FYC vs. RWO ETF Comparison

Comparison of First Trust Small Cap Growth AlphaDEX Fund (FYC) to SPDR DJ Wilshire Global Real Estate ETF (RWO)

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$83.20

Average Daily Volume

28,154

Number of Holdings ^*

240

* may have additional holdings in another (foreign) market

RWO

SPDR DJ Wilshire Global Real Estate ETF

RWO Description

The investment seeks investment results that, before fees and expenses, correspond generally to the total return performance of an index. The fund employs a sampling strategy in seeking to track the performance of the Dow Jones Global Select Real Estate Securities Indexsm. It invests substantially all, but at least 80%, of its total assets in the securities comprising the index or in ADRs or GDRs based on securities comprising the index. The index is a float-adjusted market capitalization index designed to measure the performance of publicly traded global real estate securities. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$45.82

Average Daily Volume

100,898

Number of Holdings ^*

100

* may have additional holdings in another (foreign) market

Performance

Period	FYC	RWO
30 Days	11.90%	-1.36%
60 Days	12.40%	-4.10%
90 Days	15.20%	-0.22%
12 Months	46.68%	19.94%

18 Overlapping Holdings

Symbol	Grade	Weight in FYC	Weight in RWO	Overlap
AAT	B	0.36%	0.09%	0.09%
AIV	C	0.22%	0.08%	0.08%
CDP	C	0.24%	0.23%	0.23%
ELME	D	0.22%	0.1%	0.1%
EPR	D	0.22%	0.23%	0.22%
ESRT	C	0.33%	0.1%	0.1%
FCPT	C	0.23%	0.18%	0.18%
GNL	F	0.1%	0.1%	0.1%
GTY	B	0.23%	0.1%	0.1%
IIPR	D	0.27%	0.2%	0.2%
KW	B	0.23%	0.09%	0.09%
MAC	B	0.25%	0.28%	0.25%
NHI	D	0.32%	0.23%	0.23%
NSA	D	0.31%	0.2%	0.2%
NXRT	B	0.24%	0.07%	0.07%
SKT	B	0.26%	0.27%	0.26%
UE	C	0.38%	0.19%	0.19%
UMH	C	0.24%	0.09%	0.09%

FYC Overweight 222 Positions Relative to RWO

Symbol	Grade	Weight
RKLB	B	1.06%
EAT	A	0.91%
PAYO	A	0.82%
POWL	C	0.81%
PRIM	A	0.81%
TGTX	B	0.79%
IESC	B	0.79%
ROAD	A	0.76%
IDCC	A	0.76%
STRL	B	0.75%
WWW	B	0.75%
TRUP	B	0.74%
QCRH	A	0.73%
ENVA	B	0.72%
GVA	A	0.72%
WULF	C	0.71%
PJT	A	0.71%
DOCS	C	0.71%
LRN	A	0.7%
STEP	B	0.69%
USLM	A	0.69%
FTDR	A	0.69%
MCY	A	0.69%
ACLX	C	0.68%
RYTM	C	0.68%
CNK	B	0.68%
ATGE	B	0.67%
LMND	B	0.67%
ALHC	C	0.65%
VCYT	B	0.65%
GSHD	A	0.64%
PRCT	B	0.64%
TRN	C	0.64%
AMRX	C	0.64%
REVG	B	0.63%
SKYW	B	0.62%
PBI	B	0.61%
HNI	B	0.61%
PTON	B	0.6%
ADMA	B	0.6%
NHC	C	0.6%
TBBK	B	0.6%
CHEF	A	0.59%
DSGR	D	0.59%
AGIO	C	0.59%
CALM	A	0.58%
KYMR	D	0.58%
HWKN	B	0.58%
SKWD	A	0.58%
SLVM	B	0.58%
MIRM	B	0.57%
SGBX	F	0.57%
INTA	A	0.57%
SYBT	B	0.57%
DORM	B	0.57%
CWAN	B	0.57%
ALKT	B	0.56%
VCTR	B	0.55%
NBHC	B	0.55%
PRK	B	0.55%
JANX	C	0.54%
MWA	B	0.54%
PRM	C	0.54%
CDE	D	0.54%
OSW	A	0.54%
PTGX	C	0.54%
PTCT	B	0.54%
PLMR	B	0.53%
CHWY	B	0.53%
SATS	D	0.53%
MNKD	C	0.53%
CPRX	C	0.52%
LMAT	A	0.52%
TGLS	B	0.51%
CRAI	B	0.51%
NPAB	B	0.49%
CCOI	B	0.49%
LFST	C	0.49%
SMTC	B	0.49%
PRGS	A	0.48%
SABR	C	0.48%
AORT	B	0.48%
YOU	D	0.48%
OUT	A	0.48%
UFPT	B	0.47%
BCRX	D	0.47%
LITE	B	0.47%
FBP	B	0.47%
CENX	B	0.46%
VERX	B	0.45%
WTTR	B	0.43%
MBIN	D	0.43%
ASTH	D	0.43%
NMIH	D	0.43%
OSCR	D	0.43%
APOG	B	0.42%
SITM	B	0.42%
CAKE	C	0.42%
CARG	C	0.42%
NRIX	D	0.42%
SHAK	C	0.42%
MGNI	A	0.42%
RNG	B	0.41%
BANF	B	0.41%
GABC	B	0.41%
CIFR	B	0.4%
BGC	C	0.4%
SEMR	B	0.4%
WT	B	0.4%
VITL	D	0.39%
GFF	A	0.39%
OII	B	0.39%
GERN	D	0.39%
CHCO	B	0.39%
HRMY	D	0.39%
HURN	B	0.39%
KTOS	B	0.38%
ESE	B	0.38%
BLBD	D	0.38%
COLL	F	0.37%
AZZ	B	0.36%
KN	B	0.36%
OSIS	B	0.35%
BRC	D	0.34%
AMPH	D	0.33%
ICFI	F	0.33%
DOCN	D	0.33%
IOVA	F	0.32%
PMT	D	0.32%
ADUS	D	0.32%
FLNC	C	0.32%
CWT	D	0.32%
ASPN	F	0.32%
WRBY	B	0.31%
HLIT	D	0.3%
KNTK	B	0.3%
TWST	D	0.3%
BLFS	C	0.3%
HEES	B	0.29%
LGND	B	0.28%
BKD	D	0.28%
MGEE	C	0.28%
DRVN	B	0.28%
TNL	A	0.28%
CEIX	A	0.28%
LKFN	B	0.27%
OCUL	D	0.27%
EPAC	B	0.27%
AROC	B	0.27%
NEO	C	0.26%
WDFC	B	0.26%
SXI	B	0.26%
BANC	A	0.26%
AGYS	A	0.26%
AGM	C	0.26%
SWI	B	0.25%
ARQT	C	0.25%
ANIP	F	0.24%
TNDM	F	0.24%
IAS	C	0.24%
CPK	A	0.24%
GTX	D	0.23%
JJSF	B	0.23%
SXT	B	0.23%
DNLI	D	0.23%
CMPR	D	0.23%
SCS	C	0.23%
ACVA	B	0.23%
PHR	F	0.22%
AESI	B	0.22%
HLX	B	0.22%
CDRE	D	0.21%
HUMA	F	0.21%
RXST	F	0.21%
EVH	F	0.21%
ALX	D	0.21%
NVAX	F	0.2%
MYGN	F	0.2%
SOUN	C	0.17%
TGI	B	0.16%
MIR	A	0.16%
ARDX	F	0.16%
PAR	B	0.16%
CBZ	B	0.14%
SMPL	B	0.13%
BEAM	D	0.13%
CLB	B	0.13%
BL	B	0.13%
APPN	B	0.13%
APAM	B	0.13%
MLNK	B	0.13%
ACAD	D	0.13%
CARS	B	0.13%
CTS	C	0.13%
WABC	B	0.13%
PLAY	D	0.13%
FBRT	C	0.12%
THR	B	0.12%
AMC	C	0.12%
AWR	B	0.12%
YELP	C	0.12%
LTC	B	0.12%
STRA	C	0.12%
TR	B	0.12%
WEN	D	0.12%
TNC	D	0.11%
PZZA	D	0.11%
NSSC	D	0.11%
RRR	D	0.11%
ARLO	C	0.11%
FOLD	F	0.11%
ENVX	F	0.11%
BXMT	C	0.11%
IRDM	D	0.11%
VECO	F	0.1%
JOE	F	0.1%
AZTA	D	0.1%
JAMF	F	0.1%
CLDX	F	0.09%
XPRO	F	0.09%
RLAY	F	0.09%
LPG	F	0.09%

FYC Underweight 82 Positions Relative to RWO

Symbol	Grade	Weight
PLD	D	-7.27%
EQIX	A	-5.83%
WELL	A	-5.32%
DLR	B	-3.75%
SPG	B	-3.74%
PSA	D	-3.57%
O	D	-3.34%
EXR	D	-2.37%
AVB	B	-2.21%
VTR	C	-1.79%
EQR	B	-1.71%
ESS	B	-1.33%
INVH	D	-1.31%
MAA	B	-1.26%
ARE	D	-1.15%
KIM	A	-1.14%
DOC	D	-1.02%
SUI	D	-1.0%
UDR	B	-0.92%
ELS	C	-0.91%
CPT	B	-0.88%
HST	C	-0.84%
WPC	D	-0.82%
REG	B	-0.82%
AMH	D	-0.81%
BXP	D	-0.79%
CUBE	D	-0.74%
OHI	C	-0.7%
REXR	F	-0.62%
BRX	A	-0.59%
FRT	B	-0.58%
EGP	F	-0.57%
ADC	B	-0.52%
NNN	D	-0.52%
FR	C	-0.47%
VNO	B	-0.47%
RHP	B	-0.46%
STAG	F	-0.45%
KRG	B	-0.4%
TRNO	F	-0.4%
COLD	D	-0.39%
EPRT	B	-0.39%
SLG	B	-0.34%
CTRE	D	-0.34%
IRT	A	-0.32%
CUZ	B	-0.32%
PECO	A	-0.32%
KRC	C	-0.29%
APLE	B	-0.24%
HIW	D	-0.23%
BNL	D	-0.22%
PK	B	-0.21%
DEI	B	-0.21%
LXP	D	-0.19%
MPW	F	-0.18%
AKR	B	-0.18%
ROIC	A	-0.15%
SHO	C	-0.14%
EQC	B	-0.14%
DRH	B	-0.13%
XHR	B	-0.11%
VRE	B	-0.1%
RLJ	C	-0.1%
PEB	D	-0.1%
JBGS	D	-0.09%
ALEX	C	-0.09%
CSR	B	-0.08%
DEA	D	-0.08%
PDM	D	-0.08%
NTST	D	-0.08%
BDN	C	-0.06%
PGRE	F	-0.06%
INN	D	-0.05%
PLYM	F	-0.05%
UHT	D	-0.04%
DHC	F	-0.04%
GMRE	F	-0.04%
HPP	F	-0.04%
CLDT	B	-0.03%
CHCT	C	-0.03%
SVC	F	-0.03%
SRG	F	-0.01%