FYC vs. BBC ETF Comparison

Comparison of First Trust Small Cap Growth AlphaDEX Fund (FYC) to Virtus LifeSci Biotech Clinical Trials ETF (BBC)

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$65.53

Average Daily Volume

8,487

Number of Holdings ^*

240

* may have additional holdings in another (foreign) market

BBC

Virtus LifeSci Biotech Clinical Trials ETF

BBC Description

The Fund seeks investment results that correspond, before fees and expenses, to the price and yield performance of the LifeSci Biotechnology Clinical Trials Index, which tracks the performance of select clinical trials stage biotechnology companies.

Grade (RS Rating)

Last Trade

$24.75

Average Daily Volume

3,301

Number of Holdings ^*

102

* may have additional holdings in another (foreign) market

Performance

Period	FYC	BBC
30 Days	-2.09%	-11.45%
60 Days	-0.17%	-11.48%
90 Days	1.31%	-9.60%
12 Months	12.10%	5.28%

13 Overlapping Holdings

Symbol	Grade	Weight in FYC	Weight in BBC	Overlap
ARVN	F	0.16%	0.83%	0.16%
BEAM	D	0.38%	0.86%	0.38%
CLDX	F	0.47%	0.91%	0.47%
CRNX	D	0.36%	0.87%	0.36%
DNLI	C	0.14%	0.89%	0.14%
IDYA	F	0.3%	0.79%	0.3%
KYMR	D	0.49%	0.8%	0.49%
MORF	C	0.12%	1.05%	0.12%
MRUS	C	0.69%	0.84%	0.69%
PTGX	B	0.57%	0.92%	0.57%
RXRX	F	0.1%	0.72%	0.1%
SMMT	C	0.99%	0.78%	0.78%
SRRK	F	0.12%	0.76%	0.12%

FYC Overweight 227 Positions Relative to BBC

Symbol	Grade	Weight
ADMA	B	1.08%
HIMS	C	0.84%
ZETA	B	0.82%
PRCT	C	0.79%
USLM	C	0.79%
RDNT	B	0.79%
SKYW	B	0.77%
DY	B	0.77%
OSCR	D	0.77%
AGIO	C	0.77%
SGBX	F	0.76%
RXST	D	0.74%
IESC	C	0.73%
TWST	B	0.72%
ITRI	C	0.7%
GVA	B	0.7%
STRL	D	0.7%
AROC	B	0.66%
UFPT	A	0.66%
AZZ	D	0.65%
POWL	D	0.65%
BKD	C	0.65%
ROAD	D	0.64%
SKWD	D	0.63%
SPNT	D	0.63%
PLMR	C	0.63%
CMPR	B	0.63%
PI	C	0.62%
GBX	D	0.62%
MGNI	B	0.62%
CBZ	D	0.61%
CNK	A	0.61%
GRBK	C	0.61%
HWKN	B	0.6%
QTWO	B	0.6%
VERX	B	0.59%
VCEL	C	0.59%
CSWI	A	0.59%
ALKT	B	0.59%
SPR	B	0.59%
ANIP	D	0.59%
MBIN	C	0.59%
ARDX	F	0.58%
LPG	C	0.58%
INSW	C	0.58%
TNL	D	0.58%
IDCC	A	0.57%
LRN	D	0.57%
GFF	D	0.57%
CRS	B	0.57%
BOWL	B	0.56%
HLX	B	0.55%
SHAK	D	0.55%
AMRX	C	0.55%
DSGR	F	0.55%
PK	D	0.55%
TRN	D	0.55%
EPAC	B	0.55%
JWN	B	0.54%
SMTC	C	0.54%
COLL	C	0.54%
SLG	B	0.53%
CAL	F	0.53%
TMDX	A	0.52%
LMND	C	0.52%
TNC	D	0.52%
ICFI	D	0.52%
AMK	B	0.51%
MYRG	F	0.51%
VECO	B	0.51%
LAUR	C	0.51%
FOR	F	0.51%
OSIS	C	0.51%
GERN	B	0.51%
TGLS	C	0.5%
GPOR	D	0.5%
MIR	C	0.49%
ATGE	A	0.49%
NSSC	B	0.49%
RYTM	B	0.48%
SMG	D	0.47%
AGM	B	0.47%
CDRE	B	0.47%
LMAT	A	0.47%
PTCT	D	0.46%
SQSP	B	0.46%
FWRG	F	0.46%
KRUS	F	0.46%
GIC	F	0.45%
TGTX	B	0.45%
TNDM	C	0.44%
OSW	B	0.44%
CEIX	B	0.44%
JBI	D	0.44%
HEES	F	0.44%
ACIW	A	0.44%
OUT	C	0.43%
DO	C	0.43%
PJT	A	0.43%
KTOS	B	0.42%
IIPR	B	0.41%
TRIP	F	0.41%
PLAY	F	0.41%
NHI	A	0.41%
ENV	C	0.41%
WHD	C	0.4%
AMWD	F	0.4%
TGI	B	0.39%
HURN	C	0.39%
ALG	F	0.39%
PAR	B	0.39%
CLSK	D	0.39%
SCS	C	0.38%
DFH	F	0.38%
CRDO	B	0.38%
BASE	D	0.37%
ACVA	C	0.37%
WNC	F	0.37%
TPG	D	0.36%
HRMY	B	0.36%
SWI	B	0.36%
CPRX	D	0.36%
DBRG	F	0.36%
GBDC	C	0.36%
IOSP	D	0.36%
RRR	B	0.35%
GIII	F	0.35%
SHO	C	0.35%
THR	D	0.35%
SXI	D	0.34%
DOCN	C	0.34%
FORM	A	0.34%
ESRT	C	0.34%
LKFN	D	0.34%
ROCK	D	0.33%
GTX	D	0.33%
TDS	B	0.33%
DRH	D	0.33%
BROS	B	0.33%
ALRM	C	0.33%
PLAB	D	0.33%
HCP	A	0.32%
SATS	B	0.32%
RNG	F	0.31%
WRBY	C	0.31%
MYGN	B	0.3%
DRVN	C	0.3%
BRC	B	0.29%
CARG	C	0.29%
TBBK	B	0.28%
ALX	B	0.27%
SBRA	A	0.27%
KNTK	B	0.27%
FTDR	D	0.27%
AKR	A	0.27%
HASI	D	0.27%
BANF	D	0.26%
SYBT	C	0.26%
CHCO	C	0.26%
RKT	C	0.25%
WABC	D	0.25%
TR	C	0.25%
SKT	D	0.24%
MCW	F	0.24%
JOE	D	0.24%
PMT	C	0.24%
YELP	F	0.24%
HLIT	B	0.23%
PEB	D	0.23%
RAMP	C	0.23%
PHR	F	0.23%
UEC	D	0.23%
YOU	B	0.23%
EVTC	F	0.22%
NEO	D	0.22%
RES	F	0.21%
BANC	D	0.21%
MTRN	F	0.21%
GSAT	D	0.2%
UDMY	F	0.2%
ALHC	B	0.2%
XMTR	F	0.19%
UNIT	D	0.18%
MIRM	B	0.17%
OPEN	F	0.16%
CORT	C	0.16%
CARS	C	0.15%
SPT	D	0.15%
NABL	B	0.15%
AGYS	B	0.15%
AGL	D	0.14%
FLNC	F	0.14%
JJSF	B	0.14%
AIV	B	0.13%
VCYT	C	0.13%
AWR	D	0.13%
LADR	A	0.13%
PRGS	B	0.13%
CTRE	A	0.13%
DOCS	B	0.13%
NSA	B	0.13%
ZUO	C	0.13%
UE	B	0.13%
AMPH	F	0.12%
VGR	C	0.12%
UMH	A	0.12%
MGEE	D	0.12%
FA	C	0.12%
IVT	C	0.12%
SITC	B	0.12%
ESE	D	0.12%
GSHD	D	0.11%
JAMF	C	0.11%
UPWK	D	0.11%
PRVA	D	0.11%
NTST	D	0.11%
VC	D	0.11%
JACK	F	0.1%
CXM	D	0.1%
CERT	D	0.1%
APPN	D	0.1%
PRO	F	0.1%
LFST	D	0.1%
CTKB	D	0.1%
FLYW	F	0.09%
PZZA	F	0.09%
XPEL	F	0.08%

FYC Underweight 89 Positions Relative to BBC

Symbol	Grade	Weight
LBPH	B	-1.47%
NRIX	C	-1.07%
IRON	C	-1.04%
CELC	B	-0.98%
SVRA	C	-0.98%
ARQT	B	-0.95%
PCVX	B	-0.95%
CYTK	D	-0.95%
EWTX	B	-0.94%
ANAB	B	-0.94%
DYN	B	-0.93%
ABUS	B	-0.92%
ERAS	C	-0.92%
IMVT	D	-0.91%
ELVN	B	-0.9%
ORIC	D	-0.9%
NUVB	C	-0.9%
ACLX	C	-0.9%
VKTX	D	-0.89%
SNDX	C	-0.89%
HLVX	C	-0.88%
MLYS	C	-0.88%
ARWR	C	-0.87%
XENE	F	-0.87%
KURA	D	-0.86%
COGT	C	-0.86%
RNA	C	-0.86%
VRDN	F	-0.86%
VERA	C	-0.86%
PHVS	F	-0.86%
PRTA	F	-0.86%
RVMD	D	-0.85%
JANX	D	-0.84%
SLN	D	-0.84%
NUVL	C	-0.84%
IMTX	C	-0.84%
BLTE	C	-0.84%
VERV	F	-0.84%
MGNX	F	-0.83%
CMPS	D	-0.83%
ITOS	D	-0.83%
LQDA	C	-0.82%
AKRO	C	-0.82%
ALEC	F	-0.82%
RCKT	F	-0.81%
PLRX	F	-0.81%
NTLA	F	-0.81%
CGON	D	-0.81%
PGEN	C	-0.8%
XNCR	F	-0.8%
FDMT	D	-0.79%
TYRA	C	-0.79%
REPL	C	-0.79%
OLMA	D	-0.79%
TERN	C	-0.79%
CNTA	D	-0.79%
RCUS	F	-0.78%
VIR	F	-0.78%
EDIT	F	-0.78%
KROS	F	-0.78%
APLT	C	-0.77%
WVE	C	-0.76%
RGNX	F	-0.76%
IGMS	F	-0.75%
ABCL	F	-0.75%
ALLO	F	-0.75%
RLAY	F	-0.74%
ETNB	F	-0.74%
BCYC	C	-0.74%
FULC	F	-0.73%
ANNX	D	-0.73%
CVAC	F	-0.72%
LRMR	D	-0.72%
CGEM	D	-0.71%
AUTL	F	-0.71%
IMNM	F	-0.7%
QURE	F	-0.69%
STOK	D	-0.67%
SANA	F	-0.67%
ARCT	F	-0.64%
PRME	F	-0.62%
ALXO	F	-0.61%
CABA	F	-0.55%
LYEL	F	-0.54%
SAVA	F	-0.5%
TSHA	F	-0.47%
ZNTL	F	-0.34%
SCLX	C	-0.29%
AVTE	F	-0.06%