AUSF vs. SUSA ETF Comparison

Comparison of Global X Adaptive U.S. Factor ETF (AUSF) to iShares MSCI USA ESG Select ETF (SUSA)

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$44.62

Average Daily Volume

36,554

Number of Holdings ^*

190

* may have additional holdings in another (foreign) market

SUSA

iShares MSCI USA ESG Select ETF

SUSA Description

iShares MSCI USA ESG Select ETF (the Fund), formerly iShares MSCI USA ESG Select Social Index Fund, is an exchange-traded fund (ETF). The Fund seeks investment results that correspond generally to the price and yield performance of the MSCI USA ESG Select Index (the Index). The Index is designed to measure the equity performance of large capitalization companies that have positive environmental, social and governance (ESG) characteristics relative to their industry and sector peers and in relation to the broader market, while exhibiting risk and return characteristics similar to the MSCI USA Index. The Fund generally invests at least 90% of its assets in securities of the Index and in depositary receipts representing securities of the Index. BlackRock Fund Advisors (BFA) serves as the investment adviser to the Fund.

Grade (RS Rating)

Last Trade

$124.71

Average Daily Volume

60,399

Number of Holdings ^*

175

* may have additional holdings in another (foreign) market

Performance

Period	AUSF	SUSA
30 Days	4.22%	4.04%
60 Days	5.67%	4.55%
90 Days	7.18%	6.30%
12 Months	33.52%	32.95%

43 Overlapping Holdings

Symbol	Grade	Weight in AUSF	Weight in SUSA	Overlap
AAPL	C	0.1%	4.77%	0.1%
ADP	B	1.45%	1.29%	1.29%
AKAM	D	0.06%	0.08%	0.06%
AMGN	D	0.08%	0.66%	0.08%
BBY	D	0.47%	0.39%	0.39%
BG	F	0.47%	0.45%	0.45%
BR	A	0.83%	0.54%	0.54%
CHD	B	0.11%	0.22%	0.11%
CNH	C	0.45%	0.17%	0.17%
COST	B	0.11%	0.57%	0.11%
CSCO	B	1.41%	0.73%	0.73%
DGX	A	0.07%	0.45%	0.07%
EA	A	1.37%	0.72%	0.72%
ECL	D	0.07%	1.3%	0.07%
ED	D	0.08%	0.27%	0.08%
GDDY	A	0.1%	0.39%	0.1%
HBAN	A	0.55%	0.41%	0.41%
HOLX	D	0.08%	0.19%	0.08%
HPE	B	0.54%	0.65%	0.54%
HPQ	B	0.52%	0.21%	0.21%
IBM	C	1.32%	0.76%	0.76%
INTC	D	0.53%	0.39%	0.39%
K	A	0.07%	1.38%	0.07%
KHC	F	0.44%	0.08%	0.08%
KMB	D	0.07%	0.41%	0.07%
KO	D	1.01%	1.62%	1.01%
KR	B	0.12%	0.2%	0.12%
LIN	D	1.34%	0.09%	0.09%
MA	C	0.08%	0.95%	0.08%
MMC	B	1.41%	0.29%	0.29%
MRK	F	0.99%	0.51%	0.51%
OKE	A	0.54%	1.53%	0.54%
PEP	F	0.67%	0.81%	0.67%
PG	A	0.79%	0.46%	0.46%
PGR	A	0.18%	0.69%	0.18%
REGN	F	0.06%	0.08%	0.06%
SOLV	C	0.48%	0.11%	0.11%
SYF	B	0.57%	0.19%	0.19%
TRV	B	0.11%	0.45%	0.11%
V	A	1.5%	0.99%	0.99%
VRTX	F	0.07%	0.35%	0.07%
VZ	C	1.72%	0.5%	0.5%
WELL	A	0.07%	0.29%	0.07%

AUSF Overweight 147 Positions Relative to SUSA

Symbol	Grade	Weight
T	A	1.81%
TMUS	B	1.58%
RSG	A	1.53%
COR	B	1.52%
WMT	A	1.5%
BSX	B	1.49%
BRK.A	B	1.46%
LMT	D	1.45%
GD	F	1.45%
JNPR	F	1.44%
RTX	C	1.42%
ICE	C	1.39%
WM	A	1.39%
CME	A	1.36%
DOX	D	1.36%
JNJ	D	1.31%
ACI	C	1.29%
EDR	A	1.27%
CBOE	B	0.88%
MCD	D	0.71%
DTM	B	0.67%
MARA	C	0.67%
UNM	A	0.63%
KMI	A	0.63%
MO	A	0.62%
LBRDK	C	0.59%
IP	B	0.57%
COLB	A	0.57%
TPR	B	0.57%
UMBF	B	0.57%
ONB	B	0.57%
ZION	B	0.56%
UBSI	B	0.56%
FNB	A	0.56%
FHN	A	0.56%
WBS	A	0.56%
PB	A	0.55%
JXN	C	0.55%
CMA	A	0.55%
PVH	C	0.55%
ABG	B	0.55%
CADE	B	0.55%
RF	A	0.54%
LNC	B	0.54%
WHR	B	0.54%
VTRS	A	0.54%
CFG	B	0.54%
AL	B	0.54%
LAD	A	0.54%
PCAR	B	0.54%
C	A	0.53%
GM	B	0.53%
OZK	B	0.53%
TAP	C	0.53%
BEN	C	0.52%
NOV	C	0.52%
ALLY	C	0.52%
BCC	B	0.51%
CMCSA	B	0.51%
AM	A	0.51%
QGEN	D	0.5%
BWA	D	0.5%
HST	C	0.5%
CHE	D	0.5%
RDN	C	0.49%
X	C	0.49%
CIVI	D	0.49%
SLG	B	0.49%
GAP	C	0.49%
MOS	F	0.48%
M	D	0.48%
SNX	C	0.48%
NXST	C	0.48%
CNC	D	0.48%
TDG	D	0.48%
CHRD	D	0.48%
AVT	C	0.48%
SON	D	0.47%
WBA	F	0.47%
KRC	C	0.47%
STWD	C	0.47%
AGNC	D	0.47%
CRBG	B	0.47%
DINO	D	0.47%
VICI	C	0.46%
RPRX	D	0.46%
CVS	D	0.46%
UGI	A	0.46%
LYB	F	0.46%
MDT	D	0.46%
RNR	C	0.46%
LEA	D	0.45%
HOG	D	0.45%
EMN	D	0.45%
CAG	D	0.45%
FMC	D	0.44%
OGN	D	0.44%
PFE	D	0.44%
SWKS	F	0.44%
ADM	D	0.44%
WU	D	0.44%
HII	D	0.44%
ARW	D	0.43%
DOW	F	0.42%
CE	F	0.29%
YUM	B	0.26%
CACI	D	0.22%
ABBV	D	0.14%
LDOS	C	0.13%
GRMN	B	0.13%
TW	A	0.13%
SO	D	0.12%
VRSK	A	0.1%
WMB	A	0.1%
SNA	A	0.1%
AFL	B	0.1%
MCK	B	0.09%
CVX	A	0.09%
NOC	D	0.09%
ATR	B	0.09%
PKG	A	0.09%
AME	A	0.09%
MSI	B	0.09%
WRB	A	0.09%
DUK	C	0.09%
ORI	A	0.09%
UNH	C	0.08%
CI	F	0.08%
CAH	B	0.08%
INGR	B	0.08%
HIG	B	0.08%
CB	C	0.08%
XOM	B	0.08%
BDX	F	0.08%
VRSN	F	0.08%
PNW	B	0.08%
FE	C	0.07%
MDLZ	F	0.07%
CTLT	B	0.07%
CL	D	0.07%
AJG	B	0.07%
ATO	A	0.07%
L	A	0.07%
ROP	B	0.07%
TJX	A	0.07%
HON	B	0.07%
FI	A	0.07%

AUSF Underweight 132 Positions Relative to SUSA

Symbol	Grade	Weight
NVDA	C	-5.47%
MSFT	F	-4.66%
GOOGL	C	-2.0%
GOOG	C	-1.91%
TSLA	B	-1.8%
HD	A	-1.68%
AVGO	D	-1.56%
TT	A	-1.5%
LLY	F	-1.31%
TXN	C	-1.28%
CRH	A	-1.19%
CRM	B	-1.18%
GILD	C	-1.14%
MS	A	-1.12%
INTU	C	-1.06%
ADBE	C	-1.02%
AXP	A	-1.02%
PNR	A	-0.92%
NOW	A	-0.91%
LNG	B	-0.85%
ADSK	A	-0.84%
AMAT	F	-0.81%
ZTS	D	-0.8%
PRU	A	-0.8%
GWW	B	-0.78%
TRGP	B	-0.78%
EXPD	D	-0.77%
MMM	D	-0.77%
DECK	A	-0.74%
GIS	D	-0.74%
LOW	D	-0.72%
CDNS	B	-0.71%
ACN	C	-0.67%
CMI	A	-0.67%
BK	A	-0.67%
FERG	B	-0.63%
DIS	B	-0.62%
DHR	F	-0.6%
GE	D	-0.59%
SPGI	C	-0.59%
EQIX	A	-0.58%
CCI	D	-0.58%
CLX	B	-0.58%
CHRW	C	-0.57%
AMD	F	-0.55%
MCO	B	-0.54%
ELV	F	-0.52%
XYL	D	-0.51%
WDAY	B	-0.51%
BKR	B	-0.51%
LKQ	D	-0.49%
NFLX	A	-0.49%
AXON	A	-0.48%
VLTO	D	-0.47%
LRCX	F	-0.46%
NXPI	D	-0.44%
IDXX	F	-0.44%
LII	A	-0.44%
WSM	B	-0.42%
CBRE	B	-0.42%
WAT	B	-0.4%
ES	D	-0.4%
BKNG	A	-0.38%
A	D	-0.37%
AMT	D	-0.36%
EW	C	-0.34%
SLB	C	-0.34%
KEYS	A	-0.34%
TWLO	A	-0.31%
ANET	C	-0.31%
PANW	C	-0.31%
JCI	C	-0.3%
QCOM	F	-0.29%
SNPS	B	-0.29%
PNC	B	-0.29%
VLO	C	-0.28%
STE	F	-0.28%
DVA	B	-0.27%
TGT	F	-0.27%
FIS	C	-0.27%
NDAQ	A	-0.26%
MU	D	-0.26%
TSCO	D	-0.25%
TRMB	B	-0.25%
ANSS	B	-0.24%
WST	C	-0.23%
ACGL	D	-0.23%
HCA	F	-0.23%
ZBH	C	-0.22%
CARR	D	-0.21%
IRM	D	-0.21%
TEAM	A	-0.2%
COO	D	-0.2%
HUBS	A	-0.19%
MELI	D	-0.19%
MRVL	B	-0.19%
LH	C	-0.18%
NEM	D	-0.18%
MOH	F	-0.18%
NTRS	A	-0.18%
FDS	B	-0.16%
IFF	D	-0.15%
BALL	D	-0.14%
RCL	A	-0.14%
ALNY	D	-0.14%
STT	A	-0.13%
CAT	B	-0.13%
FSLR	F	-0.13%
KDP	D	-0.13%
PTC	A	-0.13%
MDB	C	-0.13%
MTD	D	-0.12%
PWR	A	-0.12%
MKC	D	-0.12%
TFC	A	-0.11%
IPG	D	-0.11%
LULU	C	-0.11%
NI	A	-0.11%
FBIN	D	-0.11%
NUE	C	-0.11%
OC	A	-0.11%
APTV	D	-0.1%
WDC	D	-0.1%
DXCM	D	-0.1%
STX	D	-0.1%
IT	C	-0.1%
RIVN	F	-0.09%
PPG	F	-0.09%
SNOW	C	-0.09%
BIIB	F	-0.08%
AVTR	F	-0.08%
HUM	C	-0.08%