GINX vs. PFLD ETF Comparison

Comparison of SGI Enhanced Global Income ETF (GINX) to AAM Low Duration Preferred and Income Securities ETF (PFLD)

GINX

SGI Enhanced Global Income ETF

GINX Description

The fund is an actively-managed exchange-traded fund ("ETF") and seeks to achieve its objective by (1) actively investing in global companies that offer dividend income and that trade on U.S. stock exchanges and (2) investing in options strategies that seek to generate current income. The fund uses an actively traded put and call options strategy that choose deep out-of-the-money strike prices generally expiring within 1-7 days to generate income.

Grade (RS Rating)

Last Trade

$26.59

Average Daily Volume

7,089

Number of Holdings ^*

* may have additional holdings in another (foreign) market

PFLD

AAM Low Duration Preferred and Income Securities ETF

PFLD Description

The investment seeks to track the total return performance, before fees and expenses, of the ICE 0-5 Year Duration Exchange-Listed Preferred & Hybrid Securities Index. The index measures the performance of exchange-listed, U.S. dollar-denominated preferred securities and hybrid securities listed on the New York Stock Exchange (NYSE) or NASDAQ Capital Market (NASDAQ) with an option-adjusted duration of less than 5 years. Under normal circumstances, at least 80% of the fund's total assets (exclusive of any collateral held from securities lending) will be invested in the component securities of the index.

Grade (RS Rating)

Last Trade

$21.06

Average Daily Volume

133,402

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	GINX	PFLD
30 Days	-0.93%	-0.42%
60 Days	-0.98%	-1.21%
90 Days	-1.34%	0.62%
12 Months		8.92%

1 Overlapping Holdings

	Symbol	Grade	Weight in GINX	Weight in PFLD	Overlap
	BAC	A	0.56%	0.69%	0.56%

GINX Overweight 92 Positions Relative to PFLD

Symbol	Grade	Weight
C	A	4.18%
TAK	D	3.79%
INFY	C	3.7%
CL	D	3.68%
NGG	D	3.63%
META	D	3.44%
GOOG	C	3.25%
UMC	F	3.15%
LLY	F	3.04%
WCC	B	3.01%
QCOM	F	2.48%
NTES	D	2.15%
MRK	D	2.11%
UPS	C	2.04%
WIT	B	1.85%
LPX	B	1.62%
NVO	F	1.51%
CBRE	B	1.37%
NICE	D	1.36%
KOF	F	1.32%
CSX	C	1.3%
CWEN	C	1.1%
LRCX	F	1.09%
BRK.A	B	0.99%
UNP	C	0.95%
KO	D	0.93%
MBI	B	0.92%
ABBV	F	0.88%
PGR	A	0.78%
IBN	C	0.76%
BBVA	D	0.75%
BK	A	0.66%
WF	C	0.62%
MCK	A	0.6%
CFG	B	0.59%
AXP	A	0.57%
TPR	B	0.57%
ALL	A	0.56%
AEP	C	0.56%
TSN	B	0.55%
EOG	A	0.55%
JPM	A	0.55%
UFPI	C	0.54%
FDX	B	0.54%
CIG	C	0.54%
MKL	A	0.54%
BPOP	C	0.54%
EVRG	A	0.53%
TJX	A	0.53%
EQH	C	0.53%
PRU	A	0.52%
SWX	B	0.52%
IX	F	0.52%
INGR	C	0.52%
BBWI	C	0.52%
CIB	B	0.51%
APH	A	0.51%
PSX	C	0.51%
JXN	C	0.51%
PBR	D	0.51%
MA	B	0.51%
NFG	A	0.5%
UHS	D	0.5%
VIPS	F	0.5%
COST	A	0.5%
TGT	F	0.5%
DE	B	0.49%
OXY	D	0.49%
SAN	D	0.49%
DD	C	0.49%
ASR	D	0.49%
LMT	D	0.48%
RPRX	D	0.48%
HCA	F	0.48%
DUK	C	0.48%
SAP	B	0.48%
LOGI	D	0.48%
RDY	F	0.47%
UL	D	0.47%
ELV	F	0.47%
RIO	D	0.47%
BABA	D	0.46%
TSM	B	0.46%
SHG	C	0.46%
AMAT	F	0.45%
ZTO	F	0.44%
JD	D	0.44%
SNN	D	0.44%
HMC	F	0.43%
TLK	D	0.43%
REGN	F	0.4%
MPWR	F	0.31%

GINX Underweight 40 Positions Relative to PFLD

Symbol	Grade	Weight
TBB	C	-1.97%
TBC	C	-1.27%
SREA	D	-1.17%
CMSD	C	-0.98%
AGNC	C	-0.89%
PRS	C	-0.87%
CHSCL	B	-0.84%
DUKB	D	-0.78%
QRTEP	F	-0.78%
CHSCM	D	-0.78%
FITBI	B	-0.71%
SOJC	D	-0.68%
CHSCN	D	-0.67%
RZB	C	-0.62%
AQNB	C	-0.55%
ESGRP	D	-0.53%
AGNCN	A	-0.52%
UNMA	C	-0.47%
WTFCP	A	-0.45%
MGR	D	-0.45%
CMSC	C	-0.43%
NRUC	D	-0.38%
DDT	B	-0.32%
CMSA	C	-0.31%
FCNCO	C	-0.3%
SLMBP	C	-0.29%
TVE	C	-0.29%
NYMTM	A	-0.28%
AFGD	C	-0.23%
ZIONO	D	-0.23%
NYMTN	D	-0.21%
NYMTL	A	-0.2%
AFGB	C	-0.19%
WTFCM	A	-0.19%
VLYPP	A	-0.18%
ENO	D	-0.17%
BPOPM	C	-0.16%
VLYPO	B	-0.15%
RILYN	C	-0.14%
FATBP	F	-0.11%

GINX: Top Represented Industries & Keywords

Industries: Banks - Global Insurance - Property & Casualty Semiconductors Utilities - Regulated Electric Banks - Regional - Asia Biotechnology Credit Services Drug Manufacturers - Major Integrated Shipping & Logistics Internet Content & Information Oil & Gas E&P Specialty Retail Apparel Stores Asset Management Banks - Regional - US Beverages - Soft Drinks Discount Stores Drug Manufacturers - Specialty & Generic Household & Personal Products Information Technology Services