CZA vs. AUSF ETF Comparison

Comparison of Guggenheim Mid-Cap Core ETF (CZA) to Global X Adaptive U.S. Factor ETF (AUSF)

CZA

Guggenheim Mid-Cap Core ETF

CZA Description

The investment seeks investment results that correspond generally to the performance, before the fund's fees and expenses, of an index called the Zacks Mid-Cap Core Index. The fund will invest at least 90% of its total assets in securities that comprise the index and depositary receipts representing securities that comprise the index. It generally invests in all of the securities comprising the index in proportion to their weightings in the index. The index is comprised of 100 securities selected, based on investment and other criteria, from a universe of mid-capitalization securities including MLPs, ADRs and BDCs.

Grade (RS Rating)

Last Trade

$108.06

Average Daily Volume

3,105

Number of Holdings ^*

* may have additional holdings in another (foreign) market

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$42.63

Average Daily Volume

37,855

Number of Holdings ^*

189

* may have additional holdings in another (foreign) market

Performance

Period	CZA	AUSF
30 Days	3.50%	1.62%
60 Days	11.55%	7.78%
90 Days	11.78%	8.63%
12 Months	30.96%	39.63%

11 Overlapping Holdings

Symbol	Grade	Weight in CZA	Weight in AUSF	Overlap
ATR	A	0.71%	0.09%	0.09%
CACI	A	0.74%	0.2%	0.2%
EMN	C	0.88%	0.55%	0.55%
FNB	D	0.34%	0.46%	0.34%
HIG	A	2.29%	0.09%	0.09%
HII	F	0.68%	0.55%	0.55%
LDOS	A	1.44%	0.11%	0.11%
LYB	B	2.06%	0.48%	0.48%
MOS	F	0.54%	0.43%	0.43%
PKG	B	1.25%	0.09%	0.09%
WRB	C	1.44%	0.11%	0.11%

CZA Overweight 83 Positions Relative to AUSF

Symbol	Grade	Weight
WAB	A	2.13%
AVB	C	2.12%
PPG	D	2.11%
WTW	C	1.99%
BRO	A	1.99%
EQR	C	1.86%
FTV	C	1.85%
ETR	A	1.84%
VLTO	A	1.82%
DTE	B	1.77%
STT	A	1.75%
ES	D	1.59%
AEE	A	1.54%
CHKP	A	1.47%
CPAY	A	1.44%
CSL	A	1.42%
CINF	A	1.41%
TDY	A	1.39%
BAH	C	1.37%
PFG	A	1.33%
WLK	C	1.29%
BAX	D	1.29%
NTRS	B	1.23%
AER	C	1.2%
FOX	B	1.19%
AVY	D	1.18%
LPLA	D	1.17%
EG	A	1.11%
SUI	D	1.1%
IEX	D	1.09%
J	F	1.09%
RPM	A	1.06%
WMG	D	1.05%
SN	A	1.03%
TRMB	B	1.02%
NI	A	1.01%
UDR	C	0.99%
GGG	C	0.98%
GLPI	C	0.94%
BAP	A	0.94%
RNR	A	0.93%
ACM	A	0.93%
LOGI	D	0.92%
REG	C	0.9%
FLEX	B	0.88%
CNA	D	0.87%
ITT	C	0.82%
NVT	C	0.78%
PFGC	A	0.78%
EPAM	F	0.77%
RRX	B	0.75%
QGEN	F	0.7%
WWD	C	0.7%
AIZ	B	0.69%
SKX	B	0.67%
BWXT	A	0.65%
EGP	D	0.6%
INGR	B	0.6%
CR	A	0.6%
SEIC	B	0.6%
WEX	C	0.58%
ALSN	A	0.55%
AWI	A	0.55%
IVZ	A	0.52%
VOYA	A	0.52%
COLD	D	0.52%
G	A	0.47%
BPOP	D	0.47%
LFUS	C	0.45%
BLCO	C	0.45%
ESNT	A	0.45%
ESAB	C	0.44%
OSK	F	0.44%
ACT	B	0.38%
RRR	D	0.38%
PFSI	C	0.38%
MDU	C	0.37%
SLGN	B	0.37%
VNT	F	0.35%
FELE	C	0.33%
FLO	D	0.32%
SEM	D	0.29%
ZGN	F	0.26%

CZA Underweight 178 Positions Relative to AUSF

Symbol	Grade	Weight
IBM	A	-2.32%
VZ	C	-2.07%
T	B	-1.95%
WMT	A	-1.67%
TMUS	A	-1.67%
RTX	A	-1.67%
LMT	A	-1.64%
JNPR	C	-1.53%
BRK.A	B	-1.52%
MMC	D	-1.5%
GD	C	-1.5%
RSG	D	-1.49%
JNJ	D	-1.49%
LIN	C	-1.48%
AJG	C	-1.48%
ROP	D	-1.44%
CME	A	-1.38%
V	B	-1.38%
WM	B	-1.38%
DOX	B	-1.35%
CSCO	A	-1.35%
ACI	F	-1.32%
MRK	F	-1.25%
EA	D	-1.25%
KO	C	-1.24%
MCD	A	-1.23%
BSX	A	-1.18%
CBOE	B	-0.95%
PG	D	-0.89%
BR	B	-0.83%
PEP	F	-0.74%
LBRDK	C	-0.64%
UNM	A	-0.61%
LAD	C	-0.6%
WMB	A	-0.6%
DTM	A	-0.6%
SIG	C	-0.59%
MO	D	-0.59%
KMI	A	-0.59%
SOLV	C	-0.57%
OKE	A	-0.56%
UAL	A	-0.56%
DAL	C	-0.55%
FMC	C	-0.55%
KRC	C	-0.55%
CHE	D	-0.55%
TPR	B	-0.55%
CMA	C	-0.55%
BBY	C	-0.54%
CNC	F	-0.54%
HOG	D	-0.54%
MDT	C	-0.54%
FOXA	B	-0.54%
VICI	C	-0.53%
COLB	C	-0.53%
CNH	C	-0.53%
JXN	A	-0.52%
CMCSA	B	-0.52%
CAG	D	-0.52%
ARW	C	-0.52%
AGNC	B	-0.51%
STWD	C	-0.51%
KEY	B	-0.5%
FITB	C	-0.5%
WHR	C	-0.5%
AM	A	-0.5%
KHC	F	-0.5%
IP	C	-0.5%
SON	D	-0.5%
USB	C	-0.49%
UGI	C	-0.49%
AVT	B	-0.49%
MTB	A	-0.49%
TAP	D	-0.49%
RF	B	-0.49%
PNC	C	-0.49%
UBSI	D	-0.48%
HPE	B	-0.48%
CVS	D	-0.48%
PB	D	-0.48%
SNX	C	-0.48%
HBAN	B	-0.47%
VTRS	D	-0.47%
PVH	D	-0.47%
SYF	A	-0.47%
CRBG	B	-0.47%
WBS	D	-0.47%
GM	D	-0.47%
RDN	D	-0.47%
C	B	-0.46%
ABG	D	-0.46%
CE	D	-0.46%
GAP	F	-0.46%
HPQ	B	-0.46%
CFG	C	-0.46%
RPRX	D	-0.46%
AGCO	D	-0.46%
X	F	-0.46%
LNC	B	-0.46%
DINO	F	-0.45%
ADM	F	-0.45%
ONB	D	-0.45%
PRGO	F	-0.45%
FHN	D	-0.45%
CADE	B	-0.45%
AL	D	-0.45%
BEN	F	-0.44%
EMR	B	-0.44%
LEA	F	-0.44%
OZK	D	-0.43%
ZION	D	-0.43%
M	D	-0.43%
OMF	D	-0.42%
OGN	F	-0.42%
NOV	F	-0.42%
BG	F	-0.41%
HP	D	-0.41%
ALLY	F	-0.4%
PTEN	F	-0.38%
F	D	-0.37%
WBA	F	-0.36%
INTC	D	-0.36%
CIVI	F	-0.36%
MCK	F	-0.36%
AMGN	D	-0.3%
YUM	C	-0.27%
PGR	B	-0.2%
ABBV	C	-0.18%
TW	A	-0.13%
KR	C	-0.13%
CHD	D	-0.12%
TRV	B	-0.12%
AFL	A	-0.12%
COST	C	-0.12%
DUK	C	-0.11%
NOC	B	-0.11%
ORI	A	-0.11%
AAPL	C	-0.11%
SO	A	-0.11%
ICE	A	-0.1%
TJX	D	-0.1%
ED	C	-0.1%
GRMN	D	-0.1%
MSI	A	-0.1%
REGN	D	-0.09%
KMB	D	-0.09%
XOM	A	-0.09%
DGX	D	-0.09%
DRI	C	-0.09%
MA	A	-0.09%
FDS	C	-0.09%
MDLZ	D	-0.09%
VRTX	D	-0.09%
CVX	B	-0.08%
GDDY	B	-0.08%
CB	A	-0.08%
PCAR	D	-0.08%
BDX	C	-0.08%
L	C	-0.08%
NEU	F	-0.08%
CAH	B	-0.08%
AKAM	D	-0.08%
UNH	B	-0.08%
VRSK	D	-0.08%
ADP	A	-0.08%
NSIT	B	-0.07%
CI	D	-0.07%
HOLX	D	-0.07%
ECL	C	-0.07%
AME	C	-0.07%
DLB	D	-0.07%
SNA	C	-0.07%
HON	C	-0.07%
VRSN	C	-0.07%
CASY	D	-0.07%
PNW	C	-0.07%
CL	D	-0.07%
PSX	D	-0.06%