HART vs. FYC ETF Comparison

Comparison of IQ Healthy Hearts ETF (HART) to First Trust Small Cap Growth AlphaDEX Fund (FYC)
HART

IQ Healthy Hearts ETF

HART Description

The investment seeks investment results that correspond (before fees and expenses) generally to the price and yield performance of its underlying index, the IQ Candriam Healthy Hearts Index. The fund employs a passive management - or indexing - investment approach designed to track the performance of the index, which was developed by IndexIQ LLC with Candriam Belgium S.A. acting as index consultant to IndexIQ. The index includes securities of large-, mid- and small-capitalization companies that trade in the U.S. and foreign markets, including emerging markets other than China, Egypt, India, Kuwait, Pakistan, Qatar, Saudi Arabia and United Arab Emirates.

Grade (RS Rating)

Last Trade

$31.03

Average Daily Volume

830

Number of Holdings *

47

* may have additional holdings in another (foreign) market
FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$80.29

Average Daily Volume

26,348

Number of Holdings *

240

* may have additional holdings in another (foreign) market
Performance
Period HART FYC
30 Days -5.50% 5.74%
60 Days -6.14% 8.07%
90 Days -5.38% 13.90%
12 Months 13.55% 41.37%
3 Overlapping Holdings
Symbol Grade Weight in HART Weight in FYC Overlap
BEAM C 0.52% 0.13% 0.13%
PTON C 0.91% 0.6% 0.6%
RYTM C 0.67% 0.68% 0.67%
HART Overweight 44 Positions Relative to FYC
Symbol Grade Weight
GOOGL B 5.73%
ABT A 5.42%
UNH C 5.36%
AAPL C 5.32%
JNJ D 4.88%
PFE F 4.79%
NVS D 4.63%
LLY F 4.37%
BSX A 3.33%
BMY A 3.08%
MDT D 2.86%
ELV F 2.44%
NKE F 2.33%
HCA F 1.67%
EW C 1.02%
GIS F 0.94%
GRMN B 0.85%
CNC F 0.79%
ATRC C 0.72%
DECK A 0.69%
UAA C 0.68%
IRTC C 0.63%
PLNT A 0.63%
PNR B 0.63%
PEN B 0.62%
NARI C 0.61%
K B 0.6%
ONON B 0.6%
VFC C 0.59%
EHC B 0.58%
UTHR C 0.57%
MMSI A 0.56%
COLM B 0.56%
HAYW B 0.56%
SEM B 0.55%
LIVN D 0.55%
POOL D 0.54%
MTN C 0.52%
THC C 0.52%
CYTK D 0.51%
MOH F 0.47%
DKS D 0.45%
MODG F 0.44%
ACHC F 0.26%
HART Underweight 237 Positions Relative to FYC
Symbol Grade Weight
RKLB B -1.06%
EAT A -0.91%
PAYO A -0.82%
POWL C -0.81%
PRIM A -0.81%
TGTX B -0.79%
IESC A -0.79%
ROAD A -0.76%
IDCC B -0.76%
STRL A -0.75%
WWW A -0.75%
TRUP B -0.74%
QCRH B -0.73%
ENVA B -0.72%
GVA A -0.72%
WULF C -0.71%
PJT B -0.71%
DOCS C -0.71%
LRN A -0.7%
STEP B -0.69%
USLM A -0.69%
FTDR B -0.69%
MCY B -0.69%
ACLX C -0.68%
CNK A -0.68%
ATGE B -0.67%
LMND A -0.67%
ALHC C -0.65%
VCYT B -0.65%
GSHD B -0.64%
PRCT B -0.64%
TRN A -0.64%
AMRX C -0.64%
REVG B -0.63%
SKYW B -0.62%
PBI B -0.61%
HNI B -0.61%
ADMA C -0.6%
NHC B -0.6%
TBBK B -0.6%
CHEF B -0.59%
DSGR C -0.59%
AGIO C -0.59%
CALM A -0.58%
KYMR C -0.58%
HWKN B -0.58%
SKWD A -0.58%
SLVM C -0.58%
MIRM C -0.57%
SGBX F -0.57%
INTA B -0.57%
SYBT B -0.57%
DORM B -0.57%
CWAN B -0.57%
ALKT B -0.56%
VCTR B -0.55%
NBHC B -0.55%
PRK B -0.55%
JANX C -0.54%
MWA B -0.54%
PRM B -0.54%
CDE C -0.54%
OSW B -0.54%
PTGX D -0.54%
PTCT C -0.54%
PLMR A -0.53%
CHWY B -0.53%
SATS C -0.53%
MNKD B -0.53%
CPRX C -0.52%
LMAT A -0.52%
TGLS B -0.51%
CRAI B -0.51%
NPAB F -0.49%
CCOI B -0.49%
LFST C -0.49%
SMTC C -0.49%
PRGS B -0.48%
SABR B -0.48%
AORT B -0.48%
YOU D -0.48%
OUT A -0.48%
UFPT C -0.47%
BCRX D -0.47%
LITE B -0.47%
FBP B -0.47%
CENX B -0.46%
VERX A -0.45%
WTTR A -0.43%
MBIN F -0.43%
ASTH F -0.43%
NMIH D -0.43%
OSCR C -0.43%
APOG B -0.42%
SITM B -0.42%
CAKE B -0.42%
CARG B -0.42%
NRIX C -0.42%
SHAK C -0.42%
MGNI A -0.42%
RNG C -0.41%
BANF B -0.41%
GABC B -0.41%
CIFR C -0.4%
BGC C -0.4%
SEMR C -0.4%
WT A -0.4%
VITL D -0.39%
GFF B -0.39%
OII B -0.39%
GERN F -0.39%
CHCO B -0.39%
HRMY F -0.39%
HURN B -0.39%
UE A -0.38%
KTOS C -0.38%
ESE B -0.38%
BLBD F -0.38%
COLL F -0.37%
AZZ A -0.36%
KN B -0.36%
AAT A -0.36%
OSIS A -0.35%
BRC C -0.34%
AMPH F -0.33%
ICFI F -0.33%
DOCN D -0.33%
ESRT C -0.33%
IOVA F -0.32%
PMT D -0.32%
ADUS D -0.32%
NHI D -0.32%
FLNC C -0.32%
CWT C -0.32%
ASPN F -0.32%
NSA C -0.31%
WRBY A -0.31%
HLIT D -0.3%
KNTK A -0.3%
TWST F -0.3%
BLFS C -0.3%
HEES C -0.29%
LGND C -0.28%
BKD F -0.28%
MGEE A -0.28%
DRVN B -0.28%
TNL B -0.28%
CEIX A -0.28%
IIPR F -0.27%
LKFN B -0.27%
OCUL C -0.27%
EPAC B -0.27%
AROC A -0.27%
NEO C -0.26%
SKT A -0.26%
WDFC B -0.26%
SXI B -0.26%
BANC B -0.26%
AGYS A -0.26%
AGM B -0.26%
SWI B -0.25%
MAC A -0.25%
ARQT C -0.25%
ANIP D -0.24%
CDP C -0.24%
TNDM F -0.24%
UMH A -0.24%
IAS D -0.24%
CPK A -0.24%
NXRT A -0.24%
FCPT C -0.23%
GTX F -0.23%
JJSF C -0.23%
SXT C -0.23%
DNLI C -0.23%
KW B -0.23%
CMPR F -0.23%
SCS B -0.23%
GTY A -0.23%
ACVA A -0.23%
EPR D -0.22%
PHR F -0.22%
AESI B -0.22%
HLX C -0.22%
AIV C -0.22%
ELME D -0.22%
CDRE F -0.21%
HUMA F -0.21%
RXST F -0.21%
EVH F -0.21%
ALX D -0.21%
NVAX F -0.2%
MYGN F -0.2%
SOUN C -0.17%
TGI A -0.16%
MIR A -0.16%
ARDX F -0.16%
PAR A -0.16%
CBZ B -0.14%
SMPL B -0.13%
CLB C -0.13%
BL C -0.13%
APPN C -0.13%
APAM B -0.13%
MLNK C -0.13%
ACAD C -0.13%
CARS C -0.13%
CTS C -0.13%
WABC B -0.13%
PLAY D -0.13%
FBRT C -0.12%
THR B -0.12%
AMC D -0.12%
AWR A -0.12%
YELP C -0.12%
LTC B -0.12%
STRA C -0.12%
TR B -0.12%
WEN C -0.12%
TNC F -0.11%
PZZA F -0.11%
NSSC F -0.11%
RRR F -0.11%
ARLO C -0.11%
FOLD F -0.11%
ENVX F -0.11%
BXMT C -0.11%
IRDM F -0.11%
VECO F -0.1%
JOE F -0.1%
GNL D -0.1%
AZTA F -0.1%
JAMF F -0.1%
CLDX F -0.09%
XPRO F -0.09%
RLAY F -0.09%
LPG F -0.09%
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