NSCS vs. PFI ETF Comparison

Comparison of Nuveen Small Cap Select ETF (NSCS) to PowerShares Dynamic Financial (PFI)

NSCS

Nuveen Small Cap Select ETF

NSCS Description

The investment seeks capital appreciation. Under normal market conditions, the fund invests at least 80% of the sum of its net assets and the amount of any borrowings for investment purposes in exchange-traded common stocks of small-capitalization companies. It may invest up to 15% of its total assets in non-dollar denominated equity securities of non-U.S. issuers listed on a foreign exchange that trade on such exchange contemporaneously with the shares of the fund. Up to 15% of the fund's total assets may be invested in equity securities of emerging market issuers.

Grade (RS Rating)

Last Trade

$29.71

Average Daily Volume

142

Number of Holdings ^*

* may have additional holdings in another (foreign) market

PFI

PowerShares Dynamic Financial

PFI Description

The PowerShares Dynamic Financial Sector Portfolio (Fund) is based on the Dynamic Financial Sector IntellidexSM Index (Intellidex Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Intellidex Index thoroughly evaluates companies based on a variety of investment merit criteria, including: price momentum, earnings momentum, quality, management action, and value. The Underlying Intellidex Index is comprised of common stocks of 60 US financial services companies. These are companies that are principally engaged in the business of providing services and products, including banking, investment services, insurance and real estate finance services. The Fund and the Index are rebalanced and reconstituted quarterly in February, May, August and November.

Grade (RS Rating)

Last Trade

$62.56

Average Daily Volume

6,405

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	NSCS	PFI
30 Days	6.17%	6.75%
60 Days	7.36%	10.49%
90 Days	10.39%	15.60%
12 Months	34.54%	46.88%

3 Overlapping Holdings

Symbol	Grade	Weight in NSCS	Weight in PFI	Overlap
EVR	B	2.27%	2.91%	2.27%
PIPR	B	2.11%	2.06%	2.06%
PRI	B	0.9%	2.02%	0.9%

NSCS Overweight 72 Positions Relative to PFI

Symbol	Grade	Weight
WTFC	B	2.5%
MGNI	B	1.9%
BANR	B	1.87%
SSB	B	1.87%
NOG	A	1.84%
AIT	B	1.75%
ESE	B	1.66%
LITE	B	1.58%
HQY	A	1.57%
SUM	B	1.56%
KTOS	C	1.56%
MMSI	A	1.55%
GDYN	C	1.54%
WK	C	1.5%
CMC	B	1.49%
FIBK	A	1.48%
EHC	B	1.42%
ACA	A	1.41%
FLR	B	1.4%
NPO	A	1.39%
BYD	B	1.39%
HOMB	B	1.39%
QTWO	A	1.38%
AVNT	B	1.38%
ITRI	B	1.38%
AVAV	C	1.37%
RDNT	B	1.34%
MMS	D	1.33%
RBRK	A	1.32%
BKH	A	1.28%
SHOO	D	1.28%
TPH	D	1.27%
SHAK	C	1.27%
SIG	C	1.25%
PFBC	B	1.25%
MTDR	B	1.24%
STAG	D	1.23%
EGP	D	1.23%
GKOS	A	1.17%
PAR	A	1.16%
ARCB	C	1.16%
TROX	D	1.1%
BRBR	A	1.09%
KEX	A	1.05%
EVRI	A	1.05%
ZD	B	1.04%
ICHR	C	1.02%
ONTO	F	0.95%
LADR	B	0.9%
CVLT	A	0.85%
VBTX	B	0.85%
SLAB	F	0.84%
BOOT	D	0.83%
SR	A	0.82%
ESTA	D	0.77%
SIBN	F	0.76%
HALO	F	0.76%
FROG	C	0.74%
CRNX	B	0.72%
INN	D	0.67%
KRYS	C	0.67%
INSM	C	0.63%
ACHC	F	0.61%
VTLE	C	0.61%
OPCH	F	0.54%
PCVX	D	0.54%
TTMI	B	0.53%
MDGL	C	0.52%
ATEC	C	0.5%
TCMD	B	0.48%
IMVT	F	0.43%
BPMC	C	0.32%

NSCS Underweight 37 Positions Relative to PFI

Symbol	Grade	Weight
MA	B	-5.01%
AMP	A	-4.44%
ARES	A	-4.16%
KKR	B	-3.73%
JPM	B	-3.48%
V	A	-3.17%
FCNCA	A	-2.8%
HOOD	B	-2.73%
WAL	B	-2.73%
AXP	B	-2.54%
JEF	A	-2.53%
BRO	B	-2.52%
COOP	B	-2.42%
KNSL	B	-2.39%
MMC	D	-2.24%
AFL	C	-2.07%
WRB	A	-2.04%
PGR	B	-2.03%
HLI	A	-1.96%
SPG	A	-1.96%
JXN	C	-1.91%
ICE	D	-1.8%
ACGL	D	-1.79%
SFBS	B	-1.72%
VCTR	B	-1.65%
BGC	C	-1.63%
HLNE	B	-1.62%
SLG	B	-1.59%
ENVA	B	-1.49%
RDFN	F	-1.43%
MTG	C	-1.32%
BPOP	C	-1.23%
OFG	B	-1.22%
ERIE	D	-1.15%
TREE	F	-1.11%
NMRK	C	-1.05%
UWMC	D	-0.77%