FTA vs. TDVG ETF Comparison

Comparison of First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index (FTA) to T. Rowe Price Dividend Growth ETF (TDVG)

FTA

First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index

FTA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$79.23

Average Daily Volume

34,098

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

TDVG

T. Rowe Price Dividend Growth ETF

TDVG Description

The investment seeks dividend income and long-term capital growth. The fund normally invests at least 80% of the fund's assets in stocks that have a strong track record of paying dividends or are expected to pay dividends over time (even if not currently paying dividends) (or futures that have similar economic characteristics). It primarily invests in exchange-traded securities that trade synchronously with the fund's shares, cash, and cash equivalents. The fund may also invest inADRs and common stocks listed on a foreign exchange that trade on such exchange synchronously with the fund's shares (i.e., during the U.S. listing exchange's trading hours).

Grade (RS Rating)

Last Trade

$40.73

Average Daily Volume

65,972

Number of Holdings ^*

103

* may have additional holdings in another (foreign) market

Performance

Period	FTA	TDVG
30 Days	2.00%	1.16%
60 Days	2.85%	3.97%
90 Days	6.48%	4.31%
12 Months	18.74%	22.16%

32 Overlapping Holdings

Symbol	Grade	Weight in FTA	Weight in TDVG	Overlap
AEE	B	0.81%	0.66%	0.66%
ATO	B	0.8%	0.47%	0.47%
BAC	D	0.49%	1.25%	0.49%
CB	B	0.78%	1.93%	0.78%
CI	C	0.18%	0.53%	0.18%
CMI	C	0.18%	0.35%	0.18%
CMS	A	0.59%	0.56%	0.56%
COP	D	0.78%	0.79%	0.78%
DE	B	0.52%	0.21%	0.21%
DG	F	0.11%	0.52%	0.11%
ELV	C	0.17%	0.97%	0.17%
EOG	D	0.81%	0.7%	0.7%
EQR	B	0.57%	1.01%	0.57%
EQT	D	0.77%	0.6%	0.6%
GS	D	0.36%	0.57%	0.36%
HIG	A	0.79%	0.7%	0.7%
JBHT	D	0.53%	0.22%	0.22%
JNJ	B	0.39%	0.46%	0.39%
KVUE	B	0.21%	0.68%	0.21%
MDLZ	B	0.19%	0.81%	0.19%
MDT	C	0.4%	0.02%	0.02%
MS	D	0.34%	0.95%	0.34%
NEE	B	0.41%	0.5%	0.41%
NKE	D	0.18%	0.27%	0.18%
QCOM	D	0.14%	0.55%	0.14%
TEL	D	0.49%	0.85%	0.49%
TGT	C	0.35%	0.52%	0.35%
TSCO	C	0.17%	0.44%	0.17%
WEC	B	0.61%	0.04%	0.04%
WFC	D	0.6%	0.67%	0.6%
WMT	B	0.2%	1.24%	0.2%
XOM	D	0.67%	1.33%	0.67%

FTA Overweight 154 Positions Relative to TDVG

Symbol	Grade	Weight
DHI	B	1.16%
LEN	B	1.05%
EXC	B	1.0%
ETR	A	1.0%
CINF	B	0.99%
T	B	0.98%
GPN	D	0.98%
FOXA	B	0.98%
BRK.A	C	0.96%
ACGL	B	0.95%
CF	B	0.91%
UAL	B	0.88%
CMCSA	D	0.87%
ADM	D	0.86%
GM	B	0.86%
EG	B	0.86%
MKL	C	0.85%
SYF	C	0.85%
CVS	D	0.84%
XEL	A	0.83%
EBAY	B	0.82%
APTV	D	0.82%
MPC	D	0.81%
AEP	B	0.81%
ED	C	0.8%
UHAL	B	0.78%
CTSH	C	0.78%
PCG	C	0.78%
CNC	C	0.78%
BG	D	0.78%
VTRS	C	0.77%
CE	D	0.77%
NUE	F	0.77%
CVX	D	0.77%
PSX	D	0.77%
CAG	B	0.77%
KHC	C	0.76%
MTB	B	0.76%
CFG	D	0.76%
HBAN	B	0.75%
SJM	C	0.75%
SNA	B	0.74%
VZ	B	0.74%
FANG	D	0.74%
STLD	D	0.74%
CTRA	F	0.74%
VLO	D	0.74%
IPG	C	0.73%
KMI	A	0.73%
DVN	F	0.73%
F	D	0.73%
L	B	0.72%
WBD	D	0.71%
OXY	F	0.7%
LNG	D	0.7%
COF	C	0.69%
HPE	D	0.69%
LYB	F	0.68%
AIG	D	0.68%
RS	D	0.67%
LKQ	D	0.66%
OC	C	0.65%
TROW	D	0.63%
BEN	F	0.61%
AFL	B	0.61%
EIX	C	0.6%
DUK	C	0.59%
BBY	B	0.59%
D	C	0.59%
HAL	F	0.58%
FE	C	0.58%
GIS	B	0.58%
STT	A	0.57%
DTE	B	0.57%
ZM	C	0.57%
FITB	B	0.57%
WPC	B	0.57%
DGX	B	0.57%
CHTR	D	0.57%
TDY	C	0.56%
USB	B	0.56%
KR	B	0.56%
RF	B	0.55%
SRE	B	0.54%
INCY	C	0.53%
LUV	C	0.51%
TXT	D	0.51%
ZBH	F	0.49%
SWKS	F	0.48%
CRBG	D	0.48%
BKR	D	0.48%
FDX	C	0.48%
JBL	D	0.48%
C	D	0.46%
CNP	C	0.45%
FNF	A	0.42%
PYPL	B	0.42%
KIM	B	0.42%
LMT	C	0.42%
HCA	B	0.42%
SSNC	B	0.41%
MOH	C	0.41%
PKG	B	0.4%
PNC	B	0.4%
LOW	B	0.4%
TRV	B	0.4%
PEG	B	0.39%
KEY	B	0.39%
APD	B	0.38%
OMC	A	0.38%
CPB	B	0.38%
WRB	C	0.38%
WY	C	0.38%
KDP	A	0.38%
OKE	B	0.38%
EPAM	D	0.37%
HSY	C	0.37%
DOV	B	0.36%
HRL	C	0.36%
ARE	B	0.36%
CSCO	B	0.36%
PPG	C	0.35%
GPC	D	0.34%
UPS	D	0.33%
HPQ	D	0.33%
DOW	D	0.33%
INTC	F	0.32%
K	A	0.23%
CBRE	A	0.22%
VTR	C	0.21%
MKC	B	0.2%
REGN	C	0.19%
BLK	A	0.19%
ABT	C	0.19%
POOL	C	0.19%
AWK	A	0.19%
TRGP	B	0.19%
MAA	B	0.19%
JCI	B	0.18%
SYY	D	0.18%
TSN	C	0.18%
PRU	C	0.17%
DD	B	0.17%
LHX	D	0.17%
J	D	0.17%
PFG	B	0.17%
KMB	D	0.17%
CTVA	B	0.17%
GD	B	0.17%
RJF	C	0.16%
WLK	D	0.16%
EXPD	B	0.16%
HUM	F	0.15%
BIIB	F	0.14%

FTA Underweight 71 Positions Relative to TDVG

Symbol	Grade	Weight
MSFT	C	-7.1%
AAPL	D	-4.79%
V	B	-2.16%
LLY	C	-2.12%
JPM	D	-2.09%
GE	B	-1.85%
UNH	C	-1.76%
MCK	F	-1.75%
MMC	C	-1.73%
KLAC	D	-1.63%
TMO	C	-1.52%
ROP	C	-1.49%
AMAT	D	-1.43%
ACN	C	-1.41%
APH	D	-1.36%
HLT	B	-1.32%
HON	D	-1.29%
ROST	C	-1.29%
LIN	B	-1.29%
AZN	D	-1.23%
HD	B	-1.21%
KO	B	-1.19%
SCHW	D	-1.18%
WCN	D	-1.13%
CL	C	-1.12%
AXP	B	-1.11%
BR	D	-1.1%
HWM	B	-1.09%
DHR	B	-1.05%
SYK	C	-1.04%
BDX	F	-1.04%
SLB	F	-0.93%
PGR	A	-0.93%
UNP	B	-0.93%
ABBV	C	-0.92%
ADI	D	-0.92%
TMUS	C	-0.88%
NOC	B	-0.86%
MCD	C	-0.85%
AVY	D	-0.82%
AMT	C	-0.75%
PEP	C	-0.73%
TT	B	-0.72%
MCHP	D	-0.72%
PM	C	-0.68%
SHW	B	-0.68%
ZTS	B	-0.66%
COST	C	-0.66%
A	C	-0.63%
ODFL	C	-0.62%
CSX	D	-0.57%
SPGI	B	-0.54%
YUM	D	-0.54%
GEHC	C	-0.52%
TXN	C	-0.52%
GEV	B	-0.52%
ADP	B	-0.51%
ROK	D	-0.5%
OTIS	D	-0.47%
WMB	B	-0.41%
SWK	B	-0.39%
STZ	C	-0.37%
EFX	C	-0.37%
ITW	B	-0.37%
TTC	D	-0.35%
AON	B	-0.32%
REXR	C	-0.32%
MAR	C	-0.31%
LVS	D	-0.28%
RPM	B	-0.27%
BALL	C	-0.26%