FTA vs. LCTU ETF Comparison

Comparison of First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index (FTA) to BlackRock U.S. Carbon Transition Readiness ETF (LCTU)

FTA

First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index

FTA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$79.14

Average Daily Volume

33,412

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

LCTU

BlackRock U.S. Carbon Transition Readiness ETF

LCTU Description

The investment seeks long-term capital appreciation by investing in large- and mid-capitalization U.S. equity securities that may be better positioned to benefit from the transition to a low-carbon economy. The fund seeks to outperform the price and yield performance of the Russell 1000 Â®Index by optimizing for LCETR scores criteria based on proprietary BFA research. It seeks to invest at least 80% of its net assets in equity securities of issuers listed in the United States of America. The index is a subset of the Russell 3000 Index, which measures the performance of the broad U.S. equity market. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$62.45

Average Daily Volume

55,055

Number of Holdings ^*

284

* may have additional holdings in another (foreign) market

Performance

Period	FTA	LCTU
30 Days	3.63%	2.39%
60 Days	3.82%	4.44%
90 Days	7.47%	5.30%
12 Months	20.29%	29.86%

76 Overlapping Holdings

Symbol	Grade	Weight in FTA	Weight in LCTU	Overlap
ABT	C	0.19%	1.37%	0.19%
ACGL	C	0.95%	0.4%	0.4%
AFL	C	0.61%	0.16%	0.16%
APD	B	0.38%	0.14%	0.14%
ARE	C	0.36%	0.03%	0.03%
BBY	C	0.59%	0.42%	0.42%
BG	D	0.78%	0.05%	0.05%
BIIB	F	0.14%	0.26%	0.14%
BKR	C	0.48%	0.47%	0.47%
BRK.A	C	0.96%	0.77%	0.77%
C	C	0.46%	0.31%	0.31%
CFG	C	0.76%	0.11%	0.11%
CI	C	0.18%	0.44%	0.18%
CINF	B	0.99%	0.11%	0.11%
CMCSA	D	0.87%	0.06%	0.06%
CMI	C	0.18%	0.73%	0.18%
CNC	D	0.78%	0.4%	0.4%
COF	B	0.69%	0.78%	0.69%
COP	D	0.78%	0.77%	0.77%
CSCO	C	0.36%	0.73%	0.36%
CTSH	C	0.78%	0.1%	0.1%
CVS	D	0.84%	0.24%	0.24%
CVX	D	0.77%	0.22%	0.22%
EBAY	B	0.82%	0.34%	0.34%
ED	C	0.8%	0.12%	0.12%
ELV	C	0.17%	0.44%	0.17%
EXPD	C	0.16%	0.4%	0.16%
FANG	D	0.74%	0.07%	0.07%
FITB	B	0.57%	0.3%	0.3%
GM	C	0.86%	0.04%	0.04%
GS	C	0.36%	0.98%	0.36%
HPE	D	0.69%	0.06%	0.06%
HPQ	D	0.33%	0.08%	0.08%
HUM	F	0.15%	0.14%	0.14%
INTC	F	0.32%	0.2%	0.2%
IPG	C	0.73%	0.22%	0.22%
J	C	0.17%	0.61%	0.17%
JBHT	D	0.53%	0.25%	0.25%
JNJ	C	0.39%	1.51%	0.39%
K	B	0.23%	0.03%	0.03%
KDP	B	0.38%	0.2%	0.2%
KEY	B	0.39%	0.53%	0.39%
KIM	C	0.42%	0.02%	0.02%
KMI	B	0.73%	0.08%	0.08%
MDLZ	B	0.19%	0.47%	0.19%
MDT	C	0.4%	0.27%	0.27%
MKC	C	0.2%	0.48%	0.2%
MOH	D	0.41%	0.03%	0.03%
MPC	F	0.81%	0.37%	0.37%
MS	D	0.34%	0.01%	0.01%
MTB	B	0.76%	0.27%	0.27%
NEE	C	0.41%	0.16%	0.16%
NKE	D	0.18%	0.28%	0.18%
OKE	B	0.38%	0.13%	0.13%
OMC	B	0.38%	0.03%	0.03%
PEG	B	0.39%	0.61%	0.39%
PPG	D	0.35%	0.66%	0.35%
PSX	F	0.77%	0.02%	0.02%
PYPL	B	0.42%	0.1%	0.1%
QCOM	D	0.14%	0.31%	0.14%
RJF	C	0.16%	0.18%	0.16%
SRE	C	0.54%	0.98%	0.54%
STLD	F	0.74%	0.03%	0.03%
SYY	D	0.18%	0.15%	0.15%
TGT	C	0.35%	0.32%	0.32%
TRGP	B	0.19%	0.05%	0.05%
TXT	D	0.51%	0.03%	0.03%
USB	B	0.56%	0.02%	0.02%
VLO	F	0.74%	0.07%	0.07%
VTR	C	0.21%	0.12%	0.12%
VZ	B	0.74%	0.43%	0.43%
WFC	D	0.6%	0.02%	0.02%
WMT	C	0.2%	0.26%	0.2%
WY	C	0.38%	0.36%	0.36%
XOM	C	0.67%	0.71%	0.67%
ZM	C	0.57%	0.17%	0.17%

FTA Overweight 110 Positions Relative to LCTU

Symbol	Grade	Weight
DHI	B	1.16%
LEN	B	1.05%
EXC	C	1.0%
ETR	B	1.0%
T	C	0.98%
GPN	D	0.98%
FOXA	B	0.98%
CF	C	0.91%
UAL	C	0.88%
ADM	D	0.86%
EG	C	0.86%
MKL	C	0.85%
SYF	C	0.85%
XEL	B	0.83%
APTV	D	0.82%
AEP	C	0.81%
EOG	D	0.81%
AEE	C	0.81%
ATO	B	0.8%
HIG	B	0.79%
UHAL	A	0.78%
PCG	C	0.78%
CB	B	0.78%
VTRS	D	0.77%
EQT	D	0.77%
CE	F	0.77%
NUE	F	0.77%
CAG	C	0.77%
KHC	C	0.76%
HBAN	B	0.75%
SJM	C	0.75%
SNA	C	0.74%
CTRA	D	0.74%
DVN	F	0.73%
F	F	0.73%
L	C	0.72%
WBD	D	0.71%
OXY	F	0.7%
LNG	C	0.7%
LYB	D	0.68%
AIG	D	0.68%
RS	D	0.67%
LKQ	F	0.66%
OC	D	0.65%
TROW	D	0.63%
BEN	F	0.61%
WEC	C	0.61%
EIX	C	0.6%
DUK	C	0.59%
CMS	C	0.59%
D	C	0.59%
HAL	F	0.58%
FE	C	0.58%
GIS	B	0.58%
EQR	B	0.57%
STT	A	0.57%
DTE	C	0.57%
WPC	C	0.57%
DGX	B	0.57%
CHTR	D	0.57%
TDY	B	0.56%
KR	C	0.56%
RF	B	0.55%
INCY	C	0.53%
DE	B	0.52%
LUV	C	0.51%
TEL	D	0.49%
ZBH	F	0.49%
BAC	D	0.49%
SWKS	D	0.48%
CRBG	D	0.48%
FDX	C	0.48%
JBL	D	0.48%
CNP	C	0.45%
FNF	B	0.42%
LMT	C	0.42%
HCA	B	0.42%
SSNC	B	0.41%
PKG	B	0.4%
PNC	B	0.4%
LOW	B	0.4%
TRV	C	0.4%
CPB	C	0.38%
WRB	C	0.38%
EPAM	F	0.37%
HSY	C	0.37%
DOV	B	0.36%
HRL	C	0.36%
GPC	D	0.34%
UPS	D	0.33%
DOW	D	0.33%
CBRE	A	0.22%
KVUE	C	0.21%
REGN	C	0.19%
BLK	B	0.19%
POOL	C	0.19%
AWK	B	0.19%
MAA	B	0.19%
JCI	B	0.18%
TSN	C	0.18%
PRU	C	0.17%
DD	B	0.17%
LHX	C	0.17%
PFG	B	0.17%
KMB	D	0.17%
CTVA	B	0.17%
TSCO	C	0.17%
GD	B	0.17%
WLK	D	0.16%
DG	F	0.11%

FTA Underweight 208 Positions Relative to LCTU

Symbol	Grade	Weight
AAPL	C	-7.1%
NVDA	D	-5.39%
MSFT	C	-5.35%
AMZN	C	-3.17%
META	B	-2.14%
GOOGL	D	-1.87%
LLY	C	-1.85%
MA	B	-1.79%
GOOG	D	-1.54%
COST	B	-1.43%
SPGI	B	-1.33%
JPM	D	-1.31%
TSLA	C	-1.3%
AVGO	C	-1.26%
KO	C	-1.2%
ACN	C	-1.15%
ECL	B	-1.11%
KKR	B	-0.93%
ABBV	C	-0.81%
TT	B	-0.75%
NFLX	B	-0.74%
ADBE	F	-0.69%
PCAR	D	-0.68%
YUM	D	-0.66%
HD	B	-0.64%
BKNG	C	-0.64%
AMD	D	-0.61%
MRK	D	-0.61%
ETN	C	-0.58%
ADSK	C	-0.57%
CRM	D	-0.57%
PLD	C	-0.57%
INTU	C	-0.56%
AMGN	B	-0.55%
PG	C	-0.52%
ADI	C	-0.52%
CAT	B	-0.5%
RTX	C	-0.48%
LRCX	F	-0.48%
MMC	C	-0.47%
XYL	C	-0.47%
CHD	D	-0.46%
UBER	C	-0.45%
AMT	C	-0.43%
GE	B	-0.42%
TXN	C	-0.42%
CL	D	-0.4%
HOLX	B	-0.4%
NDAQ	A	-0.39%
PANW	D	-0.39%
PEP	C	-0.38%
VEEV	C	-0.38%
NOW	B	-0.37%
HUBB	B	-0.37%
ES	C	-0.33%
TMUS	C	-0.32%
AON	B	-0.31%
IBM	B	-0.29%
ORCL	C	-0.29%
A	C	-0.29%
ILMN	C	-0.29%
O	C	-0.27%
SBUX	C	-0.27%
MCD	B	-0.27%
WSM	D	-0.26%
NRG	C	-0.25%
TJX	B	-0.25%
ALL	B	-0.24%
FTNT	C	-0.24%
RGA	C	-0.23%
SQ	D	-0.23%
OLED	C	-0.23%
AMAT	D	-0.22%
DIS	D	-0.22%
ETSY	F	-0.21%
BSX	B	-0.21%
VLTO	C	-0.21%
ADP	B	-0.2%
WHR	D	-0.2%
IR	C	-0.2%
VRTX	D	-0.19%
SPG	B	-0.18%
WDAY	D	-0.17%
FMC	C	-0.16%
GEV	B	-0.16%
CHRW	B	-0.16%
DECK	C	-0.16%
ITW	C	-0.16%
OKTA	F	-0.16%
LPLA	D	-0.16%
ISRG	B	-0.16%
FNB	C	-0.15%
MAN	C	-0.14%
PGR	B	-0.14%
ESI	D	-0.14%
MGM	F	-0.14%
UNH	C	-0.14%
FRT	C	-0.14%
NU	B	-0.14%
REG	C	-0.13%
BXP	B	-0.13%
SPOT	B	-0.12%
DVA	B	-0.12%
GLOB	D	-0.12%
CEG	C	-0.12%
XRAY	D	-0.12%
TTWO	C	-0.11%
EL	F	-0.11%
HXL	F	-0.11%
KRC	B	-0.11%
SHW	B	-0.11%
PFE	C	-0.11%
MSCI	C	-0.1%
LVS	D	-0.1%
MTD	D	-0.1%
MET	B	-0.09%
AR	F	-0.09%
RGLD	C	-0.08%
RL	C	-0.08%
REXR	C	-0.08%
VRSK	D	-0.08%
HUBS	D	-0.08%
CCK	A	-0.08%
PLTR	B	-0.07%
CRWD	D	-0.07%
EXPE	C	-0.07%
CME	C	-0.07%
VOYA	B	-0.07%
TEAM	D	-0.06%
EW	F	-0.06%
WAT	C	-0.06%
ALNY	C	-0.06%
PWR	B	-0.06%
SCHW	D	-0.06%
KEX	C	-0.06%
GILD	B	-0.05%
RIVN	F	-0.05%
MTZ	B	-0.05%
WDC	D	-0.05%
MU	F	-0.05%
HAS	B	-0.05%
WST	D	-0.05%
FTI	D	-0.05%
AVY	C	-0.05%
FCX	D	-0.05%
PSN	B	-0.05%
FSLR	C	-0.04%
MRNA	F	-0.04%
GWRE	A	-0.04%
ZS	F	-0.04%
HWM	B	-0.04%
ABNB	D	-0.04%
AFG	B	-0.04%
CZR	C	-0.04%
AAL	D	-0.03%
MMM	B	-0.03%
CDNS	D	-0.03%
DOCU	C	-0.03%
AXS	B	-0.03%
WELL	C	-0.03%
MRVL	C	-0.03%
CPNG	B	-0.03%
SMCI	F	-0.03%
S	C	-0.03%
CTLT	B	-0.03%
RMD	C	-0.03%
CMG	C	-0.02%
LCID	C	-0.02%
LOPE	D	-0.02%
CIVI	F	-0.02%
SAIC	C	-0.02%
VRT	C	-0.02%
PVH	F	-0.02%
GAP	F	-0.02%
DXCM	F	-0.02%
ENPH	D	-0.02%
VNO	B	-0.02%
BMY	C	-0.02%
AJG	D	-0.02%
DOX	C	-0.01%
TDG	B	-0.01%
AGO	C	-0.01%
ITT	B	-0.01%
BWA	D	-0.01%
DELL	D	-0.01%
DJT	F	-0.01%
RPM	B	-0.01%
NOV	F	-0.01%
HST	C	-0.01%
GXO	D	-0.01%
GFS	F	-0.01%
AGNC	B	-0.0%
INGR	B	-0.0%
AM	C	-0.0%
TWLO	D	-0.0%
PNFP	B	-0.0%
IEX	D	-0.0%
DXC	C	-0.0%
PARA	F	-0.0%
FYBR	C	-0.0%
SNOW	F	-0.0%
YETI	D	-0.0%
TTEK	C	-0.0%
PII	D	-0.0%
MKTX	C	-0.0%
BX	B	-0.0%
TFC	C	-0.0%
G	C	-0.0%