HUSV vs. OUSA ETF Comparison

Comparison of First Trust Horizon Managed Volatility Domestic ETF (HUSV) to O'Shares FTSE U.S. Quality Dividend ETF (OUSA)

HUSV

First Trust Horizon Managed Volatility Domestic ETF

HUSV Description

The First Trust Horizon Managed Volatility Domestic ETF is an actively managed exchange-traded fund. The Fund's investment objective is to provide capital appreciation. Under normal market conditions, the Fund will seek to achieve its investment objective by investing at least 80% of its net assets (including investment borrowings) in common stocks of domestic companies listed and traded on U.S. national securities exchanges that Horizon Investments, LLC believes exhibit low future expected volatility.

Grade (RS Rating)

Last Trade

$39.34

Average Daily Volume

4,973

Number of Holdings ^*

74

* may have additional holdings in another (foreign) market

OUSA

O'Shares FTSE U.S. Quality Dividend ETF

OUSA Description

The investment seeks to track the performance (before fees and expenses) of its target index, the FTSE US Qual / Vol / Yield Factor 5% Capped Index (the "target index"). The U.S. target index is designed to measure the performance of publicly-listed large-capitalization and mid-capitalization dividend-paying issuers in the United States that meet certain market capitalization, liquidity, high quality, low volatility and dividend yield thresholds, as determined by FTSE-Russell (the "index provider"). Under normal market conditions, the fund will invest at least 80% of its total assets in the components of the U.S. target index.

Grade (RS Rating)

Last Trade

$54.59

Average Daily Volume

33,026

Number of Holdings ^*

99

* may have additional holdings in another (foreign) market

Performance

Period	HUSV	OUSA
30 Days	1.70%	1.26%
60 Days	3.21%	1.99%
90 Days	4.88%	4.58%
12 Months	21.41%	25.26%

35 Overlapping Holdings

	Symbol	Grade	Weight in HUSV	Weight in OUSA	Overlap
	ABBV	D	0.48%	0.87%	0.48%
	ABT	B	0.89%	1.49%	0.89%
	ADP	B	1.33%	0.76%	0.76%
	CL	D	2.17%	0.34%	0.34%
	CSCO	B	2.22%	3.07%	2.22%
	CTAS	B	1.12%	1.11%	1.11%
	CTSH	B	2.07%	0.4%	0.4%
	EA	A	1.0%	0.56%	0.56%
	GD	F	0.95%	0.31%	0.31%
	HD	A	0.38%	5.35%	0.38%
	HON	B	1.34%	0.72%	0.72%
	IBM	C	1.67%	0.56%	0.56%
	ITW	B	1.85%	1.34%	1.34%
	JNJ	D	1.37%	4.26%	1.37%
	KO	D	2.22%	0.76%	0.76%
	LMT	D	1.87%	1.07%	1.07%
	MA	C	1.33%	3.95%	1.33%
	MCD	D	1.36%	3.36%	1.36%
	MDT	D	0.65%	0.29%	0.29%
	MMC	B	2.33%	2.2%	2.2%
	MO	A	1.2%	0.66%	0.66%
	MSFT	F	2.08%	4.78%	2.08%
	MSI	B	2.45%	0.37%	0.37%
	NOC	D	0.71%	0.13%	0.13%
	PEP	F	1.24%	0.79%	0.79%
	PG	A	1.81%	2.62%	1.81%
	PM	B	1.43%	0.61%	0.61%
	SPGI	C	0.92%	0.43%	0.43%
	SYK	C	0.61%	0.31%	0.31%
	TJX	A	1.05%	1.39%	1.05%
	TMUS	B	1.5%	1.06%	1.06%
	UNP	C	0.78%	0.75%	0.75%
	V	A	1.3%	5.33%	1.3%
	WM	A	0.86%	0.39%	0.39%
	YUM	B	1.21%	0.57%	0.57%

HUSV Overweight 39 Positions Relative to OUSA

	Symbol	Grade	Weight
	BRK.A	B	2.53%
	RSG	A	2.48%
	PTC	A	2.41%
	ROP	B	2.22%
	LIN	D	2.02%
	VRSN	F	1.9%
	L	A	1.83%
	TDY	B	1.81%
	FE	C	1.79%
	ATO	A	1.79%
	ICE	C	1.76%
	KMI	A	1.54%
	NI	A	1.5%
	PPL	B	1.43%
	KDP	D	1.37%
	EVRG	A	1.36%
	FI	A	1.36%
	DUK	C	1.29%
	CME	A	1.2%
	CMS	C	1.14%
	COR	B	1.1%
	AVY	D	1.09%
	WTW	B	1.02%
	WMB	A	1.01%
	RTX	C	0.91%
	ED	D	0.86%
	OKE	A	0.86%
	ORLY	B	0.83%
	EQR	B	0.83%
	AVB	B	0.81%
	BSX	B	0.8%
	HOLX	D	0.77%
	WELL	A	0.73%
	HLT	A	0.66%
	BDX	F	0.66%
	O	D	0.63%
	ECL	D	0.61%
	LYB	F	0.51%
	AZO	C	0.5%

HUSV Underweight 64 Positions Relative to OUSA

	Symbol	Grade	Weight
	AAPL	C	-4.96%
	GOOGL	C	-3.96%
	MRK	F	-3.95%
	CMCSA	B	-3.75%
	ACN	C	-2.77%
	TXN	C	-2.36%
	UNH	C	-1.86%
	LOW	D	-1.48%
	LLY	F	-0.91%
	FAST	B	-0.86%
	COST	B	-0.82%
	T	A	-0.77%
	VZ	C	-0.74%
	TROW	B	-0.71%
	CB	C	-0.7%
	SBUX	A	-0.69%
	ORCL	B	-0.68%
	UPS	C	-0.67%
	MCO	B	-0.63%
	QCOM	F	-0.62%
	CAT	B	-0.61%
	BLK	C	-0.55%
	MSCI	C	-0.53%
	PAYX	C	-0.53%
	GRMN	B	-0.52%
	OTIS	C	-0.5%
	WMT	A	-0.47%
	JPM	A	-0.47%
	ZTS	D	-0.47%
	APH	A	-0.42%
	AVGO	D	-0.41%
	PCAR	B	-0.41%
	AON	A	-0.39%
	NKE	D	-0.39%
	EBAY	D	-0.33%
	ETN	A	-0.32%
	TSCO	D	-0.31%
	CBOE	B	-0.31%
	AMGN	D	-0.3%
	GWW	B	-0.29%
	CSX	B	-0.29%
	SNA	A	-0.27%
	TT	A	-0.25%
	MDLZ	F	-0.23%
	HSY	F	-0.22%
	KMB	D	-0.21%
	DE	A	-0.21%
	ELV	F	-0.19%
	GILD	C	-0.19%
	IEX	B	-0.17%
	CMI	A	-0.16%
	GGG	B	-0.16%
	EXPD	D	-0.16%
	A	D	-0.16%
	INTU	C	-0.16%
	AME	A	-0.15%
	VRSK	A	-0.15%
	ADI	D	-0.14%
	TMO	F	-0.13%
	GIS	D	-0.11%
	TGT	F	-0.11%
	KR	B	-0.08%
	KVUE	A	-0.08%
	CHD	B	-0.06%

HUSV: Top Represented Industries & Keywords

Industries: Utilities - Regulated Electric Aerospace & Defense Medical Devices Beverages - Soft Drinks Business Services Diversified Industrials Oil & Gas Midstream Specialty Chemicals Communication Equipment Credit Services Drug Manufacturers - Major Financial Data & Stock Exchanges Household & Personal Products Information Technology Services Insurance Brokers Medical Instruments & Supplies REIT - Residential Restaurants Specialty Retail Tobacco

Keywords: S&P 500 Nasdaq 100 Natural Gas Dow Jones Component Electricity Gas Transmission Aerospace Medicine Natural Gas Liquids Natural Gas Transmission Batteries Chemical Communications Systems Crude Oil Drink Natural Gas Distribution Natural Gas Storage Risk Management Acid Adhesives

OUSA: Top Represented Industries & Keywords

Industries: Diversified Industrials Drug Manufacturers - Major Household & Personal Products Business Services Semiconductors Aerospace & Defense Capital Markets Discount Stores Information Technology Services Medical Devices Restaurants Specialty Industrial Machinery Telecom Services Asset Management Beverages - Soft Drinks Communication Equipment Confectioners Credit Services Diagnostics & Research Farm & Construction Equipment

Keywords: S&P 500 Nasdaq 100 Dow Jones Component Electronics Insurance Pharmaceutical Products Aerospace Computing Medicine Mining Telecommunications Work From Home Broadband Clothing Department Store Grocery Store Operating System Retail Outlets Retail Store Retailing