FXO vs. JHSC ETF Comparison

Comparison of First Trust Financials AlphaDEX (FXO) to John Hancock Multifactor Small Cap ETF (JHSC)

FXO

First Trust Financials AlphaDEX

FXO Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Financials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the financial services sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$56.40

Average Daily Volume

52,809

Number of Holdings ^*

101

* may have additional holdings in another (foreign) market

JHSC

John Hancock Multifactor Small Cap ETF

JHSC Description

The investment seeks to provide investment results that closely correspond, before fees and expenses, to the performance of the John Hancock Dimensional Small Cap Index (the index). The fund normally invests at least 80% of its net assets (plus any borrowings for investment purposes) in securities that compose the fund's index. The index is designed to comprise a subset of securities in the U.S. Universe issued by companies whose market capitalizations are smaller than the 750th largest U.S. company but excluding the smallest 4% of U.S. companies at the time of reconstitution.

Grade (RS Rating)

Last Trade

$41.52

Average Daily Volume

30,593

Number of Holdings ^*

241

* may have additional holdings in another (foreign) market

Performance

Period	FXO	JHSC
30 Days	4.31%	1.59%
60 Days	10.21%	4.18%
90 Days	14.50%	6.96%
12 Months	46.96%	27.17%

20 Overlapping Holdings

Symbol	Grade	Weight in FXO	Weight in JHSC	Overlap
AMG	C	1.59%	0.42%	0.42%
AXS	A	1.23%	0.44%	0.44%
BOKF	B	0.64%	0.22%	0.22%
BPOP	C	1.44%	0.47%	0.47%
CFR	B	0.36%	0.69%	0.36%
CMA	B	0.67%	0.68%	0.67%
COLB	B	1.36%	0.57%	0.57%
FAF	C	0.28%	0.44%	0.28%
FNB	B	1.33%	0.41%	0.41%
JHG	B	1.77%	0.42%	0.42%
LNC	B	1.29%	0.43%	0.43%
MTG	D	1.46%	0.48%	0.48%
OMF	A	1.36%	0.46%	0.46%
OZK	B	1.26%	0.38%	0.38%
PB	A	0.65%	0.54%	0.54%
PNFP	B	0.36%	0.64%	0.36%
SLM	B	0.93%	0.4%	0.4%
VOYA	B	0.6%	0.7%	0.6%
WTFC	B	1.08%	0.53%	0.53%
ZION	B	1.13%	0.66%	0.66%

FXO Overweight 81 Positions Relative to JHSC

Symbol	Grade	Weight
GS	B	1.82%
KKR	A	1.78%
JEF	A	1.77%
TPG	A	1.76%
WTM	A	1.68%
AGO	A	1.68%
CINF	A	1.67%
TROW	B	1.65%
BEN	C	1.59%
ALL	A	1.58%
PGR	B	1.57%
RNR	C	1.5%
WBS	A	1.44%
EG	D	1.43%
ACGL	D	1.39%
HLI	B	1.37%
UNM	A	1.36%
SEIC	B	1.35%
BX	A	1.35%
EQH	B	1.31%
RYAN	B	1.25%
TW	A	1.24%
ALLY	C	1.23%
L	A	1.22%
MKL	A	1.22%
GL	C	1.2%
BRK.A	B	1.17%
CNA	C	1.17%
FHN	A	1.16%
WFC	A	1.14%
MS	A	1.14%
EWBC	A	1.13%
UWMC	D	1.12%
MTB	A	1.08%
HBAN	B	1.08%
FCNCA	A	1.08%
NTRS	A	1.07%
NU	C	1.02%
C	B	1.0%
BRO	B	0.99%
STT	B	0.98%
CRBG	B	0.97%
SOFI	A	0.96%
MCO	D	0.92%
HIG	B	0.91%
AFL	C	0.89%
CB	C	0.89%
OWL	A	0.69%
FHB	B	0.68%
AMP	A	0.68%
BAC	A	0.66%
CFG	B	0.65%
VIRT	A	0.65%
JPM	A	0.65%
TRV	A	0.64%
USB	B	0.64%
RF	A	0.64%
PNC	B	0.64%
FITB	B	0.63%
WRB	B	0.62%
BK	B	0.62%
WAL	B	0.6%
ORI	A	0.6%
RJF	A	0.38%
APO	A	0.38%
SF	B	0.36%
DFS	B	0.36%
CBSH	A	0.34%
KEY	B	0.33%
MORN	B	0.32%
AIZ	A	0.31%
RGA	B	0.3%
AFG	A	0.3%
AIG	C	0.3%
AJG	B	0.3%
PFG	C	0.29%
PRU	B	0.29%
XP	F	0.28%
STWD	C	0.28%
FNF	A	0.28%
AGNC	C	0.27%

FXO Underweight 221 Positions Relative to JHSC

Symbol	Grade	Weight
LUMN	C	-0.85%
RVMD	B	-0.79%
EXEL	B	-0.79%
JAZZ	C	-0.7%
TREX	D	-0.7%
CVLT	B	-0.68%
BILL	B	-0.67%
AIT	B	-0.66%
DTM	A	-0.64%
JXN	C	-0.63%
AAON	B	-0.62%
FYBR	C	-0.61%
G	B	-0.61%
MTDR	C	-0.61%
CRDO	B	-0.6%
BBWI	C	-0.6%
MASI	B	-0.6%
PLNT	A	-0.6%
CSWI	A	-0.59%
DAR	B	-0.59%
ESAB	C	-0.59%
SITE	D	-0.58%
HQY	A	-0.58%
MSA	D	-0.58%
CYTK	D	-0.58%
FLS	A	-0.57%
MARA	C	-0.56%
MTN	C	-0.55%
RLI	A	-0.55%
SNV	B	-0.55%
SMAR	A	-0.55%
SSB	B	-0.55%
GXO	B	-0.55%
FRPT	A	-0.55%
GTLS	A	-0.55%
OSK	C	-0.55%
AVAV	C	-0.55%
RNA	C	-0.54%
VNO	C	-0.54%
SAIC	F	-0.54%
MAT	D	-0.54%
CGNX	D	-0.54%
ITCI	B	-0.54%
VKTX	F	-0.54%
MOD	A	-0.53%
WH	B	-0.53%
SUM	B	-0.53%
VMI	B	-0.52%
ETSY	D	-0.52%
ACIW	B	-0.52%
ANF	C	-0.52%
CMC	B	-0.51%
CLF	F	-0.51%
TMHC	B	-0.51%
PIPR	B	-0.51%
RDNT	B	-0.5%
EPRT	A	-0.5%
LPX	B	-0.5%
MTSI	B	-0.5%
ONB	B	-0.5%
EXLS	B	-0.5%
VFC	C	-0.5%
AWI	B	-0.5%
CADE	B	-0.49%
AZEK	B	-0.49%
R	B	-0.49%
ADC	A	-0.49%
PVH	C	-0.49%
MOG.A	B	-0.49%
BMI	C	-0.48%
GBCI	B	-0.48%
NOV	D	-0.48%
WHR	B	-0.47%
RHP	B	-0.47%
LEA	F	-0.47%
DY	C	-0.47%
KD	A	-0.47%
GPI	B	-0.47%
DOCS	C	-0.46%
UFPI	C	-0.46%
ARW	F	-0.46%
LSTR	D	-0.46%
BECN	B	-0.46%
ESI	B	-0.46%
CHX	C	-0.45%
CWST	A	-0.45%
NOVT	D	-0.45%
EXPO	D	-0.45%
LFUS	D	-0.45%
BCC	C	-0.45%
CBT	C	-0.44%
CIVI	D	-0.44%
AN	D	-0.44%
BPMC	C	-0.44%
FSS	B	-0.44%
VRNS	D	-0.43%
CWAN	B	-0.43%
UMBF	B	-0.43%
VNT	C	-0.43%
IDA	A	-0.43%
VVV	D	-0.43%
KRG	A	-0.42%
KRYS	C	-0.42%
ZWS	B	-0.42%
TRNO	D	-0.42%
MMSI	A	-0.41%
NXST	C	-0.41%
BCPC	B	-0.41%
SIGI	B	-0.41%
ESNT	D	-0.41%
UBSI	B	-0.4%
THO	C	-0.4%
WTS	B	-0.4%
POR	C	-0.4%
FFIN	B	-0.39%
GATX	B	-0.39%
OLLI	D	-0.39%
THG	A	-0.39%
HOMB	A	-0.39%
ABG	B	-0.38%
SWX	A	-0.38%
NSIT	F	-0.38%
NFG	A	-0.38%
BC	D	-0.38%
OLN	F	-0.38%
HCP	B	-0.38%
SEE	D	-0.38%
RMBS	C	-0.38%
IBP	F	-0.37%
ST	F	-0.37%
BCO	F	-0.37%
MMS	D	-0.37%
CRUS	F	-0.37%
FOUR	A	-0.37%
SKY	A	-0.37%
AL	B	-0.37%
DLB	F	-0.37%
MUR	F	-0.36%
AM	A	-0.36%
ALTR	B	-0.36%
HXL	F	-0.36%
LNTH	F	-0.36%
MGY	A	-0.36%
SM	C	-0.36%
TKR	F	-0.35%
SON	F	-0.35%
IONS	F	-0.35%
POST	C	-0.35%
STEP	B	-0.34%
SPSC	F	-0.34%
AVT	C	-0.34%
UGI	C	-0.34%
PECO	A	-0.33%
BGC	C	-0.33%
CHH	A	-0.32%
W	D	-0.32%
SLGN	A	-0.32%
STAG	D	-0.31%
EEFT	C	-0.31%
PEGA	B	-0.3%
FLO	D	-0.3%
HOG	F	-0.3%
DNB	B	-0.29%
MSGS	B	-0.29%
WFRD	F	-0.29%
OGN	F	-0.29%
CRVL	A	-0.29%
NEU	D	-0.28%
ESGR	B	-0.27%
TMDX	F	-0.27%
PJT	B	-0.27%
OPCH	F	-0.26%
MDU	D	-0.26%
XRAY	D	-0.26%
ZETA	D	-0.25%
ENLC	A	-0.25%
NUVL	D	-0.24%
BBIO	F	-0.24%
RBRK	A	-0.23%
TNET	F	-0.23%
NSA	C	-0.22%
VERX	A	-0.22%
ADTN	A	-0.21%
PFSI	C	-0.2%
AAL	B	-0.2%
CNXC	F	-0.19%
CLVT	D	-0.18%
RCM	A	-0.17%
CWEN	C	-0.17%
KNTK	A	-0.16%
HALO	F	-0.15%
LTH	C	-0.15%
CACC	F	-0.15%
GNTX	F	-0.14%
FR	C	-0.14%
GKOS	A	-0.13%
RHI	C	-0.13%
KEX	B	-0.13%
LEVI	F	-0.11%
ELAN	D	-0.11%
REYN	D	-0.1%
DDS	B	-0.09%
MIDD	D	-0.09%
HII	F	-0.07%
CWEN	C	-0.07%
BRBR	A	-0.07%
ACT	D	-0.07%
ELF	C	-0.07%
FG	B	-0.06%
ACHC	F	-0.06%
BWA	D	-0.06%
FCN	F	-0.05%
RRC	B	-0.05%
LSCC	D	-0.05%
COLD	F	-0.05%
IVZ	C	-0.05%
INSP	F	-0.05%
WEX	F	-0.04%
MKSI	C	-0.03%
WSC	F	-0.02%
S	B	-0.0%