NULC vs. DIA ETF Comparison

Comparison of Nuveen ESG Large-Cap ETF (NULC) to SPDR Dow Jones Industrial Average ETF (DIA)

NULC

Nuveen ESG Large-Cap ETF

NULC Description

The investment seeks to track the investment results, before fees and expenses, of the ICE BofAML Enhanced Yield 1-5 Year US Broad Bond Index (the "index"). Under normal market conditions, the fund invests at least 80% of the sum of its net assets and the amount of any borrowings for investment purposes in component securities of the index. The index is designed to broadly capture the 1-5 year U.S. investment grade fixed income market, as represented by a modified version of the ICE BofAML 1-5 Year US Broad Market Index.

Grade (RS Rating)

Last Trade

$46.17

Average Daily Volume

1,229

Number of Holdings ^*

121

* may have additional holdings in another (foreign) market

DIA

SPDR Dow Jones Industrial Average ETF

DIA Description

The investment seeks to provide investment results that, before expenses, correspond generally to the price and yield performance of the Dow Jones Industrial Average (the DJIA). The Trust seeks to achieve its investment objective by holding a portfolio of the common stocks that are included in the DJIA, with the weight of each stock in the Portfolio substantially corresponding to the weight of such stock in the DJIA. The companies represented by the 30 stocks now comprising the DJIA are all leaders in their respective industries, and their stocks are widely held by individuals and institutional investors.

Grade (RS Rating)

Last Trade

$423.41

Average Daily Volume

3,239,095

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	NULC	DIA
30 Days	4.13%	3.47%
60 Days	11.21%	9.88%
90 Days	4.10%	8.00%
12 Months	34.25%	30.16%

15 Overlapping Holdings

Symbol	Grade	Weight in NULC	Weight in DIA	Overlap
AMGN	D	1.1%	4.96%	1.1%
CRM	B	1.39%	4.28%	1.39%
DIS	D	1.42%	1.48%	1.42%
GS	B	0.2%	7.72%	0.2%
HD	A	0.22%	6.16%	0.22%
IBM	A	1.8%	3.47%	1.8%
INTC	D	1.02%	0.37%	0.37%
KO	C	1.82%	1.11%	1.11%
MCD	A	1.29%	4.72%	1.29%
MMM	C	0.63%	2.17%	0.63%
MSFT	D	7.11%	6.7%	6.7%
PG	D	1.52%	2.69%	1.52%
TRV	B	0.46%	3.67%	0.46%
V	B	2.07%	4.22%	2.07%
VZ	C	0.24%	0.69%	0.24%

NULC Overweight 106 Positions Relative to DIA

Symbol	Grade	Weight
NVDA	B	7.25%
GOOGL	B	3.02%
LLY	D	2.58%
MA	A	2.11%
GOOG	B	1.85%
ETN	B	1.61%
SPGI	C	1.6%
PGR	B	1.59%
DHR	D	1.58%
FI	A	1.55%
TSLA	C	1.45%
MMC	D	1.43%
HCA	C	1.43%
MELI	D	1.38%
CARR	A	1.3%
TJX	D	1.29%
ECL	C	1.29%
MS	A	1.28%
MCK	F	1.2%
AMT	D	1.19%
PNC	C	1.16%
AMAT	C	1.12%
UPS	D	1.11%
OKE	A	1.11%
TGT	C	1.04%
CMG	C	0.96%
ADP	A	0.95%
AMD	C	0.91%
T	B	0.89%
C	B	0.88%
LNG	A	0.86%
SNPS	F	0.85%
LOW	C	0.83%
EXC	C	0.82%
PEP	F	0.81%
MRVL	C	0.78%
EW	F	0.76%
BKR	B	0.75%
CMCSA	B	0.74%
ED	C	0.72%
HPQ	B	0.7%
GILD	A	0.67%
TXN	C	0.65%
ZTS	C	0.64%
VEEV	C	0.63%
AXON	A	0.6%
ADM	F	0.58%
KEYS	B	0.54%
CDNS	D	0.54%
HPE	B	0.53%
NTAP	D	0.51%
EBAY	A	0.5%
LYB	B	0.49%
AWK	D	0.48%
IRM	B	0.48%
FSLR	C	0.48%
URI	C	0.47%
ADBE	F	0.47%
CBOE	B	0.45%
FTV	C	0.45%
STX	C	0.44%
WDC	C	0.44%
WST	D	0.43%
KR	C	0.43%
TRU	C	0.42%
EQIX	C	0.41%
STLD	C	0.38%
BKNG	B	0.37%
BALL	C	0.37%
HOLX	D	0.37%
TFC	D	0.35%
J	F	0.35%
TEAM	D	0.35%
EA	D	0.32%
MCO	D	0.31%
VRTX	D	0.31%
TRMB	B	0.3%
DECK	B	0.29%
JNPR	C	0.26%
HOOD	B	0.24%
NEM	C	0.24%
A	B	0.22%
FDX	F	0.21%
SOLV	C	0.2%
MOS	F	0.18%
MKTX	B	0.18%
DINO	F	0.16%
EME	B	0.16%
PANW	B	0.16%
ACGL	A	0.14%
CAH	B	0.12%
LPLA	D	0.1%
NXPI	F	0.1%
CI	D	0.09%
AKAM	D	0.08%
IT	A	0.07%
WELL	C	0.07%
IDXX	D	0.06%
USB	C	0.06%
WTW	C	0.05%
AZO	D	0.04%
UNP	F	0.04%
FBIN	C	0.02%
DXCM	F	0.02%
DOV	C	0.01%
BG	F	0.01%

NULC Underweight 15 Positions Relative to DIA

Symbol	Grade	Weight
UNH	B	-8.93%
CAT	A	-6.07%
AXP	A	-4.17%
AAPL	C	-3.53%
JPM	C	-3.26%
HON	C	-3.22%
AMZN	C	-2.97%
JNJ	D	-2.51%
BA	F	-2.4%
CVX	B	-2.21%
MRK	F	-1.76%
NKE	D	-1.39%
WMT	A	-1.24%
DOW	B	-0.85%
CSCO	A	-0.82%