GINX vs. FXO ETF Comparison

Comparison of SGI Enhanced Global Income ETF (GINX) to First Trust Financials AlphaDEX (FXO)

GINX

SGI Enhanced Global Income ETF

GINX Description

The fund is an actively-managed exchange-traded fund ("ETF") and seeks to achieve its objective by (1) actively investing in global companies that offer dividend income and that trade on U.S. stock exchanges and (2) investing in options strategies that seek to generate current income. The fund uses an actively traded put and call options strategy that choose deep out-of-the-money strike prices generally expiring within 1-7 days to generate income.

Grade (RS Rating)

Last Trade

$26.38

Average Daily Volume

7,034

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FXO

First Trust Financials AlphaDEX

FXO Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Financials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the financial services sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$56.53

Average Daily Volume

52,375

Number of Holdings ^*

101

* may have additional holdings in another (foreign) market

Performance

Period	GINX	FXO
30 Days	-2.74%	5.33%
60 Days	-0.43%	12.24%
90 Days	-0.79%	14.81%
12 Months		49.20%

12 Overlapping Holdings

Symbol	Grade	Weight in GINX	Weight in FXO	Overlap
ALL	A	0.53%	1.58%	0.53%
BAC	A	0.53%	0.66%	0.53%
BK	A	0.64%	0.62%	0.62%
BPOP	C	0.53%	1.44%	0.53%
BRK.A	A	0.95%	1.17%	0.95%
C	A	4.06%	1.0%	1.0%
CFG	A	0.57%	0.65%	0.57%
EQH	B	0.53%	1.31%	0.53%
JPM	A	0.52%	0.65%	0.52%
MKL	A	0.51%	1.22%	0.51%
PGR	B	0.76%	1.57%	0.76%
PRU	A	0.49%	0.29%	0.29%

GINX Overweight 82 Positions Relative to FXO

Symbol	Grade	Weight
TAK	D	3.78%
INFY	D	3.65%
NGG	D	3.64%
META	C	3.6%
CL	D	3.5%
GOOG	B	3.33%
UMC	F	3.29%
LLY	F	3.18%
WCC	A	3.0%
QCOM	F	2.62%
MRK	F	2.16%
UPS	C	2.0%
NTES	C	1.99%
WIT	B	1.84%
NVO	F	1.56%
LPX	A	1.55%
NICE	D	1.43%
KOF	F	1.38%
CBRE	B	1.36%
CSX	B	1.29%
LRCX	F	1.21%
CWEN	D	1.09%
ABBV	F	1.04%
UNP	D	0.96%
KO	D	0.93%
IBN	C	0.76%
BBVA	D	0.75%
MBI	B	0.63%
WF	D	0.62%
MCK	A	0.59%
AXP	A	0.56%
AEP	C	0.55%
JXN	B	0.55%
UFPI	C	0.54%
INGR	B	0.54%
IX	D	0.53%
BBWI	C	0.52%
VIPS	F	0.52%
APH	B	0.52%
TPR	A	0.51%
EOG	A	0.51%
JD	C	0.51%
AMAT	F	0.51%
DD	D	0.51%
CIG	C	0.51%
RIO	F	0.51%
FDX	A	0.51%
CIB	C	0.51%
EVRG	A	0.5%
COST	B	0.5%
MA	A	0.5%
UHS	D	0.5%
TJX	A	0.5%
BABA	D	0.5%
TSM	B	0.49%
SHG	D	0.49%
RDY	D	0.49%
TGT	D	0.49%
SWX	A	0.49%
OXY	F	0.49%
TSN	A	0.49%
DE	D	0.49%
ELV	F	0.49%
ASR	F	0.49%
SAP	C	0.49%
LOGI	F	0.49%
PBR	D	0.48%
RPRX	F	0.48%
LMT	D	0.48%
SAN	C	0.48%
PSX	C	0.48%
HCA	D	0.48%
NFG	A	0.47%
UL	D	0.47%
ZTO	D	0.46%
TLK	F	0.46%
DUK	C	0.46%
HMC	F	0.45%
REGN	F	0.43%
SNN	D	0.43%
MPWR	F	0.41%
AZN	F	-0.01%

GINX Underweight 89 Positions Relative to FXO

Symbol	Grade	Weight
GS	A	-1.82%
KKR	A	-1.78%
JHG	A	-1.77%
JEF	A	-1.77%
TPG	B	-1.76%
WTM	A	-1.68%
AGO	A	-1.68%
CINF	A	-1.67%
TROW	A	-1.65%
AMG	A	-1.59%
BEN	C	-1.59%
RNR	D	-1.5%
MTG	C	-1.46%
WBS	A	-1.44%
EG	D	-1.43%
ACGL	C	-1.39%
HLI	A	-1.37%
COLB	A	-1.36%
UNM	A	-1.36%
OMF	A	-1.36%
SEIC	A	-1.35%
BX	A	-1.35%
FNB	A	-1.33%
LNC	A	-1.29%
OZK	A	-1.26%
RYAN	A	-1.25%
TW	B	-1.24%
ALLY	C	-1.23%
AXS	A	-1.23%
L	A	-1.22%
GL	B	-1.2%
CNA	C	-1.17%
FHN	A	-1.16%
WFC	A	-1.14%
MS	A	-1.14%
ZION	A	-1.13%
EWBC	A	-1.13%
UWMC	F	-1.12%
MTB	A	-1.08%
HBAN	A	-1.08%
FCNCA	A	-1.08%
WTFC	A	-1.08%
NTRS	A	-1.07%
NU	C	-1.02%
BRO	B	-0.99%
STT	B	-0.98%
CRBG	B	-0.97%
SOFI	A	-0.96%
SLM	A	-0.93%
MCO	C	-0.92%
HIG	C	-0.91%
AFL	C	-0.89%
CB	C	-0.89%
OWL	A	-0.69%
FHB	A	-0.68%
AMP	A	-0.68%
CMA	A	-0.67%
PB	A	-0.65%
VIRT	A	-0.65%
TRV	A	-0.64%
USB	B	-0.64%
RF	A	-0.64%
PNC	A	-0.64%
BOKF	A	-0.64%
FITB	A	-0.63%
WRB	A	-0.62%
VOYA	A	-0.6%
WAL	A	-0.6%
ORI	A	-0.6%
RJF	A	-0.38%
APO	A	-0.38%
SF	A	-0.36%
PNFP	A	-0.36%
CFR	A	-0.36%
DFS	A	-0.36%
CBSH	A	-0.34%
KEY	A	-0.33%
MORN	B	-0.32%
AIZ	A	-0.31%
RGA	A	-0.3%
AFG	A	-0.3%
AIG	B	-0.3%
AJG	A	-0.3%
PFG	C	-0.29%
XP	F	-0.28%
STWD	D	-0.28%
FNF	C	-0.28%
FAF	C	-0.28%
AGNC	C	-0.27%

GINX: Top Represented Industries & Keywords

Industries: Banks - Global Drug Manufacturers - Major Insurance - Property & Casualty Semiconductors Utilities - Regulated Electric Banks - Regional - Asia Biotechnology Credit Services Integrated Shipping & Logistics Internet Content & Information Oil & Gas E&P Specialty Retail Apparel Stores Asset Management Banks - Regional - US Beverages - Soft Drinks Discount Stores Drug Manufacturers - Specialty & Generic Household & Personal Products Information Technology Services