NULC vs. CDC ETF Comparison

Comparison of Nuveen ESG Large-Cap ETF (NULC) to Compass EMP U S EQ Income 100 Enhanced Volatility Weighted Fund (CDC)

NULC

Nuveen ESG Large-Cap ETF

NULC Description

The investment seeks to track the investment results, before fees and expenses, of the ICE BofAML Enhanced Yield 1-5 Year US Broad Bond Index (the "index"). Under normal market conditions, the fund invests at least 80% of the sum of its net assets and the amount of any borrowings for investment purposes in component securities of the index. The index is designed to broadly capture the 1-5 year U.S. investment grade fixed income market, as represented by a modified version of the ICE BofAML 1-5 Year US Broad Market Index.

Grade (RS Rating)

Last Trade

$46.01

Average Daily Volume

765

Number of Holdings ^*

119

* may have additional holdings in another (foreign) market

CDC

Compass EMP U S EQ Income 100 Enhanced Volatility Weighted Fund

CDC Description

The investment seeks to provide investment results that match the performance of the CEMP U.S. Large Cap High Dividend 100 Long/Cash Volatility Weighted Index before fees and expenses. The index is an unmanaged index that consists of the common stock of the 100 highest dividend yielding stocks of the CEMP U.S. Large Cap 500 Volatility Weighted Index. The index includes only those companies with consistent positive earnings and is weighted based on the volatility of each stock. Under normal market conditions, the fund invests at least 80% of its assets in the securities of U.S. issuers included in the index as of its most recent reconstitution.

Grade (RS Rating)

Last Trade

$64.18

Average Daily Volume

32,099

Number of Holdings ^*

100

* may have additional holdings in another (foreign) market

Performance

Period	NULC	CDC
30 Days	2.82%	3.60%
60 Days	4.20%	6.44%
90 Days	4.77%	10.78%
12 Months	28.91%	19.12%

21 Overlapping Holdings

Symbol	Grade	Weight in NULC	Weight in CDC	Overlap
ADM	D	0.6%	0.62%	0.6%
AMGN	B	1.17%	1.06%	1.06%
C	C	0.85%	0.94%	0.85%
DINO	F	0.15%	0.54%	0.15%
ED	C	0.73%	1.31%	0.73%
EXC	C	0.81%	0.99%	0.81%
GILD	B	0.67%	0.99%	0.67%
HPE	D	0.45%	0.77%	0.45%
HPQ	D	0.67%	1.04%	0.67%
IBM	B	1.76%	1.16%	1.16%
KO	C	1.87%	1.74%	1.74%
LYB	D	0.49%	0.97%	0.49%
MS	D	1.23%	0.92%	0.92%
OKE	B	1.1%	1.18%	1.1%
PEP	C	0.86%	1.32%	0.86%
PNC	B	1.18%	0.91%	0.91%
T	C	0.9%	0.97%	0.9%
TXN	C	0.65%	0.99%	0.65%
UPS	D	1.09%	0.74%	0.74%
USB	B	0.06%	0.63%	0.06%
VZ	B	0.25%	0.84%	0.25%

NULC Overweight 98 Positions Relative to CDC

Symbol	Grade	Weight
MSFT	C	7.39%
NVDA	D	6.92%
GOOGL	D	2.89%
LLY	C	2.7%
V	C	2.19%
MA	B	2.13%
GOOG	D	1.77%
SPGI	B	1.64%
DHR	B	1.62%
PGR	B	1.62%
PG	C	1.6%
ETN	C	1.52%
MMC	C	1.5%
MELI	B	1.49%
HCA	B	1.48%
DIS	D	1.4%
TSLA	C	1.37%
TJX	B	1.35%
ECL	B	1.31%
MCK	F	1.3%
CRM	D	1.28%
MCD	B	1.27%
AMT	C	1.26%
CARR	B	1.26%
TGT	C	1.07%
AMAT	D	1.06%
CMG	C	0.98%
INTC	F	0.96%
ADP	B	0.93%
SNPS	D	0.86%
AMD	D	0.85%
LNG	C	0.84%
EW	F	0.81%
MRVL	C	0.8%
LOW	B	0.79%
CMCSA	D	0.71%
BKR	C	0.69%
VEEV	C	0.67%
ZTS	C	0.65%
MMM	B	0.63%
AXON	B	0.56%
CDNS	D	0.56%
KEYS	C	0.53%
AWK	B	0.5%
NTAP	D	0.49%
EBAY	B	0.49%
ADBE	F	0.49%
TRV	C	0.48%
IRM	C	0.48%
FSLR	C	0.48%
CBOE	C	0.45%
FTV	C	0.44%
WST	D	0.44%
URI	B	0.44%
KR	C	0.44%
EQIX	C	0.42%
WDC	D	0.42%
STX	C	0.41%
TRU	B	0.4%
HOLX	B	0.39%
BALL	C	0.38%
J	C	0.37%
TFC	C	0.36%
TEAM	D	0.36%
BKNG	C	0.36%
VRTX	D	0.34%
EA	D	0.33%
STLD	F	0.33%
MCO	B	0.32%
TRMB	C	0.29%
DECK	C	0.29%
JNPR	B	0.26%
HOOD	C	0.24%
FDX	C	0.24%
NEM	B	0.24%
A	C	0.21%
SOLV	C	0.21%
GS	C	0.2%
HD	B	0.2%
PANW	D	0.17%
MKTX	C	0.17%
MOS	F	0.16%
ACGL	C	0.15%
EME	B	0.15%
CAH	C	0.13%
NXPI	F	0.1%
LPLA	D	0.09%
CI	C	0.09%
AKAM	D	0.08%
IT	B	0.07%
WELL	C	0.07%
IDXX	C	0.06%
WTW	C	0.05%
AZO	D	0.04%
UNP	C	0.04%
DXCM	F	0.03%
DOV	B	0.01%
BG	D	0.01%

NULC Underweight 79 Positions Relative to CDC

Symbol	Grade	Weight
PM	C	-1.75%
KMB	D	-1.52%
K	B	-1.5%
DUK	C	-1.44%
WMB	B	-1.44%
LMT	C	-1.43%
KMI	B	-1.42%
PEG	B	-1.4%
SO	B	-1.4%
MO	C	-1.38%
ABBV	C	-1.29%
PPL	C	-1.29%
JNJ	C	-1.28%
LNT	B	-1.25%
BK	B	-1.23%
CMS	C	-1.23%
SRE	C	-1.23%
ETR	B	-1.23%
GIS	B	-1.22%
FE	C	-1.21%
NI	B	-1.21%
WEC	C	-1.2%
GLW	C	-1.18%
EVRG	B	-1.17%
EIX	C	-1.15%
CME	C	-1.15%
PAYX	C	-1.15%
DTE	C	-1.15%
MDT	C	-1.14%
XEL	B	-1.13%
AEP	C	-1.12%
IP	B	-1.12%
CAG	C	-1.09%
CPB	C	-1.08%
PRU	C	-1.07%
AEE	C	-1.07%
DRI	B	-1.06%
KHC	C	-1.06%
MET	B	-1.05%
FNF	B	-1.05%
CSCO	C	-1.04%
NEE	C	-1.0%
XOM	C	-0.96%
OMC	B	-0.96%
PFG	B	-0.96%
BMY	C	-0.94%
D	C	-0.93%
BBY	C	-0.91%
PFE	C	-0.9%
DOW	D	-0.89%
CRBG	D	-0.89%
CLX	C	-0.88%
STT	A	-0.88%
CVX	D	-0.86%
EOG	D	-0.81%
APD	B	-0.78%
COP	D	-0.78%
MTB	B	-0.77%
PSX	F	-0.76%
FANG	D	-0.76%
HBAN	B	-0.75%
FITB	B	-0.74%
CTRA	D	-0.73%
NTRS	A	-0.71%
RF	B	-0.71%
TROW	D	-0.7%
VLO	F	-0.69%
IPG	C	-0.68%
CFG	C	-0.68%
VTRS	D	-0.67%
AES	C	-0.64%
DVN	F	-0.64%
HRL	C	-0.62%
CVS	D	-0.59%
KEY	B	-0.54%
F	F	-0.52%
BEN	F	-0.5%
ALLY	F	-0.48%
WBA	F	-0.21%