FTA vs. GVLU ETF Comparison

Comparison of First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index (FTA) to Gotham 1000 Value ETF (GVLU)

FTA

First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index

FTA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$78.73

Average Daily Volume

33,412

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

GVLU

Gotham 1000 Value ETF

GVLU Description

The fund is an actively-managed exchange-traded fund ("ETF") that seeks to achieve its investment objective by generally investing in equity securities of 400-600 mid- to large-capitalization companies chosen from a universe of the largest 1,400 companies listed on U.S. stock exchanges measured by market capitalization.

Grade (RS Rating)

Last Trade

$24.62

Average Daily Volume

27,623

Number of Holdings ^*

476

* may have additional holdings in another (foreign) market

Performance

Period	FTA	GVLU
30 Days	3.63%	3.12%
60 Days	3.82%	4.24%
90 Days	7.47%	6.68%
12 Months	20.29%	23.89%

95 Overlapping Holdings

Symbol	Grade	Weight in FTA	Weight in GVLU	Overlap
ACGL	C	0.95%	0.55%	0.55%
ADM	D	0.86%	0.2%	0.2%
AFL	C	0.61%	0.25%	0.25%
APTV	D	0.82%	0.3%	0.3%
BBY	C	0.59%	0.31%	0.31%
BG	D	0.78%	0.31%	0.31%
BIIB	F	0.14%	0.16%	0.14%
BKR	C	0.48%	0.35%	0.35%
CAG	C	0.77%	0.51%	0.51%
CB	B	0.78%	0.33%	0.33%
CE	F	0.77%	0.11%	0.11%
CHTR	D	0.57%	0.15%	0.15%
CI	C	0.18%	0.37%	0.18%
CMCSA	D	0.87%	0.36%	0.36%
CMI	C	0.18%	0.4%	0.18%
CNC	D	0.78%	0.52%	0.52%
COP	D	0.78%	0.35%	0.35%
CPB	C	0.38%	0.04%	0.04%
CSCO	C	0.36%	0.02%	0.02%
CTRA	D	0.74%	0.19%	0.19%
CVS	D	0.84%	0.28%	0.28%
CVX	D	0.77%	0.18%	0.18%
DGX	B	0.57%	0.01%	0.01%
DOV	B	0.36%	0.12%	0.12%
DVN	F	0.73%	0.36%	0.36%
EBAY	B	0.82%	0.16%	0.16%
EG	C	0.86%	0.51%	0.51%
ELV	C	0.17%	0.29%	0.17%
EOG	D	0.81%	0.39%	0.39%
FANG	D	0.74%	0.34%	0.34%
FDX	C	0.48%	0.21%	0.21%
FITB	B	0.57%	0.0%	0.0%
FOXA	B	0.98%	0.36%	0.36%
GIS	B	0.58%	0.23%	0.23%
GM	C	0.86%	0.2%	0.2%
GPN	D	0.98%	0.33%	0.33%
HAL	F	0.58%	0.11%	0.11%
HBAN	B	0.75%	0.03%	0.03%
HIG	B	0.79%	0.31%	0.31%
HPE	D	0.69%	0.1%	0.1%
HPQ	D	0.33%	0.29%	0.29%
HRL	C	0.36%	0.22%	0.22%
HSY	C	0.37%	0.03%	0.03%
HUM	F	0.15%	0.49%	0.15%
INCY	C	0.53%	0.36%	0.36%
IPG	C	0.73%	0.32%	0.32%
J	C	0.17%	0.3%	0.17%
JBHT	D	0.53%	0.05%	0.05%
JBL	D	0.48%	0.17%	0.17%
JCI	B	0.18%	0.14%	0.14%
JNJ	C	0.39%	0.2%	0.2%
K	B	0.23%	0.6%	0.23%
KDP	B	0.38%	0.15%	0.15%
KHC	C	0.76%	0.38%	0.38%
KMB	D	0.17%	0.33%	0.17%
KR	C	0.56%	0.43%	0.43%
KVUE	C	0.21%	0.12%	0.12%
L	C	0.72%	0.32%	0.32%
LKQ	F	0.66%	0.12%	0.12%
LMT	C	0.42%	0.16%	0.16%
LNG	C	0.7%	0.37%	0.37%
LOW	B	0.4%	0.17%	0.17%
LYB	D	0.68%	0.17%	0.17%
MDLZ	B	0.19%	0.18%	0.18%
MDT	C	0.4%	0.13%	0.13%
MKC	C	0.2%	0.07%	0.07%
MKL	C	0.85%	0.51%	0.51%
MOH	D	0.41%	0.44%	0.41%
MPC	F	0.81%	0.18%	0.18%
NKE	D	0.18%	0.32%	0.18%
OC	D	0.65%	0.1%	0.1%
OMC	B	0.38%	0.26%	0.26%
OXY	F	0.7%	0.11%	0.11%
PNC	B	0.4%	0.02%	0.02%
PPG	D	0.35%	0.05%	0.05%
PRU	C	0.17%	0.17%	0.17%
PSX	F	0.77%	0.17%	0.17%
PYPL	B	0.42%	0.36%	0.36%
QCOM	D	0.14%	0.25%	0.14%
RF	B	0.55%	0.01%	0.01%
SNA	C	0.74%	0.36%	0.36%
SSNC	B	0.41%	0.18%	0.18%
SWKS	D	0.48%	0.24%	0.24%
SYY	D	0.18%	0.27%	0.18%
T	C	0.98%	0.47%	0.47%
TDY	B	0.56%	0.18%	0.18%
TEL	D	0.49%	0.24%	0.24%
TGT	C	0.35%	0.32%	0.32%
TRV	C	0.4%	0.35%	0.35%
TSN	C	0.18%	0.02%	0.02%
VLO	F	0.74%	0.41%	0.41%
VTRS	D	0.77%	0.17%	0.17%
VZ	B	0.74%	0.47%	0.47%
WRB	C	0.38%	0.31%	0.31%
ZM	C	0.57%	0.32%	0.32%

FTA Overweight 91 Positions Relative to GVLU

Symbol	Grade	Weight
DHI	B	1.16%
LEN	B	1.05%
EXC	C	1.0%
ETR	B	1.0%
CINF	B	0.99%
BRK.A	C	0.96%
CF	C	0.91%
UAL	C	0.88%
SYF	C	0.85%
XEL	B	0.83%
AEP	C	0.81%
AEE	C	0.81%
ATO	B	0.8%
ED	C	0.8%
UHAL	A	0.78%
CTSH	C	0.78%
PCG	C	0.78%
EQT	D	0.77%
NUE	F	0.77%
MTB	B	0.76%
CFG	C	0.76%
SJM	C	0.75%
STLD	F	0.74%
KMI	B	0.73%
F	F	0.73%
WBD	D	0.71%
COF	B	0.69%
AIG	D	0.68%
RS	D	0.67%
XOM	C	0.67%
TROW	D	0.63%
BEN	F	0.61%
WEC	C	0.61%
EIX	C	0.6%
WFC	D	0.6%
DUK	C	0.59%
CMS	C	0.59%
D	C	0.59%
FE	C	0.58%
EQR	B	0.57%
STT	A	0.57%
DTE	C	0.57%
WPC	C	0.57%
USB	B	0.56%
SRE	C	0.54%
DE	B	0.52%
LUV	C	0.51%
TXT	D	0.51%
ZBH	F	0.49%
BAC	D	0.49%
CRBG	D	0.48%
C	C	0.46%
CNP	C	0.45%
FNF	B	0.42%
KIM	C	0.42%
HCA	B	0.42%
NEE	C	0.41%
PKG	B	0.4%
PEG	B	0.39%
KEY	B	0.39%
APD	B	0.38%
WY	C	0.38%
OKE	B	0.38%
EPAM	F	0.37%
ARE	C	0.36%
GS	C	0.36%
GPC	D	0.34%
MS	D	0.34%
UPS	D	0.33%
DOW	D	0.33%
INTC	F	0.32%
CBRE	A	0.22%
VTR	C	0.21%
WMT	C	0.2%
REGN	C	0.19%
BLK	B	0.19%
ABT	C	0.19%
POOL	C	0.19%
AWK	B	0.19%
TRGP	B	0.19%
MAA	B	0.19%
DD	B	0.17%
LHX	C	0.17%
PFG	B	0.17%
CTVA	B	0.17%
TSCO	C	0.17%
GD	B	0.17%
RJF	C	0.16%
WLK	D	0.16%
EXPD	C	0.16%
DG	F	0.11%

FTA Underweight 381 Positions Relative to GVLU

Symbol	Grade	Weight
RNR	C	-0.58%
INGR	B	-0.57%
AIZ	B	-0.52%
ALL	B	-0.51%
GL	C	-0.5%
LNTH	D	-0.5%
AGO	C	-0.5%
PGR	B	-0.5%
SKX	D	-0.48%
PPC	D	-0.48%
BALL	C	-0.47%
FTI	D	-0.47%
ARMK	B	-0.47%
NSIT	D	-0.46%
ESGR	D	-0.46%
SMPL	D	-0.46%
MO	C	-0.44%
NRG	C	-0.44%
MMM	B	-0.44%
ARW	C	-0.44%
THC	A	-0.43%
DINO	F	-0.43%
GPK	B	-0.43%
TAP	D	-0.43%
MRO	C	-0.42%
DAL	C	-0.42%
REYN	C	-0.42%
PRMW	B	-0.41%
PLXS	A	-0.41%
TPR	C	-0.41%
WHD	C	-0.41%
IDCC	B	-0.41%
CCK	A	-0.41%
MTN	D	-0.41%
SON	C	-0.41%
COLM	C	-0.41%
SWK	B	-0.41%
HP	F	-0.4%
BCO	B	-0.4%
THG	B	-0.4%
GILD	B	-0.39%
TKO	B	-0.39%
LEVI	C	-0.39%
CBT	B	-0.39%
MMS	C	-0.39%
ACI	F	-0.39%
IP	B	-0.38%
WU	F	-0.38%
MSM	D	-0.38%
KTB	B	-0.38%
JAZZ	D	-0.38%
CSL	B	-0.38%
MHK	C	-0.37%
LDOS	B	-0.37%
MIDD	D	-0.36%
EEFT	D	-0.36%
AVT	C	-0.36%
CROX	D	-0.36%
ALKS	C	-0.36%
GFF	D	-0.36%
DOX	C	-0.36%
CNA	C	-0.36%
RL	C	-0.36%
ANF	D	-0.35%
CME	C	-0.35%
SEE	D	-0.35%
SKYW	C	-0.35%
DORM	B	-0.35%
UTHR	C	-0.35%
SNX	D	-0.35%
ASH	D	-0.35%
ADTN	D	-0.35%
SLVM	B	-0.35%
SMG	C	-0.35%
FTDR	B	-0.34%
BWA	D	-0.34%
UNM	B	-0.34%
ALSN	B	-0.34%
GAP	F	-0.34%
OGN	D	-0.34%
SOLV	C	-0.33%
TMUS	C	-0.33%
ABM	D	-0.33%
ASO	C	-0.33%
POST	C	-0.33%
RRX	C	-0.33%
AXTA	B	-0.32%
DXC	C	-0.32%
RGA	C	-0.32%
WCC	D	-0.32%
CRI	D	-0.31%
GFS	F	-0.31%
VMI	D	-0.31%
RGLD	C	-0.31%
RPM	B	-0.31%
VFC	C	-0.31%
QRVO	F	-0.31%
SWX	C	-0.3%
CAT	B	-0.3%
LRN	B	-0.3%
PVH	F	-0.3%
GOLF	D	-0.3%
URBN	F	-0.3%
TTC	D	-0.3%
DAR	F	-0.3%
NFG	B	-0.29%
CEIX	D	-0.29%
HSIC	C	-0.29%
TGNA	D	-0.28%
CHX	F	-0.28%
MTCH	C	-0.28%
CRUS	D	-0.28%
ACLS	F	-0.28%
CNK	C	-0.28%
FLO	C	-0.27%
TKR	D	-0.27%
OTEX	D	-0.27%
IFF	B	-0.27%
MUR	F	-0.27%
DCI	C	-0.26%
LCII	C	-0.26%
CPRI	D	-0.26%
KNSL	C	-0.25%
JWN	C	-0.25%
BYD	C	-0.25%
PRIM	B	-0.25%
AYI	B	-0.25%
UHS	B	-0.24%
NEU	D	-0.24%
GTES	C	-0.24%
MWA	B	-0.24%
AMCR	B	-0.24%
WEX	C	-0.23%
FMC	C	-0.23%
DIS	D	-0.23%
FUL	C	-0.23%
HOG	C	-0.23%
ASGN	D	-0.23%
XRAY	D	-0.23%
LECO	F	-0.23%
GNTX	F	-0.22%
USFD	B	-0.22%
EME	B	-0.22%
GMS	D	-0.22%
DBX	D	-0.22%
NWL	C	-0.22%
TEX	F	-0.21%
EQH	C	-0.21%
CALM	A	-0.21%
MTZ	B	-0.21%
UA	D	-0.21%
PBH	B	-0.2%
UNH	C	-0.2%
AXS	B	-0.2%
KWR	D	-0.2%
CNM	F	-0.2%
CMC	D	-0.2%
NSP	F	-0.2%
BAX	C	-0.2%
NVST	D	-0.2%
SM	F	-0.19%
AVNT	B	-0.19%
ATI	C	-0.19%
BRC	C	-0.19%
LAD	D	-0.19%
RMD	C	-0.19%
TNET	F	-0.19%
SLB	F	-0.19%
FELE	C	-0.18%
KFY	B	-0.18%
AAL	D	-0.18%
SEM	D	-0.18%
UI	B	-0.18%
VRSN	D	-0.18%
MCY	D	-0.18%
GRMN	D	-0.17%
MRK	D	-0.17%
CBOE	C	-0.17%
CSX	D	-0.17%
AFG	B	-0.17%
ALE	B	-0.17%
BERY	B	-0.17%
BJ	D	-0.17%
FN	D	-0.16%
LULU	D	-0.16%
CAH	C	-0.16%
LANC	D	-0.16%
OVV	F	-0.16%
LBRT	D	-0.16%
SAM	F	-0.16%
FFIV	B	-0.16%
SANM	D	-0.16%
WMG	D	-0.16%
HUBG	C	-0.16%
LNC	D	-0.16%
LOPE	D	-0.16%
QGEN	C	-0.16%
CNO	B	-0.15%
WSC	D	-0.15%
BDC	B	-0.15%
SIG	C	-0.15%
BDX	D	-0.15%
PAYC	D	-0.15%
AIT	A	-0.15%
MCK	F	-0.15%
MSA	D	-0.15%
WSM	D	-0.15%
ESAB	C	-0.14%
GPI	B	-0.13%
FDS	C	-0.13%
DRI	B	-0.13%
SXT	C	-0.13%
ACM	B	-0.13%
ENS	D	-0.12%
BMY	C	-0.12%
USM	C	-0.12%
WH	B	-0.12%
ACIW	B	-0.12%
URI	B	-0.12%
ULTA	D	-0.12%
MAN	C	-0.12%
ATGE	C	-0.12%
IGT	D	-0.12%
STE	C	-0.12%
RYAN	D	-0.12%
AZEK	C	-0.11%
LPX	B	-0.11%
V	C	-0.11%
EXPE	C	-0.11%
ACT	B	-0.11%
MAR	C	-0.11%
ICFI	B	-0.11%
HAYW	C	-0.11%
AN	D	-0.11%
DVA	B	-0.11%
CLX	C	-0.11%
NXST	D	-0.1%
IBOC	D	-0.1%
SSD	D	-0.1%
CZR	C	-0.1%
COKE	C	-0.1%
AM	C	-0.1%
PNR	B	-0.1%
IRDM	D	-0.1%
KNF	B	-0.1%
NVT	D	-0.09%
HAFN	D	-0.09%
CL	D	-0.09%
LEA	F	-0.09%
FOUR	C	-0.09%
SBAC	C	-0.09%
CIEN	C	-0.09%
BR	D	-0.09%
WFG	B	-0.09%
FG	D	-0.09%
CW	B	-0.08%
DDS	F	-0.08%
PRI	B	-0.08%
EWBC	D	-0.08%
BLD	D	-0.08%
AGCO	D	-0.08%
TPX	C	-0.08%
WFRD	F	-0.08%
AON	B	-0.08%
ATKR	F	-0.08%
AVY	C	-0.08%
CPAY	B	-0.07%
ALLE	B	-0.07%
PM	C	-0.07%
WEN	C	-0.07%
JNPR	B	-0.07%
OZK	D	-0.07%
QLYS	F	-0.07%
VRRM	D	-0.07%
MASI	F	-0.07%
EL	F	-0.06%
HALO	C	-0.06%
BKNG	C	-0.06%
SHOO	B	-0.06%
WOR	D	-0.06%
MDU	C	-0.06%
RBA	B	-0.06%
IOSP	D	-0.06%
HAS	B	-0.06%
GWW	B	-0.06%
IEX	D	-0.05%
MMC	C	-0.05%
ELAN	D	-0.05%
ITW	C	-0.05%
SAIC	C	-0.05%
CHK	D	-0.05%
MSGS	B	-0.05%
RBC	C	-0.05%
PEP	C	-0.05%
ONB	C	-0.05%
IPGP	F	-0.05%
BIO	C	-0.05%
UNF	C	-0.04%
ITT	B	-0.04%
DPZ	F	-0.04%
NOC	B	-0.04%
LVS	D	-0.04%
MTX	D	-0.04%
GEHC	C	-0.04%
BRBR	C	-0.04%
AEO	F	-0.04%
GNRC	D	-0.04%
BC	C	-0.04%
CACC	F	-0.04%
ETSY	F	-0.04%
KO	C	-0.04%
JKHY	B	-0.04%
HON	D	-0.04%
NFLX	B	-0.04%
AA	D	-0.04%
VNT	F	-0.04%
BHF	F	-0.04%
NPO	D	-0.03%
VC	F	-0.03%
KBR	D	-0.03%
GPOR	D	-0.03%
PAG	D	-0.03%
TDC	F	-0.03%
WDFC	C	-0.03%
MCD	B	-0.03%
HOLX	B	-0.03%
FIZZ	D	-0.03%
CFR	C	-0.03%
ARCH	F	-0.03%
LFUS	C	-0.03%
OTIS	C	-0.02%
EMN	B	-0.02%
H	C	-0.02%
VVV	D	-0.02%
VLTO	C	-0.02%
YUM	D	-0.02%
SHW	B	-0.02%
M	F	-0.02%
FLR	D	-0.02%
MATX	B	-0.02%
CACI	B	-0.02%
DKS	D	-0.02%
TTEK	C	-0.02%
CLF	F	-0.02%
MKTX	C	-0.02%
NOV	F	-0.02%
ICUI	B	-0.02%
UFPI	C	-0.02%
WYNN	D	-0.02%
ACN	C	-0.02%
COLB	B	-0.02%
MNST	D	-0.01%
JJSF	C	-0.01%
EXEL	C	-0.01%
NTAP	D	-0.01%
ZION	D	-0.01%
SPB	C	-0.01%
IBP	D	-0.01%
PH	B	-0.01%
TFC	C	-0.01%
MOS	F	-0.01%
AVTR	B	-0.01%
IFS	C	-0.01%
FIVE	D	-0.01%
WTFC	B	-0.01%
CATY	C	-0.01%
ITRI	C	-0.01%
VRT	C	-0.01%
DOOO	F	-0.01%
MTG	B	-0.0%
BLDR	C	-0.0%
FULT	D	-0.0%
VLY	C	-0.0%
BOOT	A	-0.0%
IR	C	-0.0%
AOS	D	-0.0%
ABG	D	-0.0%
KLAC	D	-0.0%
CSWI	B	-0.0%
SNV	C	-0.0%
IESC	C	-0.0%