FYC vs. IHI ETF Comparison

Comparison of First Trust Small Cap Growth AlphaDEX Fund (FYC) to iShares U.S. Medical Devices ETF (IHI)
FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$81.91

Average Daily Volume

27,658

Number of Holdings *

240

* may have additional holdings in another (foreign) market
IHI

iShares U.S. Medical Devices ETF

IHI Description The investment seeks to track the investment results of an index composed of U.S. equities in the medical devices sector. The fund generally invests at least 90% of its assets in securities of the underlying index and in depositary receipts representing securities of the underlying index. It seeks to track the investment results of the Dow Jones U.S. Select Medical Equipment Index (the "underlying index"), which measures the performance of the medical equipment sector of the U.S. equity market. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$60.40

Average Daily Volume

474,623

Number of Holdings *

48

* may have additional holdings in another (foreign) market
Performance
Period FYC IHI
30 Days 9.32% 1.38%
60 Days 10.25% 2.30%
90 Days 13.41% 3.90%
12 Months 44.40% 21.41%
4 Overlapping Holdings
Symbol Grade Weight in FYC Weight in IHI Overlap
AORT B 0.48% 0.12% 0.12%
LMAT A 0.52% 0.24% 0.24%
PRCT B 0.64% 0.54% 0.54%
TNDM D 0.24% 0.21% 0.21%
FYC Overweight 236 Positions Relative to IHI
Symbol Grade Weight
RKLB A 1.06%
EAT A 0.91%
PAYO A 0.82%
POWL C 0.81%
PRIM A 0.81%
TGTX B 0.79%
IESC C 0.79%
ROAD B 0.76%
IDCC B 0.76%
STRL A 0.75%
WWW A 0.75%
TRUP B 0.74%
QCRH B 0.73%
ENVA B 0.72%
GVA A 0.72%
WULF C 0.71%
PJT A 0.71%
DOCS C 0.71%
LRN A 0.7%
STEP C 0.69%
USLM A 0.69%
FTDR B 0.69%
MCY A 0.69%
ACLX C 0.68%
RYTM C 0.68%
CNK C 0.68%
ATGE B 0.67%
LMND B 0.67%
ALHC C 0.65%
VCYT B 0.65%
GSHD A 0.64%
TRN B 0.64%
AMRX C 0.64%
REVG C 0.63%
SKYW C 0.62%
PBI B 0.61%
HNI B 0.61%
PTON A 0.6%
ADMA B 0.6%
NHC C 0.6%
TBBK B 0.6%
CHEF A 0.59%
DSGR C 0.59%
AGIO C 0.59%
CALM A 0.58%
KYMR D 0.58%
HWKN B 0.58%
SKWD A 0.58%
SLVM B 0.58%
MIRM B 0.57%
SGBX F 0.57%
INTA B 0.57%
SYBT B 0.57%
DORM B 0.57%
CWAN B 0.57%
ALKT B 0.56%
VCTR B 0.55%
NBHC C 0.55%
PRK B 0.55%
JANX C 0.54%
MWA B 0.54%
PRM C 0.54%
CDE C 0.54%
OSW B 0.54%
PTGX D 0.54%
PTCT B 0.54%
PLMR A 0.53%
CHWY B 0.53%
SATS D 0.53%
MNKD C 0.53%
CPRX C 0.52%
TGLS B 0.51%
CRAI C 0.51%
NPAB F 0.49%
CCOI B 0.49%
LFST B 0.49%
SMTC B 0.49%
PRGS A 0.48%
SABR C 0.48%
YOU D 0.48%
OUT A 0.48%
UFPT C 0.47%
BCRX D 0.47%
LITE B 0.47%
FBP C 0.47%
CENX B 0.46%
VERX A 0.45%
WTTR A 0.43%
MBIN F 0.43%
ASTH F 0.43%
NMIH C 0.43%
OSCR D 0.43%
APOG C 0.42%
SITM B 0.42%
CAKE C 0.42%
CARG B 0.42%
NRIX C 0.42%
SHAK C 0.42%
MGNI B 0.42%
RNG C 0.41%
BANF B 0.41%
GABC B 0.41%
CIFR C 0.4%
BGC C 0.4%
SEMR C 0.4%
WT A 0.4%
VITL D 0.39%
GFF A 0.39%
OII B 0.39%
GERN D 0.39%
CHCO B 0.39%
HRMY D 0.39%
HURN C 0.39%
UE B 0.38%
KTOS B 0.38%
ESE B 0.38%
BLBD D 0.38%
COLL F 0.37%
AZZ A 0.36%
KN B 0.36%
AAT B 0.36%
OSIS A 0.35%
BRC D 0.34%
AMPH F 0.33%
ICFI F 0.33%
DOCN C 0.33%
ESRT C 0.33%
IOVA F 0.32%
PMT C 0.32%
ADUS D 0.32%
NHI D 0.32%
FLNC D 0.32%
CWT C 0.32%
ASPN F 0.32%
NSA C 0.31%
WRBY A 0.31%
HLIT D 0.3%
KNTK A 0.3%
TWST F 0.3%
BLFS C 0.3%
HEES C 0.29%
LGND C 0.28%
BKD F 0.28%
MGEE B 0.28%
DRVN B 0.28%
TNL A 0.28%
CEIX A 0.28%
IIPR D 0.27%
LKFN C 0.27%
OCUL D 0.27%
EPAC C 0.27%
AROC A 0.27%
NEO C 0.26%
SKT A 0.26%
WDFC B 0.26%
SXI B 0.26%
BANC B 0.26%
AGYS A 0.26%
AGM B 0.26%
SWI C 0.25%
MAC B 0.25%
ARQT B 0.25%
ANIP F 0.24%
CDP C 0.24%
UMH B 0.24%
IAS C 0.24%
CPK A 0.24%
NXRT B 0.24%
FCPT C 0.23%
GTX C 0.23%
JJSF C 0.23%
SXT C 0.23%
DNLI D 0.23%
KW C 0.23%
CMPR D 0.23%
SCS C 0.23%
GTY A 0.23%
ACVA B 0.23%
EPR C 0.22%
PHR F 0.22%
AESI B 0.22%
HLX B 0.22%
AIV C 0.22%
ELME D 0.22%
CDRE F 0.21%
HUMA F 0.21%
RXST F 0.21%
EVH F 0.21%
ALX D 0.21%
NVAX F 0.2%
MYGN F 0.2%
SOUN B 0.17%
TGI B 0.16%
MIR A 0.16%
ARDX F 0.16%
PAR A 0.16%
CBZ B 0.14%
SMPL B 0.13%
BEAM D 0.13%
CLB B 0.13%
BL B 0.13%
APPN B 0.13%
APAM B 0.13%
MLNK C 0.13%
ACAD C 0.13%
CARS C 0.13%
CTS C 0.13%
WABC B 0.13%
PLAY D 0.13%
FBRT D 0.12%
THR B 0.12%
AMC C 0.12%
AWR B 0.12%
YELP C 0.12%
LTC B 0.12%
STRA C 0.12%
TR B 0.12%
WEN D 0.12%
TNC D 0.11%
PZZA F 0.11%
NSSC D 0.11%
RRR F 0.11%
ARLO C 0.11%
FOLD F 0.11%
ENVX F 0.11%
BXMT C 0.11%
IRDM D 0.11%
VECO F 0.1%
JOE F 0.1%
GNL F 0.1%
AZTA D 0.1%
JAMF F 0.1%
CLDX F 0.09%
XPRO D 0.09%
RLAY F 0.09%
LPG F 0.09%
FYC Underweight 44 Positions Relative to IHI
Symbol Grade Weight
ABT B -16.82%
ISRG A -15.61%
SYK B -11.15%
BSX A -4.67%
EW C -4.42%
GEHC D -4.38%
MDT D -4.31%
BDX F -4.29%
RMD C -4.04%
IDXX F -3.82%
DXCM C -3.56%
ZBH C -2.69%
STE D -2.54%
PODD C -2.14%
HOLX D -2.14%
BAX F -1.91%
PEN B -1.08%
GMED A -1.07%
TFX F -1.06%
GKOS B -0.89%
MASI B -0.83%
INSP D -0.6%
ITGR B -0.52%
AXNX A -0.42%
NVST B -0.41%
LIVN F -0.33%
TMDX F -0.31%
NARI C -0.3%
ENOV C -0.3%
IRTC C -0.29%
CNMD C -0.26%
QDEL F -0.25%
OMCL C -0.25%
ATRC C -0.2%
NVCR C -0.19%
IART C -0.18%
ATEC C -0.1%
OFIX C -0.08%
AXGN C -0.07%
VREX B -0.07%
SIBN F -0.06%
SRDX B -0.06%
FNA B -0.05%
TMCI C -0.04%
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