FXO vs. JAVA ETF Comparison

Comparison of First Trust Financials AlphaDEX (FXO) to JPMorgan Active Value ETF (JAVA)

FXO

First Trust Financials AlphaDEX

FXO Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Financials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the financial services sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$51.46

Average Daily Volume

58,334

Number of Holdings ^*

101

* may have additional holdings in another (foreign) market

JAVA

JPMorgan Active Value ETF

JAVA Description

JPMorgan Active Value ETF is a transparent and actively managed fund that falls within the J.P. Morgan Global Equities platform. The fund invests primarily in large-cap equities using a bottom-up approach to select stocks that have an attractive value base and the potential for capital appreciation.

Grade (RS Rating)

Last Trade

$63.61

Average Daily Volume

125,362

Number of Holdings ^*

160

* may have additional holdings in another (foreign) market

Performance

Period	FXO	JAVA
30 Days	3.89%	2.75%
60 Days	4.52%	4.01%
90 Days	12.19%	7.43%
12 Months	37.52%	23.88%

21 Overlapping Holdings

Symbol	Grade	Weight in FXO	Weight in JAVA	Overlap
ARES	A	0.64%	0.39%	0.39%
BAC	D	0.58%	2.22%	0.58%
BRK.A	C	1.74%	2.76%	1.74%
BX	B	0.35%	0.4%	0.35%
C	D	0.85%	0.9%	0.85%
CB	B	1.06%	0.59%	0.59%
FCNCA	D	1.02%	0.27%	0.27%
FITB	B	0.67%	0.66%	0.66%
GS	C	1.64%	0.31%	0.31%
HIG	B	1.08%	0.57%	0.57%
JEF	B	1.81%	0.14%	0.14%
MMC	C	0.33%	0.31%	0.31%
MS	C	1.19%	0.81%	0.81%
MTB	A	1.31%	0.5%	0.5%
MTG	B	1.79%	0.24%	0.24%
NTRS	B	0.31%	0.34%	0.31%
PNC	A	0.68%	0.58%	0.58%
SCHW	D	0.25%	0.85%	0.25%
TRV	C	0.34%	0.38%	0.34%
USB	B	0.66%	0.37%	0.37%
WFC	D	0.52%	2.16%	0.52%

FXO Overweight 80 Positions Relative to JAVA

Symbol	Grade	Weight
PGR	A	1.88%
KKR	A	1.79%
CINF	C	1.79%
RNR	B	1.78%
NU	B	1.77%
ACGL	B	1.71%
AMG	C	1.68%
JHG	B	1.67%
AGO	C	1.57%
EG	C	1.56%
MKL	C	1.53%
GL	C	1.49%
APO	B	1.49%
WTM	D	1.48%
TROW	D	1.43%
COLB	B	1.42%
ALL	B	1.39%
BRO	C	1.37%
BPOP	C	1.31%
RYAN	C	1.31%
ALLY	D	1.3%
HBAN	B	1.29%
UNM	B	1.27%
L	D	1.25%
TPG	B	1.23%
SEIC	C	1.23%
FNB	D	1.2%
WBS	D	1.2%
WAL	B	1.18%
AIG	D	1.18%
LPLA	D	1.16%
OZK	D	1.16%
EQH	C	1.15%
AFL	C	1.14%
LNC	D	1.13%
OMF	D	1.09%
AJG	D	1.08%
CMA	A	1.05%
STT	B	1.05%
BEN	F	1.05%
TW	B	1.03%
AXS	B	1.02%
CNA	D	1.02%
AGNC	B	1.01%
EWBC	D	1.0%
ZION	D	0.98%
AMP	B	0.96%
FHN	D	0.92%
OWL	C	0.91%
CRBG	D	0.89%
VIRT	C	0.83%
FAF	C	0.72%
PB	B	0.7%
AIZ	B	0.69%
PNFP	A	0.69%
BK	A	0.69%
ORI	B	0.67%
HLI	A	0.67%
CFG	C	0.66%
BOKF	B	0.66%
FHB	D	0.65%
RF	B	0.65%
WTFC	C	0.62%
SLM	D	0.6%
COIN	F	0.44%
UWMC	D	0.38%
CBOE	C	0.37%
FNF	B	0.36%
KEY	B	0.34%
MCO	A	0.34%
WRB	C	0.33%
XP	D	0.32%
VOYA	B	0.32%
AFG	B	0.32%
SNV	C	0.32%
RGA	B	0.31%
MORN	B	0.31%
CFR	C	0.31%
STWD	B	0.31%
JPM	D	0.3%

FXO Underweight 139 Positions Relative to JAVA

Symbol	Grade	Weight
UNH	C	-2.52%
XOM	D	-2.41%
CVX	D	-2.27%
PM	C	-1.99%
ABBV	C	-1.98%
CARR	B	-1.72%
BMY	C	-1.5%
CSX	D	-1.47%
MCD	B	-1.41%
WMT	C	-1.29%
CVS	F	-1.18%
COP	D	-1.12%
MDLZ	C	-1.12%
JNJ	C	-1.11%
TFC	D	-1.04%
CAH	C	-0.99%
NEE	C	-0.95%
SBAC	C	-0.95%
REGN	C	-0.92%
MET	A	-0.87%
ADI	C	-0.86%
TXN	C	-0.86%
CMCSA	D	-0.84%
XEL	B	-0.83%
LOW	A	-0.82%
GD	B	-0.82%
SQ	D	-0.82%
ELS	C	-0.8%
VTR	C	-0.79%
APD	B	-0.78%
EMR	D	-0.77%
DLR	B	-0.77%
AZO	D	-0.76%
WDC	D	-0.73%
TJX	C	-0.72%
DOV	B	-0.71%
AXTA	C	-0.71%
UPS	F	-0.71%
CPAY	C	-0.7%
PFGC	B	-0.7%
HON	D	-0.7%
AXP	B	-0.68%
ETN	C	-0.68%
HD	A	-0.68%
MSFT	C	-0.68%
TSM	C	-0.67%
EQIX	B	-0.66%
RTX	C	-0.65%
VRTX	D	-0.65%
EOG	D	-0.65%
CMS	B	-0.64%
PG	C	-0.63%
STX	C	-0.62%
MDT	C	-0.62%
AMD	D	-0.58%
TOL	B	-0.56%
LW	D	-0.56%
VMC	D	-0.56%
UNP	C	-0.55%
FDX	F	-0.55%
BSX	B	-0.54%
BLK	B	-0.53%
PEG	B	-0.52%
PH	A	-0.5%
NXPI	D	-0.5%
CI	C	-0.49%
GLW	B	-0.46%
BJ	D	-0.46%
META	A	-0.45%
CME	C	-0.45%
D	B	-0.43%
AMZN	C	-0.43%
MHK	C	-0.41%
GPK	B	-0.37%
FIS	B	-0.36%
ORLY	D	-0.36%
HSY	D	-0.35%
NOC	A	-0.35%
DE	B	-0.35%
PEP	D	-0.34%
MCHP	F	-0.33%
BDX	F	-0.31%
AMT	C	-0.31%
EQT	D	-0.31%
IBM	A	-0.3%
GOOG	D	-0.3%
UHS	B	-0.3%
FCX	D	-0.3%
CCL	C	-0.29%
BIIB	F	-0.29%
RRX	C	-0.29%
MAS	B	-0.28%
BKNG	B	-0.28%
MRK	D	-0.28%
HUM	F	-0.28%
RSG	D	-0.27%
LLY	C	-0.27%
NI	B	-0.27%
SLGN	B	-0.26%
WMG	D	-0.26%
GNTX	D	-0.25%
ULTA	D	-0.25%
ORCL	B	-0.25%
TT	A	-0.25%
AES	C	-0.25%
DAL	C	-0.24%
GEV	B	-0.24%
MU	F	-0.24%
IP	C	-0.23%
TMUS	C	-0.23%
ADM	D	-0.23%
CRM	D	-0.23%
CHTR	D	-0.22%
BMRN	F	-0.22%
LYV	B	-0.21%
PFE	D	-0.21%
TMO	C	-0.21%
BALL	C	-0.2%
VNO	B	-0.2%
DIS	D	-0.2%
CC	F	-0.2%
HST	C	-0.2%
FSLR	C	-0.18%
OUT	B	-0.18%
ELAN	D	-0.18%
COF	A	-0.17%
ZBH	F	-0.17%
AVB	C	-0.17%
TDG	B	-0.17%
ETR	A	-0.16%
UBER	C	-0.15%
PLD	C	-0.15%
DG	F	-0.15%
KTB	A	-0.14%
HPE	D	-0.14%
NBIX	F	-0.13%
CPRI	D	-0.13%
AA	D	-0.12%
ICE	C	-0.11%