IQSM vs. MIDE ETF Comparison

Comparison of IQ Candriam ESG U.S. Mid Cap Equity ETF (IQSM) to Xtrackers S&P MidCap 400 ESG ETF (MIDE)

IQSM

IQ Candriam ESG U.S. Mid Cap Equity ETF

IQSM Description

IQ Candriam ESG U.S. Mid Cap Equity ETF is an exchange traded fund launched by New York Life Investment Management LLC. The fund is managed by IndexIQ Advisors LLC. The fund invests in public equity markets of the United States. It invests in stocks of companies operating across diversified sectors. The fund invests in growth and value stocks of mid-cap companies. It invests in stocks of companies that are deemed socially conscious in their business dealings and directly promote environmental responsibility. The fund seeks to track the performance of the IQ Candriam ESG U.S. Mid Cap Equity Index, by using full replication technique. IQ Candriam ESG U.S. Mid Cap Equity ETF is domiciled in the United States.

Grade (RS Rating)

Last Trade

$34.25

Average Daily Volume

13,836

Number of Holdings ^*

214

* may have additional holdings in another (foreign) market

MIDE

Xtrackers S&P MidCap 400 ESG ETF

MIDE Description

The investment seeks investment results that correspond generally to the performance, before fees and expenses, of the S&P MidCap 400 ESG Index. The index seeks to target 75% of the float market capitalization (i.e., the amount of stock which is available for trading by the general public) of each Global Industry Classification Standard Industry Group (?GICS Industry Group?) within the S&P MidCap 400 Index, using an ESG score as the defining characteristic. The fund will invest at least 80% of its total assets (but typically far more) in component securities of the index. It is non-diversified.

Grade (RS Rating)

Last Trade

$32.27

Average Daily Volume

506

Number of Holdings ^*

265

* may have additional holdings in another (foreign) market

Performance

Period	IQSM	MIDE
30 Days	2.92%	3.07%
60 Days	7.46%	7.54%
90 Days	9.79%	8.93%
12 Months	29.26%	28.26%

104 Overlapping Holdings

Symbol	Grade	Weight in IQSM	Weight in MIDE	Overlap
AA	C	0.38%	0.55%	0.38%
ACHC	F	0.18%	0.2%	0.18%
ADC	A	0.34%	0.37%	0.34%
AGCO	F	0.28%	0.28%	0.28%
ALLY	C	0.49%	0.48%	0.48%
ALV	C	0.34%	0.35%	0.34%
AM	B	0.25%	0.25%	0.25%
AMH	C	0.58%	0.55%	0.55%
AN	C	0.2%	0.21%	0.2%
ARMK	B	0.46%	0.5%	0.46%
ARW	F	0.31%	0.31%	0.31%
ATR	A	0.54%	0.56%	0.54%
AXTA	A	0.42%	0.41%	0.41%
AYI	B	0.47%	0.48%	0.47%
BJ	B	0.56%	0.58%	0.56%
BLD	F	0.56%	0.57%	0.56%
BRX	A	0.4%	0.42%	0.4%
BURL	C	0.8%	0.79%	0.79%
CLF	D	0.29%	0.27%	0.27%
CMC	B	0.33%	0.32%	0.32%
COTY	F	0.12%	0.13%	0.12%
CRUS	F	0.26%	0.27%	0.26%
CUBE	D	0.5%	0.54%	0.5%
DAR	B	0.3%	0.32%	0.3%
DCI	A	0.44%	0.46%	0.44%
DINO	D	0.31%	0.32%	0.31%
DKS	F	0.54%	0.57%	0.54%
DLB	C	0.21%	0.22%	0.21%
DT	C	0.68%	0.81%	0.68%
DTM	B	0.44%	0.44%	0.44%
EHC	A	0.48%	0.51%	0.48%
ELS	C	0.59%	0.65%	0.59%
EME	B	1.12%	1.1%	1.1%
EQH	B	0.75%	0.71%	0.71%
EWBC	B	0.67%	0.67%	0.67%
EXEL	B	0.44%	0.5%	0.44%
FAF	C	0.29%	0.32%	0.29%
FBIN	F	0.47%	0.52%	0.47%
FCN	F	0.33%	0.35%	0.33%
FIX	B	0.74%	0.73%	0.73%
FND	F	0.5%	0.57%	0.5%
G	B	0.32%	0.32%	0.32%
GAP	B	0.2%	0.25%	0.2%
GPK	D	0.42%	0.42%	0.42%
GTLS	A	0.32%	0.31%	0.31%
GXO	B	0.33%	0.34%	0.33%
H	B	0.32%	0.32%	0.32%
HALO	B	0.35%	0.36%	0.35%
HRB	D	0.41%	0.43%	0.41%
INGR	B	0.47%	0.51%	0.47%
ITT	A	0.59%	0.59%	0.59%
JAZZ	B	0.34%	0.34%	0.34%
JLL	C	0.59%	0.66%	0.59%
KEX	B	0.35%	0.34%	0.34%
KNX	B	0.43%	0.44%	0.43%
LAD	B	0.47%	0.47%	0.47%
LEA	F	0.26%	0.27%	0.26%
LFUS	D	0.3%	0.3%	0.3%
LSTR	B	0.32%	0.32%	0.32%
MANH	C	0.82%	0.81%	0.81%
MSA	D	0.3%	0.33%	0.3%
MTZ	B	0.42%	0.42%	0.42%
NBIX	C	0.58%	0.61%	0.58%
NOV	C	0.31%	0.3%	0.3%
NVT	B	0.61%	0.57%	0.57%
OC	A	0.77%	0.79%	0.77%
OHI	C	0.47%	0.52%	0.47%
OLED	F	0.38%	0.39%	0.38%
ONTO	F	0.41%	0.43%	0.41%
PLNT	A	0.39%	0.34%	0.34%
POST	D	0.25%	0.26%	0.25%
PRI	A	0.48%	0.47%	0.47%
PVH	C	0.28%	0.28%	0.28%
REXR	F	0.43%	0.48%	0.43%
RGA	A	0.69%	0.7%	0.69%
RGEN	C	0.35%	0.37%	0.35%
RNR	D	0.65%	0.69%	0.65%
RPM	A	0.8%	0.83%	0.8%
RRX	C	0.56%	0.56%	0.56%
SF	B	0.53%	0.52%	0.52%
SFM	B	0.67%	0.67%	0.67%
SIGI	B	0.28%	0.28%	0.28%
ST	F	0.24%	0.24%	0.24%
STAG	D	0.32%	0.33%	0.32%
STWD	D	0.27%	0.3%	0.27%
TKR	F	0.23%	0.22%	0.22%
TOL	C	0.75%	0.79%	0.75%
TREX	C	0.37%	0.39%	0.37%
TTC	F	0.42%	0.43%	0.42%
TTEK	C	0.6%	0.67%	0.6%
UNM	A	0.62%	0.55%	0.55%
USFD	A	0.72%	0.77%	0.72%
UTHR	B	0.78%	0.84%	0.78%
VOYA	B	0.39%	0.36%	0.36%
WCC	B	0.45%	0.42%	0.42%
WEX	D	0.34%	0.36%	0.34%
WFRD	D	0.29%	0.3%	0.29%
WH	A	0.35%	0.35%	0.35%
WMS	F	0.5%	0.54%	0.5%
WPC	F	0.57%	0.61%	0.57%
WTRG	C	0.5%	0.5%	0.5%
WTS	B	0.26%	0.27%	0.26%
X	C	0.44%	0.44%	0.44%
XPO	B	0.81%	0.8%	0.8%

IQSM Overweight 110 Positions Relative to MIDE

Symbol	Grade	Weight
PKG	B	1.01%
YUMC	C	0.93%
KEY	B	0.85%
MAS	D	0.82%
NTNX	B	0.81%
PNR	A	0.8%
KIM	A	0.77%
GEN	A	0.77%
FLEX	B	0.76%
TWLO	A	0.72%
DOCU	B	0.72%
ACM	B	0.71%
GWRE	A	0.71%
GGG	B	0.69%
SAIA	B	0.68%
FFIV	A	0.67%
POOL	D	0.67%
UDR	C	0.63%
JKHY	C	0.62%
EPAM	B	0.62%
HST	C	0.6%
CHRW	A	0.59%
CPT	C	0.59%
FTI	B	0.58%
REG	A	0.58%
JNPR	D	0.58%
DAY	C	0.57%
KMX	C	0.57%
PAYC	B	0.56%
SJM	F	0.56%
TECH	B	0.56%
CG	C	0.55%
LW	C	0.55%
ALB	B	0.55%
TPR	B	0.55%
INSM	D	0.54%
NCLH	B	0.54%
IPG	F	0.54%
NWSA	B	0.53%
Z	B	0.53%
CRL	C	0.51%
CTLT	D	0.51%
SRPT	F	0.5%
PCVX	D	0.5%
AIZ	A	0.5%
QGEN	D	0.48%
MKTX	C	0.48%
GLOB	B	0.47%
LKQ	D	0.46%
GL	B	0.46%
EXAS	F	0.46%
WAL	B	0.46%
FN	B	0.45%
PCTY	A	0.44%
TFX	F	0.44%
SNX	C	0.44%
ROKU	C	0.43%
MOS	D	0.43%
RVMD	B	0.43%
ORI	A	0.43%
AOS	F	0.43%
ITCI	C	0.42%
RL	B	0.42%
BRBR	A	0.42%
FRT	C	0.4%
NYT	C	0.4%
PEN	B	0.4%
CHE	D	0.39%
DVA	C	0.39%
MEDP	C	0.39%
HAS	D	0.39%
HSIC	F	0.38%
RHI	B	0.37%
MHK	D	0.36%
CGNX	C	0.35%
APG	B	0.35%
LSCC	D	0.35%
RIVN	D	0.34%
GNTX	C	0.34%
VKTX	D	0.34%
MKSI	C	0.34%
ESTC	C	0.34%
AGNC	C	0.33%
RYAN	A	0.33%
FR	C	0.33%
BEN	C	0.32%
BPOP	C	0.32%
PARA	C	0.32%
ANF	D	0.32%
WBA	D	0.31%
HLNE	B	0.31%
AZEK	B	0.31%
BPMC	B	0.3%
AXS	A	0.3%
MTN	D	0.3%
ESI	B	0.3%
ETSY	C	0.29%
CFLT	B	0.29%
CHX	D	0.28%
SUM	C	0.28%
CROX	F	0.28%
ALTR	C	0.27%
PATH	C	0.27%
FIVE	F	0.24%
IBP	F	0.24%
ZG	B	0.16%
CACC	D	0.13%
NWS	B	0.11%
LCID	F	0.09%
LEVI	F	0.08%

IQSM Underweight 161 Positions Relative to MIDE

Symbol	Grade	Weight
LII	B	-1.0%
CSL	B	-1.0%
WSM	F	-0.86%
WSO	A	-0.85%
THC	B	-0.8%
PSTG	D	-0.79%
FNF	C	-0.77%
COHR	B	-0.71%
TXRH	A	-0.62%
CLH	B	-0.61%
SCI	B	-0.61%
LECO	C	-0.58%
CCK	D	-0.56%
JEF	A	-0.52%
OVV	C	-0.52%
EXP	B	-0.5%
CHDN	C	-0.5%
RGLD	C	-0.49%
EVR	B	-0.49%
CIEN	B	-0.47%
FHN	A	-0.46%
WBS	A	-0.44%
TPX	B	-0.43%
EGP	C	-0.42%
CFR	B	-0.41%
PNFP	B	-0.4%
LNTH	F	-0.4%
CR	B	-0.4%
WTFC	B	-0.39%
HQY	B	-0.39%
NNN	F	-0.39%
SEIC	A	-0.38%
RRC	B	-0.38%
SSD	D	-0.38%
ZION	B	-0.38%
FYBR	D	-0.38%
AR	B	-0.38%
CBSH	A	-0.37%
TMHC	C	-0.37%
BERY	C	-0.37%
ESAB	B	-0.36%
FLS	B	-0.36%
VNO	C	-0.36%
SNV	B	-0.36%
EXLS	B	-0.35%
CVLT	A	-0.35%
RLI	A	-0.34%
LPX	B	-0.34%
MTSI	B	-0.33%
DBX	B	-0.32%
VMI	B	-0.32%
R	A	-0.32%
MTG	C	-0.31%
CADE	B	-0.31%
ONB	B	-0.31%
CYTK	C	-0.31%
WHR	B	-0.3%
COLB	B	-0.3%
CBT	C	-0.3%
ELF	C	-0.3%
THO	B	-0.29%
VNT	B	-0.29%
NOVT	C	-0.29%
GBCI	B	-0.29%
KBH	D	-0.29%
KRG	B	-0.29%
NFG	C	-0.28%
ESNT	D	-0.28%
RMBS	B	-0.27%
CNX	B	-0.27%
MMS	D	-0.27%
THG	A	-0.27%
DOCS	B	-0.26%
FNB	A	-0.26%
KD	A	-0.26%
NXST	C	-0.26%
JHG	B	-0.26%
VVV	B	-0.26%
AMG	B	-0.26%
BC	C	-0.26%
AVT	C	-0.25%
BDC	C	-0.25%
UMBF	B	-0.25%
UGI	D	-0.25%
GATX	A	-0.25%
CUZ	C	-0.24%
BYD	A	-0.24%
SON	D	-0.24%
NJR	A	-0.23%
LITE	A	-0.23%
CIVI	F	-0.23%
SLM	B	-0.23%
BCO	F	-0.23%
OZK	B	-0.23%
RYN	F	-0.22%
AVNT	B	-0.22%
ORA	C	-0.22%
MUR	F	-0.22%
WLK	F	-0.22%
SBRA	C	-0.22%
ASGN	C	-0.21%
VLY	B	-0.21%
M	D	-0.21%
EEFT	C	-0.21%
ASH	F	-0.21%
KRC	C	-0.21%
LOPE	B	-0.2%
OGS	A	-0.2%
ENS	D	-0.2%
SMG	D	-0.2%
OPCH	F	-0.19%
CDP	C	-0.19%
POWI	C	-0.19%
HAE	B	-0.19%
HOG	F	-0.19%
TEX	D	-0.18%
SR	C	-0.18%
NVST	C	-0.18%
PII	F	-0.18%
WU	F	-0.18%
ASB	B	-0.18%
MSM	B	-0.18%
CNO	B	-0.18%
VAL	F	-0.17%
SLAB	F	-0.17%
TNL	A	-0.17%
TCBI	B	-0.17%
WEN	C	-0.17%
FHI	A	-0.16%
ZI	D	-0.16%
ALGM	F	-0.16%
AMED	F	-0.16%
CHH	B	-0.16%
MAN	F	-0.15%
AMKR	F	-0.15%
PK	B	-0.15%
NEOG	F	-0.15%
PCH	F	-0.15%
BLKB	C	-0.15%
NSP	F	-0.14%
SYNA	D	-0.14%
PAG	B	-0.14%
BHF	B	-0.14%
GT	C	-0.13%
TDC	D	-0.13%
LIVN	C	-0.13%
CPRI	F	-0.12%
VC	D	-0.12%
ENOV	C	-0.12%
VAC	B	-0.12%
AZTA	F	-0.11%
RCM	B	-0.11%
CNXC	F	-0.1%
PPC	B	-0.1%
JWN	B	-0.1%
CRI	D	-0.09%
CAR	C	-0.08%
UAA	B	-0.08%
GEF	A	-0.07%
UA	B	-0.06%
MDY	A	-0.05%