FJP vs. HSMV ETF Comparison

Comparison of First Trust Japan AlphaDEX Fund (FJP) to First Trust Horizon Managed Volatility Small/Mid ETF (HSMV)
FJP

First Trust Japan AlphaDEX Fund

FJP Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Japan Index. The fund will normally invest at least 90% of its net assets plus the amount of any borrowings for investment purposes in stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P Japan BMI Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$52.50

Average Daily Volume

9,245

Number of Holdings *

6

* may have additional holdings in another (foreign) market
HSMV

First Trust Horizon Managed Volatility Small/Mid ETF

HSMV Description The investment seeks to provide investors with capital appreciation. Under normal market conditions, the fund seeks to achieve its investment objective by investing at least 80% of its net assets (including investment borrowings) in small- and/or mid-capitalization common stocks listed and traded on U.S. national securities exchanges that Sub-Advisor believes exhibit low future expected volatility. It is non-diversified.

Grade (RS Rating)

Last Trade

$38.50

Average Daily Volume

1,335

Number of Holdings *

147

* may have additional holdings in another (foreign) market
Performance
Period FJP HSMV
30 Days 5.29% 4.88%
60 Days -2.92% 5.46%
90 Days -1.85% 6.96%
12 Months 8.11% 27.49%
1 Overlapping Holdings
Symbol Grade Weight in FJP Weight in HSMV Overlap
AGCO D 0.32% 0.31% 0.31%
FJP Overweight 5 Positions Relative to HSMV
Symbol Grade Weight
MFG B 1.93%
SMFG B 1.76%
MUFG B 1.46%
NMR B 1.36%
HMC F 1.35%
FJP Underweight 146 Positions Relative to HSMV
Symbol Grade Weight
ATR B -2.09%
DTM B -2.06%
SEIC B -1.89%
ORI A -1.76%
IDA A -1.65%
INGR B -1.65%
OGE B -1.59%
POST C -1.56%
CTRE D -1.54%
RLI B -1.42%
MSGS A -1.4%
ADC B -1.34%
DCI B -1.33%
CACI D -1.29%
FHI A -1.26%
AMH D -1.24%
NJR A -1.24%
AM A -1.21%
NFG A -1.18%
FLO D -1.17%
CHE D -1.16%
NWE B -1.13%
OHI C -1.08%
AFG A -1.08%
POR C -1.07%
GGG B -1.06%
NNN D -1.01%
GNTX C -0.99%
GLPI C -0.99%
NYT C -0.95%
BKH A -0.9%
EHC B -0.9%
MMS F -0.89%
FCPT C -0.86%
DLB B -0.85%
CBSH A -0.83%
ELS C -0.81%
MSA D -0.8%
EPR D -0.79%
PRI A -0.78%
IDCC A -0.77%
AVA A -0.76%
LSTR D -0.76%
PBH A -0.76%
EFC C -0.76%
KBR F -0.75%
PECO A -0.74%
LOPE B -0.74%
ENSG D -0.73%
AWR B -0.72%
OGS A -0.72%
SF B -0.72%
RPM A -0.68%
SLGN A -0.68%
RNR C -0.67%
CPK A -0.67%
CW B -0.67%
RGA A -0.67%
AGO B -0.67%
ESNT D -0.67%
JHG A -0.66%
EPRT B -0.65%
MDU D -0.64%
AMG B -0.63%
CDP C -0.63%
EGP F -0.63%
SCI B -0.62%
PRGS A -0.58%
ACM A -0.57%
FELE B -0.56%
GATX A -0.56%
CHH A -0.56%
MTG C -0.55%
SBRA C -0.55%
COLM B -0.55%
NMIH D -0.55%
RS B -0.54%
BCPC B -0.53%
FLS B -0.52%
CWT D -0.51%
FNF B -0.51%
EPC D -0.49%
AVT C -0.49%
FCN D -0.49%
BRX A -0.48%
BWXT B -0.48%
MUSA A -0.47%
LANC C -0.46%
JEF A -0.46%
PFGC B -0.45%
FR C -0.45%
CHDN B -0.45%
ARW D -0.45%
PB A -0.45%
CNO A -0.44%
MSM C -0.44%
LAMR D -0.43%
ENR B -0.43%
RYN D -0.42%
BLKB B -0.41%
RDN C -0.4%
FAF A -0.4%
FNB A -0.38%
ITT A -0.38%
CLH B -0.38%
EXEL B -0.38%
ASH D -0.36%
GPK C -0.36%
ABM B -0.36%
BJ A -0.36%
COOP B -0.35%
G B -0.35%
IOSP B -0.35%
SAIC F -0.35%
LXP D -0.34%
RGLD C -0.34%
EVR B -0.34%
LECO B -0.34%
JAZZ B -0.33%
CSL C -0.33%
MAN D -0.32%
KEX C -0.31%
JJSF B -0.31%
ONB B -0.31%
R B -0.3%
KFY B -0.29%
MTN C -0.29%
ALV C -0.29%
MIDD C -0.28%
EVTC B -0.28%
OSK B -0.28%
ORA B -0.27%
PLXS B -0.27%
CASY A -0.26%
LII A -0.26%
HRB D -0.26%
FSS B -0.24%
LFUS F -0.24%
CUBE D -0.24%
AIN C -0.24%
IRT A -0.23%
HXL D -0.22%
CRI D -0.21%
REXR F -0.2%
PCH D -0.19%
NSA D -0.13%
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