AUSF vs. SRHQ ETF Comparison

Comparison of Global X Adaptive U.S. Factor ETF (AUSF) to SRH U.S. Quality ETF (SRHQ)

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$44.07

Average Daily Volume

36,827

Number of Holdings ^*

190

* may have additional holdings in another (foreign) market

SRHQ

SRH U.S. Quality ETF

SRHQ Description

SRH U.S. Quality ETF is an exchange traded fund launched and managed by Paralel Advisors LLC. The fund is co-managed by Vident Investment Advisory, LLC. The fund invests in public equity markets of the United States. It invests in stocks of companies operating across diversified sectors. The fund invests in growth and value stocks of companies across diversified market capitalization. It seeks to track the performance of the SRH U.S. Quality Index, by using full replication technique. SRH U.S. Quality ETF is domiciled in the United States.

Grade (RS Rating)

Last Trade

$38.27

Average Daily Volume

7,828

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	AUSF	SRHQ
30 Days	2.63%	1.97%
60 Days	4.88%	3.29%
90 Days	5.86%	4.71%
12 Months	31.88%	28.89%

12 Overlapping Holdings

Symbol	Grade	Weight in AUSF	Weight in SRHQ	Overlap
AKAM	D	0.06%	1.2%	0.06%
CACI	D	0.22%	1.79%	0.22%
CAG	F	0.45%	1.36%	0.45%
CAH	B	0.08%	1.63%	0.08%
CBOE	C	0.88%	1.69%	0.88%
CMCSA	B	0.51%	1.5%	0.51%
COR	B	1.52%	1.51%	1.51%
GDDY	A	0.1%	2.36%	0.1%
HII	F	0.44%	1.02%	0.44%
LDOS	C	0.13%	1.83%	0.13%
TPR	B	0.57%	1.8%	0.57%
UNH	B	0.08%	1.8%	0.08%

AUSF Overweight 178 Positions Relative to SRHQ

Symbol	Grade	Weight
T	A	1.81%
VZ	C	1.72%
TMUS	B	1.58%
RSG	A	1.53%
V	A	1.5%
WMT	A	1.5%
BSX	A	1.49%
BRK.A	B	1.46%
ADP	A	1.45%
LMT	D	1.45%
GD	D	1.45%
JNPR	D	1.44%
RTX	D	1.42%
MMC	B	1.41%
CSCO	B	1.41%
ICE	C	1.39%
WM	B	1.39%
EA	A	1.37%
CME	B	1.36%
DOX	D	1.36%
LIN	C	1.34%
IBM	C	1.32%
JNJ	C	1.31%
ACI	C	1.29%
EDR	A	1.27%
KO	D	1.01%
MRK	D	0.99%
BR	A	0.83%
PG	C	0.79%
MCD	D	0.71%
DTM	A	0.67%
PEP	F	0.67%
MARA	B	0.67%
UNM	A	0.63%
KMI	A	0.63%
MO	A	0.62%
LBRDK	C	0.59%
IP	A	0.57%
COLB	B	0.57%
UMBF	B	0.57%
ONB	C	0.57%
SYF	B	0.57%
ZION	B	0.56%
UBSI	B	0.56%
FNB	A	0.56%
FHN	A	0.56%
WBS	A	0.56%
PB	B	0.55%
HBAN	A	0.55%
JXN	C	0.55%
CMA	B	0.55%
PVH	C	0.55%
ABG	C	0.55%
CADE	B	0.55%
RF	A	0.54%
LNC	C	0.54%
WHR	B	0.54%
OKE	A	0.54%
VTRS	A	0.54%
CFG	B	0.54%
AL	B	0.54%
LAD	A	0.54%
PCAR	B	0.54%
HPE	B	0.54%
C	A	0.53%
GM	C	0.53%
INTC	C	0.53%
OZK	B	0.53%
TAP	C	0.53%
BEN	C	0.52%
HPQ	B	0.52%
NOV	C	0.52%
ALLY	C	0.52%
BCC	B	0.51%
AM	A	0.51%
QGEN	D	0.5%
BWA	D	0.5%
HST	C	0.5%
CHE	D	0.5%
RDN	D	0.49%
X	B	0.49%
CIVI	D	0.49%
SLG	B	0.49%
GAP	C	0.49%
SOLV	D	0.48%
MOS	F	0.48%
M	F	0.48%
SNX	D	0.48%
NXST	C	0.48%
CNC	D	0.48%
TDG	D	0.48%
CHRD	D	0.48%
AVT	C	0.48%
SON	F	0.47%
WBA	F	0.47%
BBY	D	0.47%
KRC	B	0.47%
STWD	C	0.47%
AGNC	C	0.47%
CRBG	B	0.47%
DINO	D	0.47%
BG	D	0.47%
VICI	C	0.46%
RPRX	D	0.46%
CVS	D	0.46%
UGI	C	0.46%
LYB	F	0.46%
MDT	D	0.46%
RNR	C	0.46%
CNH	C	0.45%
LEA	F	0.45%
HOG	D	0.45%
EMN	C	0.45%
FMC	D	0.44%
KHC	F	0.44%
OGN	F	0.44%
PFE	F	0.44%
SWKS	F	0.44%
ADM	D	0.44%
WU	F	0.44%
ARW	D	0.43%
DOW	F	0.42%
CE	F	0.29%
YUM	D	0.26%
PGR	A	0.18%
ABBV	F	0.14%
GRMN	B	0.13%
TW	A	0.13%
SO	C	0.12%
KR	B	0.12%
COST	A	0.11%
TRV	B	0.11%
CHD	A	0.11%
VRSK	A	0.1%
AAPL	C	0.1%
WMB	A	0.1%
SNA	A	0.1%
AFL	B	0.1%
MCK	A	0.09%
CVX	A	0.09%
NOC	D	0.09%
ATR	B	0.09%
PKG	A	0.09%
AME	A	0.09%
MSI	B	0.09%
WRB	A	0.09%
DUK	C	0.09%
ORI	A	0.09%
AMGN	F	0.08%
CI	D	0.08%
INGR	C	0.08%
HOLX	D	0.08%
HIG	B	0.08%
CB	C	0.08%
XOM	B	0.08%
ED	C	0.08%
BDX	F	0.08%
MA	B	0.08%
VRSN	C	0.08%
PNW	A	0.08%
FE	C	0.07%
MDLZ	F	0.07%
KMB	C	0.07%
CTLT	C	0.07%
K	A	0.07%
CL	D	0.07%
AJG	A	0.07%
ATO	A	0.07%
L	A	0.07%
DGX	A	0.07%
WELL	A	0.07%
ECL	D	0.07%
ROP	B	0.07%
VRTX	D	0.07%
TJX	A	0.07%
HON	C	0.07%
FI	A	0.07%
REGN	F	0.06%

AUSF Underweight 49 Positions Relative to SRHQ

Symbol	Grade	Weight
CNX	A	-2.49%
UTHR	C	-2.37%
FOXA	A	-2.2%
EME	A	-2.16%
COKE	C	-2.16%
CBRE	B	-2.06%
AIT	B	-2.05%
G	B	-2.05%
CIEN	C	-2.04%
JLL	D	-2.03%
EXTR	C	-2.01%
PYPL	B	-1.91%
NDAQ	A	-1.91%
AVGO	D	-1.89%
BOX	B	-1.81%
CPAY	A	-1.79%
FHI	B	-1.77%
OC	A	-1.77%
SLGN	A	-1.69%
NVR	D	-1.67%
EXP	B	-1.67%
LH	B	-1.65%
IT	C	-1.65%
IRDM	D	-1.65%
DBX	B	-1.64%
ORLY	B	-1.63%
HD	B	-1.62%
ENS	F	-1.54%
AZO	C	-1.52%
MAS	D	-1.48%
KEYS	A	-1.46%
JBL	C	-1.45%
ESNT	F	-1.42%
FUL	F	-1.41%
EEFT	B	-1.4%
DXC	B	-1.4%
UPS	C	-1.38%
J	D	-1.38%
TGT	F	-1.34%
QLYS	B	-1.3%
TKR	D	-1.29%
ASGN	F	-1.24%
NSIT	F	-1.22%
CACC	D	-1.22%
HUM	C	-1.18%
ELV	F	-1.17%
PII	F	-1.01%
NSP	F	-1.01%
TNET	F	-1.0%