HSMV vs. SDVY ETF Comparison

Comparison of First Trust Horizon Managed Volatility Small/Mid ETF (HSMV) to First Trust SMID Cap Rising Dividend Achievers ETF (SDVY)

HSMV

First Trust Horizon Managed Volatility Small/Mid ETF

HSMV Description

The investment seeks to provide investors with capital appreciation. Under normal market conditions, the fund seeks to achieve its investment objective by investing at least 80% of its net assets (including investment borrowings) in small- and/or mid-capitalization common stocks listed and traded on U.S. national securities exchanges that Sub-Advisor believes exhibit low future expected volatility. It is non-diversified.

Grade (RS Rating)

Last Trade

$38.09

Average Daily Volume

1,340

Number of Holdings ^*

147

* may have additional holdings in another (foreign) market

SDVY

First Trust SMID Cap Rising Dividend Achievers ETF

SDVY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an index called the Nasdaq US Small Mid Cap Rising Dividend AchieversTM Index (the index). The fund will normally invest at least 90% of its net assets (including investment borrowings) in common stocks that comprise the index. The index is designed to provide access to a diversified portfolio of 100 small and mid cap companies with a history of raising their dividends and exhibit the characteristics to continue to do so in the future.

Grade (RS Rating)

Last Trade

$39.39

Average Daily Volume

1,255,136

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	HSMV	SDVY
30 Days	3.72%	6.75%
60 Days	5.02%	7.90%
90 Days	5.82%	8.74%
12 Months	26.13%	36.25%

13 Overlapping Holdings

Symbol	Grade	Weight in HSMV	Weight in SDVY	Overlap
AFG	A	1.08%	1.04%	1.04%
AGCO	D	0.31%	0.93%	0.31%
CRI	F	0.21%	0.79%	0.21%
ESNT	F	0.67%	0.88%	0.67%
G	B	0.35%	1.17%	0.35%
GGG	B	1.06%	1.03%	1.03%
ITT	A	0.38%	1.05%	0.38%
LECO	C	0.34%	1.12%	0.34%
LSTR	D	0.76%	1.04%	0.76%
MTG	C	0.55%	0.96%	0.55%
RDN	D	0.4%	0.97%	0.4%
RGA	A	0.67%	1.03%	0.67%
RS	B	0.54%	1.1%	0.54%

HSMV Overweight 134 Positions Relative to SDVY

Symbol	Grade	Weight
ATR	B	2.09%
DTM	A	2.06%
SEIC	B	1.89%
ORI	A	1.76%
IDA	A	1.65%
INGR	C	1.65%
OGE	A	1.59%
POST	C	1.56%
CTRE	C	1.54%
RLI	A	1.42%
MSGS	A	1.4%
ADC	A	1.34%
DCI	B	1.33%
CACI	D	1.29%
FHI	B	1.26%
AMH	C	1.24%
NJR	A	1.24%
AM	A	1.21%
NFG	A	1.18%
FLO	D	1.17%
CHE	D	1.16%
NWE	B	1.13%
OHI	C	1.08%
POR	C	1.07%
NNN	C	1.01%
GNTX	C	0.99%
GLPI	C	0.99%
NYT	D	0.95%
BKH	A	0.9%
EHC	B	0.9%
MMS	F	0.89%
FCPT	C	0.86%
DLB	B	0.85%
CBSH	B	0.83%
ELS	C	0.81%
MSA	F	0.8%
EPR	C	0.79%
PRI	B	0.78%
IDCC	B	0.77%
AVA	A	0.76%
PBH	A	0.76%
EFC	C	0.76%
KBR	F	0.75%
PECO	A	0.74%
LOPE	C	0.74%
ENSG	C	0.73%
AWR	B	0.72%
OGS	A	0.72%
SF	B	0.72%
RPM	A	0.68%
SLGN	A	0.68%
RNR	C	0.67%
CPK	A	0.67%
CW	C	0.67%
AGO	B	0.67%
JHG	B	0.66%
EPRT	B	0.65%
MDU	D	0.64%
AMG	B	0.63%
CDP	C	0.63%
EGP	D	0.63%
SCI	B	0.62%
PRGS	A	0.58%
ACM	B	0.57%
FELE	B	0.56%
GATX	A	0.56%
CHH	A	0.56%
SBRA	C	0.55%
COLM	C	0.55%
NMIH	C	0.55%
BCPC	B	0.53%
FLS	B	0.52%
CWT	C	0.51%
FNF	B	0.51%
EPC	F	0.49%
AVT	C	0.49%
FCN	F	0.49%
BRX	A	0.48%
BWXT	B	0.48%
MUSA	B	0.47%
LANC	C	0.46%
JEF	A	0.46%
PFGC	B	0.45%
FR	D	0.45%
CHDN	B	0.45%
ARW	D	0.45%
PB	B	0.45%
CNO	B	0.44%
MSM	C	0.44%
LAMR	C	0.43%
ENR	B	0.43%
RYN	D	0.42%
BLKB	B	0.41%
FAF	A	0.4%
FNB	A	0.38%
CLH	C	0.38%
EXEL	B	0.38%
ASH	F	0.36%
GPK	C	0.36%
ABM	B	0.36%
BJ	A	0.36%
COOP	B	0.35%
IOSP	C	0.35%
SAIC	F	0.35%
LXP	D	0.34%
RGLD	C	0.34%
EVR	B	0.34%
JAZZ	B	0.33%
CSL	C	0.33%
MAN	F	0.32%
KEX	B	0.31%
JJSF	C	0.31%
ONB	C	0.31%
R	B	0.3%
KFY	B	0.29%
MTN	C	0.29%
ALV	C	0.29%
MIDD	C	0.28%
EVTC	B	0.28%
OSK	C	0.28%
ORA	B	0.27%
PLXS	B	0.27%
CASY	A	0.26%
LII	A	0.26%
HRB	D	0.26%
FSS	B	0.24%
LFUS	D	0.24%
CUBE	C	0.24%
AIN	C	0.24%
IRT	A	0.23%
HXL	F	0.22%
REXR	F	0.2%
PCH	F	0.19%
NSA	C	0.13%

HSMV Underweight 81 Positions Relative to SDVY

Symbol	Grade	Weight
TPL	A	-1.44%
SYF	B	-1.27%
SNA	A	-1.26%
ZION	B	-1.24%
EWBC	A	-1.24%
PRDO	B	-1.24%
SNV	C	-1.24%
GRMN	B	-1.23%
MLI	B	-1.23%
UNM	A	-1.22%
MATX	C	-1.22%
WTFC	A	-1.21%
CALM	A	-1.2%
WTTR	A	-1.18%
JXN	C	-1.18%
CADE	B	-1.18%
STLD	B	-1.17%
J	D	-1.17%
HBAN	A	-1.16%
CR	A	-1.14%
IBOC	B	-1.14%
FIX	A	-1.14%
DELL	B	-1.13%
KTB	B	-1.13%
RHI	C	-1.13%
EME	A	-1.13%
RL	C	-1.12%
EQH	C	-1.12%
CMC	B	-1.12%
CMA	B	-1.12%
OC	A	-1.11%
RF	A	-1.11%
BKE	B	-1.1%
CFG	B	-1.1%
OZK	B	-1.1%
CINF	A	-1.1%
CRBG	B	-1.09%
IEX	C	-1.09%
EBC	B	-1.08%
CRC	A	-1.07%
SLM	A	-1.07%
FITB	B	-1.07%
VOYA	B	-1.05%
SM	B	-1.04%
ALLY	C	-1.04%
MGY	A	-1.03%
CF	A	-1.03%
PHIN	A	-1.03%
WHD	B	-1.03%
FBP	C	-1.02%
BEN	C	-1.02%
WGO	C	-1.02%
BCC	B	-1.02%
EDR	A	-1.01%
UFPI	C	-0.99%
TOL	B	-0.99%
OMC	C	-0.99%
TEX	F	-0.98%
BPOP	C	-0.96%
NTAP	C	-0.96%
EXPD	C	-0.95%
EG	C	-0.94%
IPG	D	-0.93%
AESI	B	-0.92%
SHOO	F	-0.92%
SLVM	B	-0.92%
DKS	D	-0.91%
LEA	F	-0.9%
DINO	D	-0.9%
KBH	D	-0.88%
PHM	D	-0.88%
AOS	F	-0.87%
VSH	F	-0.87%
WLK	D	-0.87%
WSM	C	-0.86%
WMS	F	-0.86%
MTH	D	-0.86%
IBP	D	-0.85%
AMKR	D	-0.83%
NSP	F	-0.83%
CCS	D	-0.82%