ESMV vs. AUSF ETF Comparison

Comparison of iShares ESG MSCI USA Min Vol Factor ETF (ESMV) to Global X Adaptive U.S. Factor ETF (AUSF)

ESMV

iShares ESG MSCI USA Min Vol Factor ETF

ESMV Description

iShares ESG MSCI USA Min Vol Factor ETF is an exchange traded fund launched by BlackRock, Inc. The fund is managed by BlackRock Fund Advisors. It invests in public equity markets of the United States. The fund invests in stocks of companies operating across diversified sectors. It invests in less volatile stocks of companies across diversified market capitalization. The fund invests in stocks of companies that are deemed socially conscious in their business dealings and directly promote environmental responsibility. It seeks to track the performance of the MSCI USA Minimum Volatility Extended ESG Reduced Carbon Target Index, by using representative sampling technique. iShares ESG MSCI USA Min Vol Factor ETF is domiciled in the United States

Grade (RS Rating)

Last Trade

$29.49

Average Daily Volume

4,983

Number of Holdings ^*

150

* may have additional holdings in another (foreign) market

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$44.62

Average Daily Volume

36,554

Number of Holdings ^*

190

* may have additional holdings in another (foreign) market

Performance

Period	ESMV	AUSF
30 Days	2.11%	4.22%
60 Days	2.84%	5.67%
90 Days	4.91%	7.18%
12 Months	24.44%	33.52%

65 Overlapping Holdings

Symbol	Grade	Weight in ESMV	Weight in AUSF	Overlap
AAPL	C	0.52%	0.1%	0.1%
ADP	B	1.43%	1.43%	1.43%
AJG	B	0.25%	0.07%	0.07%
AKAM	D	0.3%	0.06%	0.06%
AMGN	D	1.2%	0.07%	0.07%
BR	A	0.31%	0.84%	0.31%
CAH	B	0.08%	0.08%	0.08%
CHD	B	0.41%	0.12%	0.12%
CI	F	0.44%	0.08%	0.08%
CL	D	1.21%	0.07%	0.07%
CMCSA	B	0.09%	0.51%	0.09%
CME	A	0.43%	1.39%	0.43%
CNH	C	0.31%	0.51%	0.31%
COR	B	0.77%	1.51%	0.77%
CSCO	B	1.48%	1.41%	1.41%
CVX	A	0.34%	0.09%	0.09%
DGX	A	0.7%	0.07%	0.07%
EA	A	1.31%	1.43%	1.31%
ECL	D	0.32%	0.07%	0.07%
ED	D	1.26%	0.08%	0.08%
FI	A	0.34%	0.08%	0.08%
GDDY	A	0.19%	0.1%	0.1%
HII	D	0.06%	0.42%	0.06%
HOLX	D	0.51%	0.08%	0.08%
HON	B	0.69%	0.07%	0.07%
HPE	B	0.75%	0.54%	0.54%
IBM	C	1.66%	1.37%	1.37%
ICE	C	0.39%	1.41%	0.39%
INTC	D	0.34%	0.54%	0.34%
JNJ	D	0.97%	1.34%	0.97%
JNPR	F	0.45%	1.36%	0.45%
K	A	0.86%	0.07%	0.07%
KHC	F	0.34%	0.43%	0.34%
KMB	D	0.55%	0.07%	0.07%
KO	D	0.79%	1.03%	0.79%
KR	B	1.09%	0.12%	0.12%
LDOS	C	0.11%	0.1%	0.1%
LIN	D	0.1%	1.35%	0.1%
MA	C	0.97%	0.08%	0.08%
MCD	D	1.02%	0.7%	0.7%
MCK	B	1.38%	0.09%	0.09%
MMC	B	1.4%	1.42%	1.4%
MRK	F	1.01%	1.0%	1.0%
MSI	B	1.81%	0.09%	0.09%
NOC	D	1.43%	0.08%	0.08%
OKE	A	1.24%	0.58%	0.58%
PEP	F	1.01%	0.66%	0.66%
PG	A	1.06%	0.83%	0.83%
PGR	A	1.33%	0.18%	0.18%
REGN	F	0.65%	0.05%	0.05%
ROP	B	1.31%	0.07%	0.07%
RSG	A	0.18%	1.56%	0.18%
RTX	C	0.43%	1.4%	0.43%
SOLV	C	0.11%	0.47%	0.11%
T	A	0.4%	1.9%	0.4%
TJX	A	0.06%	0.08%	0.06%
TMUS	B	1.65%	1.59%	1.59%
TRV	B	1.64%	0.12%	0.12%
UNH	C	1.36%	0.08%	0.08%
V	A	1.13%	1.51%	1.13%
VRSN	F	0.32%	0.08%	0.08%
VRTX	F	1.39%	0.07%	0.07%
VZ	C	1.37%	1.83%	1.37%
WM	A	1.44%	1.38%	1.38%
YUM	B	0.39%	0.26%	0.26%

ESMV Overweight 85 Positions Relative to AUSF

Symbol	Grade	Weight
NVDA	C	1.69%
GWW	B	1.68%
PEG	A	1.64%
TXN	C	1.39%
HD	A	1.39%
MSFT	F	1.34%
ACN	C	1.33%
HES	B	1.3%
FERG	B	1.3%
GILD	C	1.29%
LLY	F	1.25%
TT	A	1.23%
GIS	D	1.22%
ORCL	B	1.19%
CDNS	B	1.11%
SPGI	C	1.07%
VLTO	D	1.01%
NEM	D	0.99%
ADBE	C	0.93%
LOW	D	0.89%
KEYS	A	0.83%
TRGP	B	0.82%
PTC	A	0.78%
WDAY	B	0.77%
HUBS	A	0.77%
CRH	A	0.75%
CRM	B	0.74%
EQIX	A	0.74%
IT	C	0.72%
ZTS	D	0.63%
CMS	C	0.58%
FICO	B	0.54%
SRE	A	0.53%
ELV	F	0.51%
CBRE	B	0.51%
NEE	D	0.5%
CHRW	C	0.49%
MELI	D	0.44%
UBER	D	0.42%
AZO	C	0.41%
DECK	A	0.41%
ODFL	B	0.4%
ES	D	0.4%
GEN	B	0.38%
STX	D	0.36%
HRL	D	0.35%
CLX	B	0.34%
AMCR	D	0.34%
CPB	D	0.33%
SNPS	B	0.33%
NXPI	D	0.32%
PSX	C	0.32%
HUM	C	0.31%
CTSH	B	0.3%
LKQ	D	0.3%
BMY	B	0.28%
ALNY	D	0.28%
TSCO	D	0.27%
INCY	C	0.26%
XYL	D	0.25%
JCI	C	0.24%
FCNCA	A	0.24%
ADSK	A	0.23%
AWK	D	0.22%
OTIS	C	0.21%
FSLR	F	0.19%
AIZ	A	0.19%
INTU	C	0.18%
WTW	B	0.17%
ULTA	F	0.17%
NOW	A	0.17%
AZPN	A	0.17%
KDP	D	0.16%
UPS	C	0.15%
NTAP	C	0.15%
TEAM	A	0.14%
DPZ	C	0.13%
JKHY	D	0.13%
FFIV	B	0.12%
MKC	D	0.12%
MPC	D	0.1%
FAST	B	0.08%
KNX	B	0.07%
AON	A	0.06%
EXC	C	0.05%

ESMV Underweight 125 Positions Relative to AUSF

Symbol	Grade	Weight
WMT	A	-1.56%
BSX	B	-1.54%
BRK.A	B	-1.5%
LMT	D	-1.4%
GD	F	-1.33%
EDR	A	-1.32%
ACI	C	-1.29%
DOX	D	-1.25%
CBOE	B	-0.94%
DTM	B	-0.7%
KMI	A	-0.66%
MO	A	-0.65%
UNM	A	-0.65%
TPR	B	-0.63%
MARA	C	-0.62%
IP	B	-0.59%
SYF	B	-0.58%
FHN	A	-0.57%
WBS	A	-0.57%
UMBF	B	-0.56%
ZION	B	-0.56%
FNB	A	-0.56%
VTRS	A	-0.56%
CMA	A	-0.55%
WHR	B	-0.55%
ONB	B	-0.55%
ABG	B	-0.55%
RF	A	-0.55%
AL	B	-0.55%
CFG	B	-0.55%
PB	A	-0.55%
COLB	A	-0.55%
UBSI	B	-0.55%
HBAN	A	-0.55%
LAD	A	-0.55%
LBRDK	C	-0.54%
OZK	B	-0.54%
CADE	B	-0.54%
PVH	C	-0.53%
TAP	C	-0.53%
BEN	C	-0.53%
C	A	-0.53%
GM	B	-0.52%
ALLY	C	-0.52%
LNC	B	-0.52%
HPQ	B	-0.52%
PCAR	B	-0.52%
AM	A	-0.52%
NOV	C	-0.52%
BCC	B	-0.51%
CIVI	D	-0.51%
SLG	B	-0.51%
CNC	D	-0.5%
CHRD	D	-0.5%
CHE	D	-0.5%
JXN	C	-0.5%
DINO	D	-0.49%
NXST	C	-0.49%
BG	F	-0.49%
AGNC	D	-0.49%
STWD	C	-0.49%
QGEN	D	-0.49%
CVS	D	-0.49%
HST	C	-0.49%
MOS	F	-0.48%
SNX	C	-0.48%
X	C	-0.48%
CRBG	B	-0.48%
BWA	D	-0.48%
UGI	A	-0.48%
VICI	C	-0.48%
RDN	C	-0.48%
AVT	C	-0.48%
KRC	C	-0.47%
EMN	D	-0.47%
SON	D	-0.47%
HOG	D	-0.47%
ADM	D	-0.47%
TDG	D	-0.47%
M	D	-0.47%
RPRX	D	-0.47%
GAP	C	-0.47%
RNR	C	-0.47%
WU	D	-0.46%
BBY	D	-0.46%
LYB	F	-0.46%
MDT	D	-0.45%
CAG	D	-0.45%
FMC	D	-0.45%
LEA	D	-0.44%
PFE	D	-0.43%
SWKS	F	-0.43%
ARW	D	-0.43%
WBA	F	-0.43%
DOW	F	-0.42%
OGN	D	-0.42%
CE	F	-0.29%
CACI	D	-0.18%
TW	A	-0.14%
ABBV	D	-0.14%
GRMN	B	-0.13%
COST	B	-0.12%
SO	D	-0.12%
VRSK	A	-0.1%
DUK	C	-0.1%
ORI	A	-0.1%
SNA	A	-0.1%
WMB	A	-0.1%
AFL	B	-0.1%
ATR	B	-0.09%
PNW	B	-0.09%
AME	A	-0.09%
PKG	A	-0.09%
WRB	A	-0.09%
INGR	B	-0.08%
BDX	F	-0.08%
HIG	B	-0.08%
CB	C	-0.08%
XOM	B	-0.08%
MDLZ	F	-0.07%
FE	C	-0.07%
CTLT	B	-0.07%
ATO	A	-0.07%
WELL	A	-0.07%
L	A	-0.07%