NSCS vs. SMHB ETF Comparison

Comparison of Nuveen Small Cap Select ETF (NSCS) to ETRACS Monthly Pay 2x Leveraged Small Cap High Dividend ETN Series B (SMHB)

NSCS

Nuveen Small Cap Select ETF

NSCS Description

The investment seeks capital appreciation. Under normal market conditions, the fund invests at least 80% of the sum of its net assets and the amount of any borrowings for investment purposes in exchange-traded common stocks of small-capitalization companies. It may invest up to 15% of its total assets in non-dollar denominated equity securities of non-U.S. issuers listed on a foreign exchange that trade on such exchange contemporaneously with the shares of the fund. Up to 15% of the fund's total assets may be invested in equity securities of emerging market issuers.

Grade (RS Rating)

Last Trade

$27.45

Average Daily Volume

1,154

Number of Holdings ^*

* may have additional holdings in another (foreign) market

SMHB

ETRACS Monthly Pay 2x Leveraged Small Cap High Dividend ETN Series B

SMHB Description

The investment seeks to provide a two times leveraged return linked to the compounded monthly performance of the Solactive US Small Cap High Dividend Index (the “index”). The index is designed to measure the performance of 100 relatively small capitalization, dividend yielding index constituent securities selected from a universe of qualifying U.S. listed equity securities. The Securities are two times leveraged with respect to the index and, as a result, will benefit from two times any beneficial, but will be exposed to two times any adverse, compounded monthly performance of the index.

Grade (RS Rating)

Last Trade

$6.27

Average Daily Volume

41,151

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	NSCS	SMHB
30 Days	-0.90%	7.35%
60 Days	4.63%	5.40%
90 Days	6.78%	15.82%
12 Months	25.39%	31.44%

1 Overlapping Holdings

	Symbol	Grade	Weight in NSCS	Weight in SMHB	Overlap
	LADR	D	1.02%	0.62%	0.62%

NSCS Overweight 73 Positions Relative to SMHB

Symbol	Grade	Weight
EVR	C	2.49%
WTFC	C	2.22%
PIPR	C	2.21%
SSB	C	1.83%
NOG	D	1.72%
PRMW	C	1.72%
BANR	C	1.65%
MMSI	C	1.61%
ESE	B	1.61%
ACA	C	1.58%
AIT	A	1.57%
FLR	D	1.52%
AVNT	B	1.52%
HQY	B	1.52%
AVAV	B	1.52%
EHC	B	1.49%
FIBK	D	1.47%
EGP	D	1.47%
TPH	B	1.47%
STAG	D	1.45%
MGNI	D	1.44%
SHAK	C	1.42%
WK	D	1.41%
MMS	A	1.4%
KTOS	A	1.39%
TROX	D	1.38%
SUM	D	1.38%
SIG	C	1.38%
SHOO	A	1.38%
QTWO	C	1.37%
CMC	C	1.37%
BYD	C	1.35%
ONTO	C	1.34%
ASGN	D	1.34%
HOMB	D	1.33%
EVRI	B	1.32%
BKH	B	1.3%
NPO	C	1.3%
LITE	C	1.3%
GDYN	B	1.25%
OPCH	D	1.19%
ARCB	D	1.19%
RDNT	C	1.18%
MTDR	F	1.14%
CVLT	C	1.14%
ICHR	F	1.11%
PFBC	D	1.1%
GKOS	C	1.09%
SLAB	D	1.04%
BRBR	B	1.02%
SR	A	0.92%
SEM	D	0.92%
RBRK	F	0.92%
PRI	A	0.88%
ENV	C	0.88%
KEX	C	0.87%
DAN	F	0.85%
ZD	D	0.82%
INN	B	0.79%
FROG	F	0.78%
SIBN	F	0.74%
TTMI	D	0.73%
INSM	D	0.72%
KRYS	D	0.71%
CRNX	D	0.69%
PCVX	B	0.67%
ESTA	F	0.66%
HALO	D	0.64%
ARHS	F	0.62%
MDGL	F	0.48%
TCMD	C	0.48%
IMVT	F	0.46%
BPMC	F	0.32%

NSCS Underweight 90 Positions Relative to SMHB

Symbol	Grade	Weight
SLG	C	-4.87%
XRX	F	-4.09%
DTM	A	-3.81%
BXMT	C	-3.43%
DSS	F	-2.87%
TWO	D	-2.87%
CIM	C	-2.62%
ETRN	B	-2.49%
BDN	A	-2.41%
BGS	D	-2.41%
SBRA	C	-2.38%
EPR	C	-2.34%
ABR	B	-2.21%
APAM	C	-2.02%
PAGP	D	-1.88%
UNIT	C	-1.86%
UWMC	D	-1.84%
ARR	D	-1.65%
NHI	C	-1.64%
ORC	C	-1.51%
CCOI	B	-1.51%
PSEC	C	-1.47%
IVR	C	-1.43%
DEA	D	-1.35%
PMT	B	-1.35%
MFA	C	-1.27%
RWT	C	-1.24%
CTRE	B	-1.16%
PETS	D	-1.13%
MAIN	B	-1.09%
HTGC	C	-1.03%
ARI	F	-1.02%
GNL	D	-1.01%
FCPT	C	-1.0%
EFC	D	-1.0%
PDM	C	-0.99%
GSBD	D	-0.94%
NEWT	D	-0.94%
NYMT	D	-0.93%
LTC	C	-0.91%
DX	C	-0.89%
KREF	C	-0.8%
VGR	C	-0.79%
NWBI	D	-0.77%
GBDC	D	-0.73%
CODI	D	-0.72%
VNOM	B	-0.65%
SCS	D	-0.65%
RC	F	-0.65%
ACRE	D	-0.64%
TSLX	D	-0.62%
HESM	D	-0.59%
UVV	C	-0.54%
OCSL	D	-0.54%
AROC	C	-0.53%
GMRE	C	-0.5%
ILPT	D	-0.49%
BRSP	D	-0.49%
WSR	B	-0.46%
ALX	C	-0.45%
GTY	B	-0.44%
OPI	F	-0.4%
RMR	B	-0.38%
NMFC	F	-0.38%
UHT	C	-0.36%
GPMT	D	-0.34%
CSWC	C	-0.34%
GOOD	A	-0.33%
FSP	D	-0.29%
TRTX	D	-0.29%
TCPC	F	-0.27%
AHH	F	-0.27%
CGBD	C	-0.25%
BCSF	C	-0.24%
TPVG	F	-0.23%
PFLT	B	-0.23%
SLRC	D	-0.23%
UVE	C	-0.22%
BBDC	D	-0.22%
KRO	C	-0.2%
EBF	B	-0.18%
GAIN	A	-0.17%
PNNT	D	-0.16%
OLP	C	-0.16%
FDUS	C	-0.16%
GLAD	A	-0.15%
BFS	B	-0.14%
TRIN	F	-0.12%
CCAP	C	-0.1%
REPX	D	-0.07%

SMHB: Top Represented Industries & Keywords

Industries: Asset Management REIT - Diversified REIT - Office REIT - Healthcare Facilities REIT - Retail Oil & Gas Midstream REIT - Residential Credit Services Business Equipment REIT - Industrial Specialty Finance Tobacco Business Services Conglomerates Information Technology Services Insurance - Property & Casualty Oil & Gas E&P Oil & Gas Equipment & Services Packaged Foods Pharmaceutical Retailers