HSMV vs. XJR ETF Comparison

Comparison of First Trust Horizon Managed Volatility Small/Mid ETF (HSMV) to iShares ESG Screened S&P Small-Cap ETF (XJR)

HSMV

First Trust Horizon Managed Volatility Small/Mid ETF

HSMV Description

The investment seeks to provide investors with capital appreciation. Under normal market conditions, the fund seeks to achieve its investment objective by investing at least 80% of its net assets (including investment borrowings) in small- and/or mid-capitalization common stocks listed and traded on U.S. national securities exchanges that Sub-Advisor believes exhibit low future expected volatility. It is non-diversified.

Grade (RS Rating)

Last Trade

$36.45

Average Daily Volume

1,106

Number of Holdings ^*

146

* may have additional holdings in another (foreign) market

XJR

iShares ESG Screened S&P Small-Cap ETF

XJR Description

The investment seeks to track the investment results of an index composed of small-capitalization U.S. equities while applying screens for company involvement in controversies and controversial business activities. The fund seeks to track the investment results of the S&P SmallCap 600 Sustainability Screened Index, which measures the performance of the small-capitalization sector of the U.S. equity market while excluding companies involved in controversial business activities and controversies, as determined by S&P Dow Jones Indices LLC. BFA uses a representative sampling indexing strategy to manage the fund. It is non-diversified.

Grade (RS Rating)

Last Trade

$41.16

Average Daily Volume

5,381

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	HSMV	XJR
30 Days	0.47%	-0.99%
60 Days	4.26%	-1.51%
90 Days	9.88%	9.22%
12 Months	26.01%	25.71%

1 Overlapping Holdings

	Symbol	Grade	Weight in HSMV	Weight in XJR	Overlap
	ENSG	D	0.77%	0.74%	0.74%

HSMV Overweight 145 Positions Relative to XJR

Symbol	Grade	Weight
ATR	A	2.04%
ORI	A	1.7%
POST	B	1.7%
INGR	A	1.67%
SEIC	B	1.65%
DTM	A	1.62%
CTRE	B	1.6%
OGE	A	1.53%
CACI	A	1.48%
IDA	B	1.46%
MSGS	B	1.37%
ADC	B	1.33%
DCI	B	1.33%
AMH	D	1.31%
CHE	B	1.29%
RLI	A	1.28%
FLO	C	1.26%
NJR	C	1.22%
AM	A	1.2%
NWE	A	1.18%
NNN	A	1.16%
NFG	A	1.15%
FHI	C	1.14%
OHI	C	1.13%
POR	B	1.11%
AFG	B	1.08%
GNTX	F	1.06%
MMS	A	1.06%
GGG	B	1.04%
GLPI	B	1.04%
NYT	B	1.02%
MDU	C	0.97%
DLB	D	0.93%
EHC	B	0.91%
FCPT	C	0.9%
EPR	C	0.89%
BKH	B	0.89%
MSA	D	0.87%
KBR	D	0.85%
ELS	D	0.83%
EFC	D	0.83%
LSTR	D	0.78%
ESNT	C	0.78%
AVA	B	0.77%
PECO	C	0.72%
PRI	A	0.71%
AWR	B	0.71%
CBSH	D	0.71%
OGS	A	0.71%
RNR	A	0.7%
EGP	D	0.7%
EPRT	C	0.68%
PBH	D	0.68%
LOPE	D	0.67%
SLGN	A	0.66%
CPK	B	0.65%
RGA	C	0.65%
RPM	C	0.63%
CW	A	0.63%
NMIH	C	0.61%
AMG	C	0.61%
AGO	D	0.6%
SF	A	0.6%
FCN	B	0.59%
IDCC	A	0.59%
PRGS	B	0.59%
SCI	C	0.58%
JHG	C	0.58%
FELE	B	0.57%
SBRA	C	0.57%
MTG	B	0.57%
ACM	B	0.56%
COLM	B	0.56%
BCPC	C	0.54%
CWT	D	0.54%
ARW	C	0.54%
RS	D	0.52%
AVT	B	0.52%
FNF	A	0.52%
EPC	F	0.52%
CHH	C	0.52%
GATX	D	0.51%
FR	C	0.48%
FLS	B	0.47%
LANC	F	0.47%
MSM	D	0.47%
LAMR	C	0.46%
MUSA	D	0.46%
BRX	B	0.46%
RYN	C	0.45%
CHDN	D	0.44%
PFGC	B	0.43%
ASH	F	0.42%
BWXT	A	0.42%
BLKB	C	0.42%
FAF	B	0.41%
SAIC	B	0.41%
RDN	D	0.41%
PB	D	0.4%
JEF	B	0.39%
CLH	C	0.39%
ENR	B	0.39%
CNO	C	0.39%
MAN	D	0.38%
ITT	B	0.38%
LXP	D	0.38%
GPK	B	0.38%
RGLD	C	0.35%
ABM	D	0.35%
IOSP	F	0.35%
BJ	D	0.35%
CSL	A	0.34%
AGCO	D	0.33%
FNB	D	0.33%
JJSF	A	0.33%
COOP	C	0.33%
LECO	F	0.33%
MTN	D	0.31%
G	A	0.31%
JAZZ	F	0.31%
EXEL	C	0.3%
KEX	C	0.3%
EVR	C	0.3%
MIDD	D	0.29%
CRI	D	0.28%
HRB	C	0.28%
ALV	F	0.28%
ONB	D	0.28%
KFY	C	0.28%
CUBE	C	0.27%
LFUS	C	0.27%
EVTC	D	0.27%
R	C	0.27%
LII	C	0.26%
ORA	B	0.26%
OSK	F	0.26%
AIN	D	0.26%
FSS	B	0.25%
HXL	F	0.24%
PLXS	B	0.24%
REXR	D	0.24%
CASY	D	0.24%
IRT	C	0.23%
PCH	C	0.21%
NSA	C	0.15%

HSMV Underweight 8 Positions Relative to XJR

Symbol	Grade	Weight
FN	C	-0.76%
MLI	B	-0.72%
ATI	B	-0.69%
SPXC	C	-0.66%
SPSC	D	-0.64%
CRS	B	-0.62%
MTH	B	-0.62%
GKOS	C	-0.58%