F	1.17%	0.67%	0.67%
SNDR	B	0.21%	1.35%	0.21%
WU	D	1.07%	0.72%	0.72%

OUSM Overweight 93 Positions Relative to FXR

Symbol	Grade	Weight
DKS	C	2.04%
TW	D	2.04%
JNPR	A	1.97%
EHC	B	1.96%
TXRH	B	1.95%
CHE	D	1.93%
NYT	A	1.92%
OGN	C	1.9%
PRI	B	1.88%
CASY	B	1.87%
ORI	D	1.87%
WSM	C	1.85%
MUSA	B	1.75%
TFX	C	1.75%
TTC	B	1.72%
TPR	B	1.72%
SEIC	D	1.65%
GNTX	D	1.55%
HLI	A	1.54%
MKTX	F	1.52%
EVR	A	1.51%
HRB	A	1.51%
BWA	F	1.48%
BMI	D	1.41%
MTG	B	1.35%
RL	C	1.34%
AVT	C	1.3%
RLI	D	1.3%
ESNT	B	1.3%
DLB	C	1.28%
PINC	F	1.27%
VST	C	1.25%
SSD	F	1.21%
AIT	C	1.19%
UFPI	D	1.16%
PDCO	F	1.15%
WH	C	1.14%
RDN	B	1.09%
MLI	C	1.05%
POWI	F	1.04%
INGR	D	1.01%
AAON	B	0.86%
HLNE	B	0.86%
WTS	D	0.85%
EXPO	B	0.81%
PII	F	0.8%
IDCC	B	0.78%
VSH	F	0.75%
CHH	B	0.67%
TGNA	D	0.64%
FLO	D	0.6%
FHI	C	0.59%
APAM	D	0.59%
SHOO	C	0.58%
CCOI	D	0.55%
COLM	D	0.55%
BRC	B	0.5%
LANC	C	0.49%
NI	B	0.48%
CRI	F	0.45%
WTRG	D	0.4%
CNS	B	0.4%
WDFC	D	0.39%
GOLF	C	0.36%
PNW	C	0.34%
JJSF	B	0.33%
CALM	A	0.32%
LZB	B	0.3%
OGE	D	0.29%
EIG	C	0.23%
NFG	D	0.2%
REYN	D	0.2%
IDA	D	0.19%
KFRC	D	0.19%
AMSF	F	0.18%
POR	C	0.17%
NJR	C	0.16%
UVV	D	0.15%
BKH	C	0.14%
OTTR	D	0.14%
ALE	B	0.14%
OGS	C	0.13%
WMK	D	0.13%
RGR	F	0.13%
NWE	D	0.12%
SR	C	0.12%
MGEE	D	0.11%
AVA	C	0.1%
AWR	C	0.1%
DHIL	D	0.09%
EBF	B	0.09%
CPK	C	0.07%
NWN	F	0.05%

OUSM Underweight 118 Positions Relative to FXR

Symbol	Grade	Weight
TT	C	-1.53%
EME	C	-1.47%
BAH	C	-1.44%
PWR	C	-1.43%
SYF	A	-1.43%
R	B	-1.41%
AXP	C	-1.38%
MDU	C	-1.38%
BERY	D	-1.36%
G	D	-1.32%
WCC	D	-1.3%
KEX	B	-1.3%
GPK	D	-1.28%
ALSN	C	-1.26%
SON	F	-1.25%
BWXT	B	-1.24%
SPR	B	-1.24%
AL	D	-1.24%
CAT	C	-1.22%
URI	C	-1.21%
TTEK	C	-1.21%
BLD	D	-1.2%
OSK	D	-1.17%
AGCO	F	-1.15%
TDG	C	-1.13%
XYL	D	-1.12%
EXP	F	-1.08%
CNH	F	-1.07%
AXON	D	-0.98%
AWI	D	-0.97%
DE	F	-0.96%
VMC	D	-0.95%
SLGN	D	-0.95%
GTES	D	-0.95%
HUBB	D	-0.95%
FICO	A	-0.94%
GWW	D	-0.94%
ADTN	D	-0.94%
SNA	F	-0.94%
KNX	C	-0.93%
FDX	A	-0.92%
VNT	D	-0.91%
HII	D	-0.9%
PCAR	D	-0.9%
JCI	D	-0.86%
NVT	D	-0.85%
CTAS	B	-0.84%
SAIA	B	-0.83%
EEFT	D	-0.82%
CACC	C	-0.82%
PKG	B	-0.81%
MSA	B	-0.8%
WMS	D	-0.79%
SQ	D	-0.79%
UPS	F	-0.76%
GXO	D	-0.75%
COF	C	-0.75%
TDY	D	-0.74%
TXT	D	-0.74%
CSX	C	-0.73%
AYI	D	-0.73%
PYPL	F	-0.72%
BLDR	F	-0.71%
SHW	D	-0.7%
MIDD	F	-0.65%
TREX	F	-0.64%
JBHT	F	-0.64%
WEX	D	-0.6%
GPN	F	-0.59%
WAB	D	-0.58%
CW	C	-0.56%
EXPD	B	-0.55%
AMCR	C	-0.55%
GD	C	-0.55%
DD	B	-0.55%
LHX	B	-0.55%
DOV	C	-0.54%
AXTA	D	-0.53%
LPX	D	-0.53%
ATR	D	-0.53%
CCK	F	-0.52%
FCN	C	-0.52%
OTIS	C	-0.51%
MA	D	-0.5%
JKHY	C	-0.5%
PNR	D	-0.49%
RPM	D	-0.48%
J	D	-0.48%
EFX	B	-0.47%
CPAY	D	-0.46%
KEYS	F	-0.46%
ALLE	D	-0.46%
WWD	C	-0.31%
HEI	B	-0.31%
VMI	B	-0.31%
GNRC	D	-0.29%
WSO	C	-0.29%
FOUR	B	-0.28%
CSL	C	-0.28%
RTX	D	-0.27%
HON	B	-0.27%
SEE	F	-0.26%
V	D	-0.26%
MAN	D	-0.25%
EMR	D	-0.25%
PH	D	-0.24%
UNP	D	-0.24%
AME	D	-0.24%
FTV	D	-0.23%
MAS	D	-0.23%
MLM	D	-0.23%
PPG	F	-0.23%
IEX	D	-0.22%
WSC	F	-0.22%
NDSN	D	-0.22%
GGG	D	-0.22%
NSC	D	-0.22%
ODFL	D	-0.21%