FTHI vs. LCTU ETF Comparison

Comparison of First Trust High Income ETF (FTHI) to BlackRock U.S. Carbon Transition Readiness ETF (LCTU)

FTHI

First Trust High Income ETF

FTHI Description

The investment seeks current income; capital appreciation is a secondary objective. The fund will pursue its objectives by investing in large cap equity securities listed on U.S. exchanges and by utilizing an "option strategy" consisting of writing (selling) U.S. exchange-traded covered call options on the Standard & Poor's 500(c) Index (the "index"). The market value of the option strategy may be up to 20% of the fund's overall net asset value. The equity securities in which the fund will invest and the options which the fund will write will be limited to U.S. exchange-traded securities and options. It is non-diversified.

Grade (RS Rating)

Last Trade

$23.06

Average Daily Volume

192,117

Number of Holdings ^*

165

* may have additional holdings in another (foreign) market

LCTU

BlackRock U.S. Carbon Transition Readiness ETF

LCTU Description

The investment seeks long-term capital appreciation by investing in large- and mid-capitalization U.S. equity securities that may be better positioned to benefit from the transition to a low-carbon economy. The fund seeks to outperform the price and yield performance of the Russell 1000 Â®Index by optimizing for LCETR scores criteria based on proprietary BFA research. It seeks to invest at least 80% of its net assets in equity securities of issuers listed in the United States of America. The index is a subset of the Russell 3000 Index, which measures the performance of the broad U.S. equity market. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$62.68

Average Daily Volume

55,707

Number of Holdings ^*

284

* may have additional holdings in another (foreign) market

Performance

Period	FTHI	LCTU
30 Days	3.10%	3.95%
60 Days	8.19%	11.34%
90 Days	2.46%	3.57%
12 Months	19.94%	34.73%

76 Overlapping Holdings

Symbol	Grade	Weight in FTHI	Weight in LCTU	Overlap
AAPL	C	6.07%	7.04%	6.07%
ABBV	C	0.76%	0.78%	0.76%
ADBE	F	0.48%	0.59%	0.48%
ADP	A	0.32%	0.19%	0.19%
AJG	C	0.05%	0.02%	0.02%
AM	A	0.4%	0.0%	0.0%
AMAT	C	0.37%	0.23%	0.23%
AMD	C	0.58%	0.65%	0.58%
AMGN	D	0.35%	0.52%	0.35%
AMT	D	0.37%	0.4%	0.37%
AMZN	C	3.65%	3.13%	3.13%
AVGO	B	1.72%	1.33%	1.33%
BKNG	B	0.31%	0.69%	0.31%
BMY	A	0.44%	0.02%	0.02%
BRK.A	B	1.78%	0.76%	0.76%
BX	C	0.12%	0.0%	0.0%
CAT	A	0.43%	0.56%	0.43%
CL	D	0.24%	0.38%	0.24%
CME	A	0.38%	0.07%	0.07%
COP	D	0.24%	0.76%	0.24%
COST	C	0.84%	1.37%	0.84%
CRM	B	0.57%	0.61%	0.57%
CVX	B	0.25%	0.23%	0.23%
DECK	B	0.39%	0.16%	0.16%
DELL	C	0.42%	0.01%	0.01%
ELV	F	0.13%	0.41%	0.13%
FTI	B	0.33%	0.06%	0.06%
GAP	F	0.3%	0.02%	0.02%
GE	B	0.39%	0.45%	0.39%
GEV	A	0.14%	0.18%	0.14%
GILD	A	0.45%	0.05%	0.05%
GOOG	B	1.83%	1.62%	1.62%
GOOGL	B	2.16%	1.96%	1.96%
GS	B	0.29%	1.01%	0.29%
HD	A	0.92%	0.67%	0.67%
IBM	A	0.39%	0.29%	0.29%
INGR	B	0.62%	0.0%	0.0%
INTU	F	0.4%	0.52%	0.4%
ISRG	C	0.36%	0.16%	0.16%
ITW	C	0.41%	0.17%	0.17%
JPM	C	1.28%	1.29%	1.28%
KO	C	0.58%	1.17%	0.58%
KRC	C	0.32%	0.12%	0.12%
LLY	D	1.47%	1.7%	1.47%
LOPE	D	0.27%	0.02%	0.02%
MA	A	0.87%	1.75%	0.87%
MDLZ	D	0.09%	0.46%	0.09%
MDT	C	0.5%	0.26%	0.26%
META	A	2.64%	2.3%	2.3%
MMC	D	0.44%	0.44%	0.44%
MRK	F	0.62%	0.59%	0.59%
MSFT	D	6.96%	5.24%	5.24%
NEE	C	0.28%	0.15%	0.15%
NFLX	A	0.63%	0.75%	0.63%
NOW	B	0.38%	0.36%	0.36%
NVDA	B	5.73%	5.42%	5.42%
O	C	0.29%	0.26%	0.26%
ORCL	A	0.5%	0.3%	0.3%
PEP	F	0.49%	0.36%	0.36%
PFE	D	0.31%	0.11%	0.11%
PG	D	0.86%	0.5%	0.5%
QCOM	D	0.37%	0.31%	0.31%
RTX	A	0.35%	0.47%	0.35%
SPG	A	0.05%	0.18%	0.05%
SPGI	C	0.35%	1.28%	0.35%
TGT	C	0.12%	0.33%	0.12%
TJX	D	0.33%	0.25%	0.25%
TMUS	A	0.27%	0.32%	0.27%
TSLA	C	1.21%	1.44%	1.21%
TXN	C	0.38%	0.42%	0.38%
UNH	B	1.11%	0.14%	0.14%
VEEV	C	0.3%	0.35%	0.3%
VZ	C	0.4%	0.43%	0.4%
WFC	B	0.4%	0.02%	0.02%
WMT	A	0.68%	0.25%	0.25%
XOM	A	1.0%	0.72%	0.72%

FTHI Overweight 89 Positions Relative to LCTU

Symbol	Grade	Weight
BXMT	C	1.72%
SLG	C	1.39%
UL	D	1.12%
JXN	A	1.04%
CCEP	C	1.03%
V	B	0.95%
LADR	D	0.91%
CRNX	C	0.89%
VST	A	0.87%
MO	D	0.87%
BRBR	A	0.66%
CCI	D	0.66%
CALM	A	0.65%
PTVE	D	0.64%
NVS	D	0.58%
IDA	D	0.55%
STNG	B	0.54%
BAC	B	0.51%
TOL	C	0.48%
SLM	B	0.48%
TMO	D	0.48%
INSM	D	0.47%
MEDP	F	0.46%
EXP	C	0.46%
CVLT	B	0.45%
LIN	C	0.45%
ALSN	A	0.44%
SCCO	B	0.42%
ARES	A	0.4%
DHR	D	0.4%
HLI	A	0.39%
PPC	C	0.39%
USFD	C	0.38%
UMBF	C	0.38%
IIPR	C	0.38%
EHC	C	0.38%
LANC	F	0.37%
SFM	A	0.37%
SLVM	C	0.37%
PM	D	0.37%
T	B	0.37%
DTM	A	0.37%
FNF	C	0.37%
KNSL	B	0.36%
IDCC	A	0.36%
HESM	C	0.36%
PSA	C	0.35%
EWBC	B	0.35%
BAH	C	0.34%
DUK	C	0.34%
UNP	F	0.33%
WSO	C	0.33%
LOW	C	0.32%
SBRA	C	0.32%
REYN	D	0.32%
NVO	F	0.31%
DHT	B	0.3%
SBLK	C	0.3%
HON	C	0.29%
MGEE	C	0.29%
LMT	A	0.29%
BKU	D	0.28%
GGG	C	0.28%
MATX	C	0.27%
ATR	A	0.24%
AMH	D	0.24%
CNA	D	0.24%
FLO	D	0.23%
SO	A	0.22%
OTTR	F	0.22%
OGN	F	0.22%
BLK	A	0.22%
PFGC	A	0.21%
EQIX	C	0.21%
PAYX	B	0.2%
XEL	C	0.19%
NEU	F	0.18%
MUSA	D	0.18%
EXR	D	0.16%
MSI	A	0.16%
WEC	B	0.16%
CVBF	B	0.16%
SFNC	B	0.13%
NHI	C	0.13%
KAR	F	0.13%
D	A	0.09%
GIS	C	0.09%
BDX	C	0.08%
SYK	C	0.05%

FTHI Underweight 208 Positions Relative to LCTU

Symbol	Grade	Weight
JNJ	D	-1.43%
ABT	C	-1.28%
ACN	B	-1.11%
ECL	C	-1.1%
KKR	A	-1.01%
SRE	C	-0.97%
COF	A	-0.83%
TT	A	-0.79%
CMI	A	-0.79%
CSCO	A	-0.77%
PPG	D	-0.69%
PCAR	D	-0.68%
YUM	C	-0.66%
J	F	-0.65%
ETN	B	-0.63%
PEG	A	-0.63%
ADSK	B	-0.58%
PLD	D	-0.53%
KEY	B	-0.53%
ADI	B	-0.52%
BKR	B	-0.5%
LRCX	D	-0.5%
UBER	C	-0.47%
XYL	C	-0.47%
MKC	C	-0.46%
CHD	D	-0.45%
BBY	C	-0.43%
CI	D	-0.41%
HUBB	A	-0.4%
ACGL	A	-0.4%
CNC	F	-0.4%
EXPD	D	-0.4%
HOLX	D	-0.39%
NDAQ	C	-0.38%
WY	C	-0.38%
MPC	D	-0.37%
PANW	B	-0.37%
EBAY	A	-0.35%
ES	D	-0.32%
C	B	-0.32%
NKE	D	-0.31%
ILMN	B	-0.3%
FITB	C	-0.3%
AON	A	-0.3%
A	B	-0.3%
WSM	C	-0.29%
MTB	A	-0.28%
NRG	A	-0.27%
MCD	A	-0.27%
CVS	D	-0.26%
SBUX	B	-0.26%
JBHT	D	-0.25%
BIIB	F	-0.25%
DIS	D	-0.23%
OLED	B	-0.23%
FTNT	A	-0.23%
INTC	D	-0.23%
SQ	D	-0.23%
ALL	A	-0.23%
WHR	C	-0.22%
ETSY	F	-0.22%
IPG	D	-0.22%
RGA	B	-0.22%
VLTO	A	-0.21%
IR	A	-0.21%
KDP	C	-0.2%
BSX	A	-0.2%
RJF	B	-0.18%
VRTX	D	-0.18%
ZM	B	-0.17%
LPLA	D	-0.17%
OKTA	F	-0.16%
AFL	A	-0.16%
WDAY	D	-0.16%
FMC	C	-0.16%
CEG	A	-0.16%
CHRW	C	-0.16%
ESI	C	-0.15%
SYY	D	-0.15%
MGM	D	-0.15%
FRT	D	-0.14%
PGR	B	-0.14%
HUM	F	-0.14%
MAN	D	-0.14%
APD	C	-0.14%
FNB	D	-0.14%
SPOT	C	-0.13%
OKE	A	-0.13%
XRAY	D	-0.13%
BXP	B	-0.13%
NU	D	-0.13%
GLOB	D	-0.12%
VTR	C	-0.12%
REG	C	-0.12%
DVA	C	-0.12%
LVS	B	-0.12%
EL	D	-0.12%
CINF	A	-0.11%
HXL	F	-0.11%
ED	C	-0.11%
CFG	C	-0.11%
PYPL	A	-0.11%
SHW	C	-0.11%
MSCI	B	-0.1%
MTD	C	-0.1%
TTWO	D	-0.1%
HUBS	D	-0.09%
AR	C	-0.09%
MET	A	-0.09%
CTSH	B	-0.09%
RGLD	C	-0.08%
EXPE	B	-0.08%
REXR	D	-0.08%
KMI	A	-0.08%
HPQ	B	-0.08%
RL	B	-0.08%
CCK	C	-0.08%
FCX	B	-0.07%
PLTR	A	-0.07%
KEX	C	-0.07%
PWR	A	-0.07%
HPE	B	-0.07%
FANG	D	-0.07%
VLO	F	-0.07%
CRWD	D	-0.07%
VOYA	A	-0.07%
VRSK	D	-0.07%
EW	F	-0.06%
MU	D	-0.06%
PSN	A	-0.06%
SCHW	D	-0.06%
ALNY	C	-0.06%
CMCSA	B	-0.06%
WAT	B	-0.06%
CZR	B	-0.05%
BG	F	-0.05%
TRGP	A	-0.05%
WDC	C	-0.05%
MTZ	A	-0.05%
WST	D	-0.05%
AVY	D	-0.05%
HAS	A	-0.05%
TEAM	D	-0.05%
S	C	-0.04%
FSLR	C	-0.04%
STLD	C	-0.04%
GWRE	A	-0.04%
RIVN	F	-0.04%
ZS	F	-0.04%
HWM	A	-0.04%
AFG	A	-0.04%
GM	D	-0.04%
ABNB	D	-0.04%
PSX	D	-0.03%
ARE	D	-0.03%
CDNS	D	-0.03%
MMM	C	-0.03%
AAL	D	-0.03%
MRNA	F	-0.03%
TXT	F	-0.03%
WELL	C	-0.03%
MRVL	C	-0.03%
AXS	A	-0.03%
SMCI	F	-0.03%
RMD	C	-0.03%
DOCU	A	-0.03%
MOH	F	-0.03%
OMC	C	-0.03%
CTLT	A	-0.03%
CPNG	C	-0.03%
K	B	-0.03%
CMG	C	-0.02%
GXO	D	-0.02%
CIVI	F	-0.02%
KIM	C	-0.02%
USB	C	-0.02%
SAIC	A	-0.02%
DXCM	F	-0.02%
PVH	D	-0.02%
ENPH	F	-0.02%
VRT	B	-0.02%
VNO	B	-0.02%
DOX	B	-0.01%
DJT	F	-0.01%
TDG	A	-0.01%
MS	A	-0.01%
AGO	B	-0.01%
NOV	F	-0.01%
LCID	F	-0.01%
RPM	A	-0.01%
GFS	F	-0.01%
ITT	C	-0.01%
BWA	C	-0.01%
HST	D	-0.01%
AGNC	B	-0.0%
PNFP	B	-0.0%
TWLO	B	-0.0%
DXC	C	-0.0%
FYBR	C	-0.0%
IEX	D	-0.0%
PARA	F	-0.0%
SNOW	F	-0.0%
TTEK	A	-0.0%
YETI	C	-0.0%
MKTX	B	-0.0%
PII	D	-0.0%
TFC	D	-0.0%
G	A	-0.0%