OPTZ vs. TMAT ETF Comparison

Comparison of Optimize Strategy Index ETF (OPTZ) to Main Thematic Innovation ETF (TMAT)

OPTZ

Optimize Strategy Index ETF

OPTZ Description

OPTZ seeks to track a broad market index consisting of US-listed equities that meet certain market-cap threshold and liquidity requirements. To be included in the fund, eligible large-cap and small-cap companies are evaluated and ranked within their own sector. Large cap companies are ranked based on the ratio of current EPS over the trailing 10-year average EPS, the current P/E ratio, and the 2-year forward EPS growth estimate. Small-cap companies are ranked solely on their P/S ratio. Within these two groups, the top 20% are selected from each sector. The index weights the sectors using the sum of the market capitalization of all constituents in each sector and within each sector each constituent is equally weighted. Reconstitution and rebalancing are done semi-annually.

Grade (RS Rating)

Last Trade

$30.04

Average Daily Volume

6,455

Number of Holdings ^*

320

* may have additional holdings in another (foreign) market

TMAT

Main Thematic Innovation ETF

TMAT Description

The investment seeks to outperform the MSCI ACWI Index® in rising markets while limiting losses during periods of decline. The adviser seeks to achieve its objective through dynamic thematic rotation. The Adviser focuses its research primarily on identifying emerging, disruptive, and innovative themes that have a large market demand or addressable market. The Adviser rotates among themes with large addressable markets which may range from nascent technologies to those on the cusp of widespread adoption and buys securities of ETFs investing in those themes.

Grade (RS Rating)

Last Trade

$20.48

Average Daily Volume

16,384

Number of Holdings ^*

113

* may have additional holdings in another (foreign) market

Performance

Period	OPTZ	TMAT
30 Days	2.56%	11.73%
60 Days	6.52%	18.30%
90 Days	8.53%	19.00%
12 Months		41.44%

23 Overlapping Holdings

Symbol	Grade	Weight in OPTZ	Weight in TMAT	Overlap
ACHR	B	0.15%	0.54%	0.15%
AMAT	F	1.1%	0.47%	0.47%
APP	A	1.97%	4.15%	1.97%
BAH	D	1.22%	0.54%	0.54%
COIN	A	0.36%	1.26%	0.36%
CPAY	A	0.23%	0.75%	0.23%
DLR	A	0.11%	0.63%	0.11%
EA	A	0.63%	0.66%	0.63%
EME	A	0.18%	0.75%	0.18%
FSLR	F	0.95%	0.49%	0.49%
HQY	A	0.16%	0.67%	0.16%
ICE	C	0.19%	0.55%	0.19%
KRYS	C	0.13%	0.45%	0.13%
LNW	F	0.3%	0.52%	0.3%
META	C	0.67%	2.9%	0.67%
NVDA	A	1.46%	4.51%	1.46%
PAYC	B	0.18%	0.79%	0.18%
PCTY	B	0.17%	0.72%	0.17%
QLYS	C	1.26%	0.6%	0.6%
SRPT	F	0.12%	0.38%	0.12%
SYK	A	0.14%	0.58%	0.14%
UTHR	C	0.15%	0.58%	0.15%
VRT	A	0.21%	0.85%	0.21%

OPTZ Overweight 297 Positions Relative to TMAT

Symbol	Grade	Weight
TTMI	B	1.43%
INTC	C	1.37%
CRM	B	1.32%
CRWD	B	1.3%
BHE	B	1.29%
ANET	C	1.29%
DELL	B	1.28%
NOW	B	1.24%
ITRI	B	1.24%
FFIV	B	1.23%
CDNS	B	1.22%
SNPS	C	1.21%
GDDY	A	1.2%
MSI	B	1.18%
AMD	F	1.1%
WIX	A	1.08%
INFN	D	1.08%
IBM	C	1.04%
AAPL	C	1.04%
DJT	C	1.03%
VZIO	A	1.02%
VRSN	F	1.02%
ROP	C	1.01%
LUMN	C	0.9%
ACLS	F	0.88%
CRUS	F	0.8%
IDCC	B	0.76%
RNG	C	0.74%
TMUS	B	0.7%
ZM	B	0.69%
NFLX	A	0.68%
DIS	B	0.64%
CMCSA	B	0.63%
T	A	0.61%
CVNA	A	0.55%
EAT	A	0.52%
AMC	D	0.5%
TSLA	A	0.48%
NCLH	B	0.48%
WWW	A	0.47%
NPAB	F	0.46%
RCL	A	0.45%
WOOF	D	0.44%
RL	C	0.4%
UNFI	B	0.39%
LVS	B	0.39%
HBI	B	0.39%
AMZN	B	0.38%
SIG	C	0.38%
MAR	B	0.38%
DECK	A	0.38%
GRMN	B	0.37%
LULU	C	0.36%
DPZ	C	0.35%
WHR	B	0.35%
PCT	C	0.35%
ORLY	B	0.34%
BZH	C	0.34%
PVH	C	0.34%
ANF	C	0.34%
LOW	C	0.34%
FIVE	F	0.33%
WYNN	D	0.33%
CHDN	C	0.33%
SBH	B	0.33%
BURL	A	0.32%
ALV	C	0.32%
MCD	D	0.32%
YETI	D	0.31%
ETSY	D	0.31%
ULTA	F	0.31%
ODP	F	0.3%
TAP	B	0.3%
COST	A	0.3%
ENR	B	0.3%
DKS	D	0.29%
DOLE	D	0.29%
APO	A	0.29%
WBA	F	0.28%
CHD	A	0.28%
ROST	D	0.28%
GPC	F	0.28%
TGT	B	0.27%
CVS	F	0.27%
LEA	F	0.27%
LC	B	0.27%
APTV	F	0.26%
EWTX	C	0.26%
MELI	D	0.26%
DAN	F	0.26%
PEP	F	0.26%
STZ	D	0.26%
KKR	A	0.25%
AX	B	0.25%
BG	D	0.24%
CL	D	0.24%
CAL	F	0.24%
GS	B	0.24%
AMP	A	0.24%
FI	A	0.24%
CROX	F	0.24%
TROW	B	0.23%
SQ	A	0.23%
AXP	B	0.23%
ARES	A	0.23%
BHF	C	0.23%
TRV	A	0.22%
CINF	A	0.22%
V	A	0.22%
COOP	B	0.22%
STRL	A	0.21%
AXON	A	0.21%
PGR	B	0.21%
LDI	C	0.21%
MSCI	B	0.21%
ALL	A	0.21%
BFH	B	0.21%
PRG	C	0.21%
PRU	B	0.21%
SIGI	B	0.21%
AER	B	0.21%
AGO	A	0.21%
BR	B	0.21%
BRO	B	0.21%
LBPH	A	0.21%
AIZ	A	0.21%
WTW	B	0.21%
MCO	D	0.2%
CRS	A	0.2%
GPN	C	0.2%
GL	C	0.2%
MKTX	D	0.2%
GATO	C	0.2%
RNR	C	0.2%
ZIM	A	0.19%
PMT	D	0.19%
NATL	B	0.19%
CME	A	0.19%
SPGI	D	0.19%
HIG	B	0.19%
HASI	F	0.18%
LPX	B	0.18%
INCY	C	0.18%
FIX	A	0.18%
DAL	A	0.18%
VMC	B	0.18%
NAVI	F	0.18%
XPO	B	0.18%
SKYW	B	0.18%
ACGL	D	0.18%
CBOE	C	0.18%
EXP	B	0.18%
CB	C	0.18%
AVNT	B	0.17%
VERA	C	0.17%
GNRC	B	0.17%
APD	A	0.17%
AKRO	C	0.17%
CLOV	D	0.17%
GTLS	A	0.17%
MLM	B	0.17%
SHW	C	0.16%
DOCU	B	0.16%
SAIA	C	0.16%
ETNB	D	0.16%
AIT	B	0.16%
PWR	A	0.16%
TPC	C	0.16%
JBLU	F	0.15%
TT	A	0.15%
ISRG	A	0.15%
PH	B	0.15%
BV	C	0.15%
PEGA	B	0.15%
SNDX	F	0.15%
PNR	B	0.15%
PCAR	C	0.15%
ETN	B	0.15%
DAWN	D	0.15%
JAZZ	C	0.15%
PEN	B	0.15%
WAB	B	0.15%
EMN	D	0.15%
HUBB	B	0.15%
PODD	B	0.15%
URI	B	0.15%
DGX	A	0.14%
GFF	B	0.14%
HON	B	0.14%
NBIX	C	0.14%
MANH	D	0.14%
LIVN	D	0.14%
PBI	B	0.14%
MRC	B	0.14%
WWD	B	0.14%
ASH	F	0.14%
COR	B	0.14%
REVG	B	0.14%
CAH	B	0.14%
THC	C	0.14%
WST	D	0.14%
LECO	C	0.14%
LIN	D	0.14%
STGW	B	0.14%
VRTX	D	0.14%
ESTC	C	0.14%
CAT	C	0.14%
ECL	D	0.14%
VRSK	B	0.13%
UNH	C	0.13%
SHC	F	0.13%
ZBH	C	0.13%
DVA	C	0.13%
SAVA	C	0.13%
MOH	F	0.13%
PHIN	B	0.13%
OSK	C	0.13%
BAX	F	0.12%
BA	D	0.12%
TMO	F	0.12%
IQV	F	0.12%
AHCO	D	0.12%
STE	D	0.12%
AOS	F	0.12%
RPRX	F	0.12%
KURA	F	0.12%
XYL	D	0.12%
RSG	A	0.12%
VNO	C	0.12%
COGT	D	0.12%
WDAY	C	0.12%
FDX	B	0.12%
ALGN	D	0.12%
CBRE	B	0.11%
ADBE	D	0.11%
EXPI	C	0.11%
OMI	F	0.11%
CGEM	F	0.11%
LNTH	F	0.11%
EFX	F	0.11%
DYN	F	0.11%
UHS	D	0.11%
IDXX	F	0.11%
SPG	A	0.1%
RHP	B	0.1%
SBRA	B	0.1%
EQIX	A	0.1%
OGN	F	0.1%
WELL	A	0.1%
UNIT	B	0.1%
CE	F	0.1%
ELS	B	0.09%
PRIM	A	0.09%
HII	F	0.09%
TDW	F	0.09%
RDFN	D	0.09%
PK	D	0.09%
PEB	F	0.09%
LAMR	D	0.09%
WY	D	0.09%
ICLR	F	0.09%
NMRK	B	0.09%
SANA	F	0.08%
REXR	F	0.08%
NVRI	F	0.08%
SBAC	D	0.08%
EGP	D	0.08%
NEXT	B	0.08%
CPT	C	0.08%
KNTK	A	0.07%
BKR	B	0.07%
WMB	A	0.07%
CEG	C	0.07%
DTM	A	0.07%
TRGP	A	0.07%
BKD	F	0.07%
AMT	D	0.07%
ETR	A	0.06%
SLB	C	0.06%
OII	B	0.06%
FTI	A	0.06%
WHD	B	0.06%
NRG	B	0.06%
APA	F	0.05%
VAL	F	0.05%
DTE	C	0.05%
DUK	C	0.05%
SO	C	0.05%
DK	D	0.05%
SWX	A	0.05%
WFRD	F	0.05%
ATO	A	0.05%
WKC	D	0.05%
AES	F	0.04%
NFE	F	0.04%
EIX	C	0.04%
HE	C	0.04%

OPTZ Underweight 90 Positions Relative to TMAT

Symbol	Grade	Weight
TSM	B	-3.23%
AFRM	A	-2.22%
RKLB	B	-1.82%
TXN	C	-1.76%
HOOD	A	-1.67%
ARM	F	-1.51%
MU	D	-1.5%
GLBE	A	-1.3%
AVGO	C	-1.29%
KTOS	C	-1.25%
ANSS	B	-1.2%
MKSI	C	-1.02%
KLAC	F	-0.97%
PAY	A	-0.88%
APLD	A	-0.85%
STM	F	-0.85%
WULF	C	-0.84%
IBKR	A	-0.81%
FOUR	A	-0.8%
LYFT	C	-0.8%
NTNX	B	-0.79%
GENI	B	-0.78%
LMND	A	-0.77%
HRI	C	-0.77%
BLND	A	-0.77%
FLNC	C	-0.74%
DLO	C	-0.73%
RDNT	B	-0.73%
PRCT	B	-0.73%
AMSC	C	-0.71%
BILI	C	-0.7%
WK	C	-0.7%
CSL	C	-0.68%
APH	B	-0.66%
FLYW	B	-0.66%
TTWO	A	-0.64%
TDG	D	-0.64%
DKNG	B	-0.64%
CDNA	D	-0.63%
CFLT	B	-0.63%
ZD	B	-0.63%
CPRT	B	-0.63%
ACVA	A	-0.62%
IREN	C	-0.6%
UNP	D	-0.59%
WT	A	-0.58%
IRDM	F	-0.58%
LPRO	C	-0.57%
NIO	F	-0.57%
SWTX	C	-0.55%
BMI	C	-0.55%
EVTC	B	-0.55%
GOOG	B	-0.54%
ON	F	-0.54%
ABNB	D	-0.54%
VTEX	F	-0.54%
IBTA	D	-0.53%
NTAP	C	-0.53%
DLB	F	-0.52%
WDC	F	-0.51%
EBR	F	-0.51%
ONTO	F	-0.5%
ASND	F	-0.5%
BE	A	-0.5%
ARE	F	-0.49%
HIMS	C	-0.49%
PSTG	F	-0.48%
BRKR	F	-0.47%
APPF	C	-0.47%
CLSK	C	-0.47%
CRSR	D	-0.47%
GERN	F	-0.47%
PLUG	F	-0.46%
CRSP	D	-0.45%
PDD	D	-0.45%
FORM	F	-0.42%
SPT	C	-0.42%
MQ	F	-0.41%
LLY	F	-0.4%
HUYA	F	-0.4%
PUBM	C	-0.39%
LRCX	F	-0.38%
RIVN	F	-0.35%
LAZR	D	-0.34%
PAGS	F	-0.33%
LCID	F	-0.33%
RCKT	F	-0.31%
ENPH	F	-0.29%
SMCI	F	-0.18%
JMIA	F	-0.17%