FTXR vs. PSCU ETF Comparison

Comparison of First Trust Nasdaq Transportation ETF (FTXR) to PowerShares S&P SmallCap Utilities Portfolio (PSCU)

FTXR

First Trust Nasdaq Transportation ETF

FTXR Description

The First Trust Nasdaq Transportation ETF is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield, before the Fund's fees and expenses, of an index called the Nasdaq US Smart Transportation Index. The Fund seeks to replicate the holdings and weightings of the Nasdaq US Smart Transportation Index so as to generate performance results 95% correlated to that of the Nasdaq US Smart Transportation Index.

Grade (RS Rating)

Last Trade

$31.11

Average Daily Volume

3,754

Number of Holdings ^*

* may have additional holdings in another (foreign) market

PSCU

PowerShares S&P SmallCap Utilities Portfolio

PSCU Description

The PowerShares S&P SmallCap Utilities Portfolio (Fund) is based on the S&P SmallCap 600Â® Capped Utilities & Telecom Services Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to measure the overall performance of common stocks of US utilities and telecommunication services companies. These companies are principally engaged in providing either energy, water or natural gas utilities, as well as services designed to promote or enhance the transmission of voice, data and video over various communications media, including wireline, wireless (terrestrial-based), satellite and cable. The Index is a subset of the S&P SmallCap 600Â® Index, which is a float-adjusted, market-capitalization-weighted index reflecting the US small-cap market. The Fund and the Index are rebalanced and reconstituted quarterly.

Grade (RS Rating)

Last Trade

$49.92

Average Daily Volume

581

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FTXR	PSCU
30 Days	2.72%	-3.41%
60 Days	-0.14%	-3.43%
90 Days	-0.90%	-1.05%
12 Months	5.61%	-4.10%

0 Overlapping Holdings

	Symbol	Grade	Weight in FTXR	Weight in PSCU	Overlap

FTXR Overweight 40 Positions Relative to PSCU

Symbol	Grade	Weight
FDX	B	9.59%
GM	B	8.99%
F	B	7.94%
TSLA	B	7.9%
UPS	D	7.4%
DAL	D	4.64%
UAL	D	4.28%
PCAR	D	3.79%
URI	D	3.63%
UNP	D	3.56%
CSX	D	3.52%
AAL	F	2.91%
NSC	D	2.83%
LUV	D	2.79%
R	B	2.71%
APTV	F	1.7%
BWA	F	1.46%
JBHT	F	1.41%
WAB	D	1.41%
GPC	D	1.39%
ODFL	C	1.34%
LKQ	F	1.15%
EXPD	B	1.15%
LEA	F	1.08%
SKYW	B	0.99%
HRI	F	0.96%
INSW	C	0.83%
ALSN	D	0.82%
KEX	B	0.79%
WSC	F	0.63%
MATX	B	0.62%
OSK	D	0.59%
XPO	C	0.58%
FSS	D	0.52%
SAIA	C	0.5%
GNTX	D	0.5%
LSTR	D	0.49%
DORM	C	0.49%
VC	D	0.48%
ARCB	D	0.38%

FTXR Underweight 33 Positions Relative to PSCU

Symbol	Grade	Weight
OTTR	D	-6.31%
IAC	F	-5.67%
MSGS	B	-5.53%
CWT	C	-4.84%
MGEE	D	-4.79%
AWR	D	-4.68%
AVA	D	-4.63%
YELP	F	-4.35%
CPK	C	-4.1%
CNK	A	-3.97%
CCOI	D	-3.88%
SATS	B	-3.71%
CWEN	D	-3.69%
CARG	C	-3.5%
TDS	B	-3.38%
TRIP	F	-3.34%
CABO	F	-2.83%
SJW	D	-2.72%
NWN	F	-2.35%
CARS	C	-2.12%
LUMN	F	-1.78%
MSEX	C	-1.63%
SSTK	F	-1.59%
SCHL	D	-1.57%
UTL	D	-1.43%
CWEN	D	-1.42%
QNST	C	-1.42%
TTGT	B	-1.38%
SHEN	C	-1.38%
GOGO	D	-0.99%
THRY	F	-0.98%
CNSL	B	-0.58%
AMCX	F	-0.52%