HSMV vs. SMCP ETF Comparison

Comparison of First Trust Horizon Managed Volatility Small/Mid ETF (HSMV) to AlphaMark Actively Managed Small Cap ETF (SMCP)

HSMV

First Trust Horizon Managed Volatility Small/Mid ETF

HSMV Description

The investment seeks to provide investors with capital appreciation. Under normal market conditions, the fund seeks to achieve its investment objective by investing at least 80% of its net assets (including investment borrowings) in small- and/or mid-capitalization common stocks listed and traded on U.S. national securities exchanges that Sub-Advisor believes exhibit low future expected volatility. It is non-diversified.

Grade (RS Rating)

Last Trade

$37.47

Average Daily Volume

1,339

Number of Holdings ^*

147

* may have additional holdings in another (foreign) market

SMCP

AlphaMark Actively Managed Small Cap ETF

SMCP Description

The investment seeks long-term growth of capital. Under normal circumstances, the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small cap companies listed on a U.S. exchange. It defines "equity securities" to include common and preferred stock, American Depositary Receipts ("ADRs"), real estate investment trusts ("REITs"), and exchange-traded funds ("ETFs"). The fund may invest up to 30% of its net assets in foreign equity securities of small cap companies traded on a U.S. exchange as ADRs, which may include companies in emerging markets. It is non-diversified.

Grade (RS Rating)

Last Trade

$33.93

Average Daily Volume

2,174

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	HSMV	SMCP
30 Days	0.45%	1.99%
60 Days	2.77%	2.55%
90 Days	6.22%	7.61%
12 Months	24.59%	31.63%

13 Overlapping Holdings

Symbol	Grade	Weight in HSMV	Weight in SMCP	Overlap
COOP	B	0.35%	1.01%	0.35%
CPK	A	0.64%	0.93%	0.64%
ENSG	D	0.75%	0.92%	0.75%
ESNT	D	0.66%	0.82%	0.66%
FCPT	C	0.82%	0.9%	0.82%
IDCC	A	0.77%	1.12%	0.77%
IOSP	C	0.36%	0.99%	0.36%
KFY	B	0.29%	1.0%	0.29%
LANC	D	0.49%	0.9%	0.49%
LXP	D	0.35%	0.87%	0.35%
NMIH	D	0.54%	0.88%	0.54%
PBH	A	0.74%	1.06%	0.74%
RDN	D	0.39%	0.88%	0.39%

HSMV Overweight 134 Positions Relative to SMCP

Symbol	Grade	Weight
ATR	B	2.16%
DTM	A	1.97%
SEIC	A	1.86%
INGR	B	1.74%
ORI	A	1.69%
CACI	C	1.62%
IDA	A	1.59%
OGE	A	1.57%
CTRE	D	1.53%
POST	D	1.53%
MSGS	B	1.41%
RLI	A	1.38%
DCI	B	1.34%
ADC	A	1.29%
FHI	A	1.23%
AMH	C	1.21%
AM	A	1.19%
NJR	A	1.19%
CHE	D	1.15%
NFG	A	1.14%
FLO	D	1.12%
OHI	C	1.11%
NWE	C	1.09%
AFG	A	1.08%
POR	C	1.06%
GGG	A	1.02%
MMS	D	1.01%
NNN	C	0.99%
GNTX	D	0.98%
NYT	D	0.97%
GLPI	C	0.96%
EHC	B	0.92%
KBR	D	0.91%
DLB	D	0.88%
BKH	A	0.87%
ELS	B	0.81%
MSA	D	0.81%
CBSH	A	0.81%
EPR	D	0.79%
LSTR	D	0.78%
PRI	A	0.76%
LOPE	B	0.76%
EFC	C	0.75%
PECO	A	0.73%
SF	A	0.73%
AWR	A	0.72%
CW	B	0.72%
AVA	C	0.72%
OGS	A	0.69%
CDP	C	0.67%
RNR	D	0.66%
SLGN	A	0.66%
RPM	A	0.66%
RGA	A	0.65%
JHG	A	0.65%
AGO	A	0.64%
EGP	D	0.63%
EPRT	C	0.63%
AMG	B	0.62%
SCI	A	0.61%
MDU	D	0.61%
PRGS	B	0.59%
SBRA	C	0.58%
FELE	B	0.57%
ACM	B	0.57%
GATX	A	0.56%
COLM	B	0.55%
RS	B	0.55%
CHH	A	0.55%
MTG	C	0.54%
BCPC	A	0.53%
FLS	A	0.52%
CWT	D	0.51%
FCN	F	0.5%
AVT	C	0.5%
FNF	C	0.49%
EPC	D	0.49%
BRX	A	0.47%
MSM	D	0.47%
BWXT	B	0.47%
MUSA	A	0.46%
ARW	D	0.46%
CHDN	C	0.45%
JEF	A	0.45%
PFGC	B	0.45%
CNO	A	0.44%
SAIC	D	0.44%
PB	A	0.44%
FR	D	0.44%
LAMR	D	0.43%
BLKB	C	0.42%
ENR	A	0.42%
RYN	D	0.41%
CLH	C	0.4%
EXEL	B	0.39%
ITT	A	0.38%
FNB	A	0.38%
FAF	C	0.38%
BJ	B	0.37%
ABM	B	0.37%
EVR	B	0.36%
G	A	0.36%
ASH	F	0.36%
GPK	D	0.36%
JAZZ	B	0.35%
LECO	C	0.35%
JJSF	C	0.33%
RGLD	A	0.33%
CSL	C	0.33%
MAN	F	0.32%
ONB	B	0.32%
KEX	A	0.31%
R	B	0.3%
OSK	B	0.29%
MTN	C	0.29%
ALV	C	0.29%
AGCO	D	0.29%
MIDD	C	0.28%
EVTC	C	0.28%
PLXS	B	0.27%
ORA	B	0.27%
HRB	D	0.26%
LFUS	D	0.25%
CASY	B	0.25%
LII	A	0.25%
CUBE	C	0.24%
AIN	C	0.24%
HXL	F	0.23%
FSS	B	0.23%
IRT	A	0.22%
CRI	F	0.21%
PCH	D	0.19%
REXR	F	0.19%
NSA	C	0.13%

HSMV Underweight 84 Positions Relative to SMCP

Symbol	Grade	Weight
LUMN	C	-1.71%
STRL	B	-1.43%
RIOT	C	-1.4%
CORT	C	-1.38%
SFM	B	-1.27%
TGNA	B	-1.24%
TCBI	A	-1.22%
HQY	A	-1.21%
KNF	B	-1.2%
SIG	C	-1.17%
JXN	B	-1.17%
CEIX	A	-1.16%
JBT	A	-1.14%
HTLF	B	-1.14%
UMBF	B	-1.13%
ARCH	B	-1.13%
CVBF	A	-1.13%
BTU	B	-1.12%
CADE	B	-1.12%
ACIW	B	-1.12%
MARA	C	-1.11%
AX	A	-1.1%
QLYS	C	-1.1%
CATY	A	-1.09%
VCYT	B	-1.08%
APAM	A	-1.07%
MWA	B	-1.07%
MATX	B	-1.07%
HWC	B	-1.06%
CARG	A	-1.05%
CPRX	C	-1.04%
TMHC	B	-1.03%
FFBC	A	-1.02%
FULT	A	-1.02%
CRC	A	-1.02%
MHO	D	-1.01%
WTS	A	-1.01%
BMI	C	-1.01%
CVLT	B	-1.0%
MGEE	A	-1.0%
WSFS	A	-0.99%
APLE	B	-0.99%
UFPI	C	-0.99%
BUR	D	-0.98%
MMSI	A	-0.98%
PRMW	C	-0.98%
WD	D	-0.97%
NPO	A	-0.97%
ALKS	C	-0.97%
HNI	B	-0.97%
SMPL	B	-0.96%
BCC	A	-0.96%
WHD	B	-0.95%
POWI	D	-0.94%
ATKR	C	-0.94%
ICFI	F	-0.94%
YOU	D	-0.94%
NHI	D	-0.93%
HALO	D	-0.92%
FBP	B	-0.92%
ASO	F	-0.91%
MTH	D	-0.91%
TPH	D	-0.9%
CABO	C	-0.89%
BNL	D	-0.89%
HP	C	-0.89%
KBH	D	-0.88%
KRYS	C	-0.87%
ENS	D	-0.87%
IPAR	C	-0.86%
DIOD	F	-0.85%
FORM	F	-0.84%
SPSC	F	-0.83%
NEOG	D	-0.83%
IIPR	F	-0.83%
AMR	C	-0.82%
PTEN	C	-0.81%
AEO	F	-0.79%
LNTH	F	-0.79%
STNE	F	-0.76%
LBRT	F	-0.75%
ACLS	F	-0.68%
STNG	F	-0.64%
PAGS	F	-0.56%