AUSF vs. NULV ETF Comparison

Comparison of Global X Adaptive U.S. Factor ETF (AUSF) to NuShares ESG Large-Cap Value ETF (NULV)

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$44.62

Average Daily Volume

36,554

Number of Holdings ^*

190

* may have additional holdings in another (foreign) market

NULV

NuShares ESG Large-Cap Value ETF

NULV Description

The Fund seeks to track the investments results, before fees and expenses, of the TIAA ESG USA Large-Cap Value Index.

Grade (RS Rating)

Last Trade

$42.74

Average Daily Volume

107,252

Number of Holdings ^*

103

* may have additional holdings in another (foreign) market

Performance

Period	AUSF	NULV
30 Days	4.22%	2.49%
60 Days	5.67%	3.24%
90 Days	7.18%	6.48%
12 Months	33.52%	26.45%

40 Overlapping Holdings

Symbol	Grade	Weight in AUSF	Weight in NULV	Overlap
ADM	D	0.44%	1.06%	0.44%
ADP	B	1.45%	1.36%	1.36%
AMGN	D	0.08%	1.71%	0.08%
ATO	A	0.07%	0.4%	0.07%
BG	F	0.47%	0.51%	0.47%
BR	A	0.83%	0.71%	0.71%
C	A	0.53%	1.82%	0.53%
CAH	B	0.08%	1.2%	0.08%
CBOE	B	0.88%	0.85%	0.85%
CHD	B	0.11%	0.7%	0.11%
CI	F	0.08%	1.5%	0.08%
CNH	C	0.45%	0.02%	0.02%
COR	B	1.52%	1.39%	1.39%
CSCO	B	1.41%	1.48%	1.41%
DINO	D	0.47%	0.28%	0.28%
ECL	D	0.07%	1.29%	0.07%
ED	D	0.08%	1.26%	0.08%
FI	A	0.07%	1.99%	0.07%
HIG	B	0.08%	0.41%	0.08%
HOLX	D	0.08%	0.37%	0.08%
HPQ	B	0.52%	0.59%	0.52%
IBM	C	1.32%	2.05%	1.32%
INTC	D	0.53%	1.85%	0.53%
JNJ	D	1.31%	1.64%	1.31%
KMB	D	0.07%	0.72%	0.07%
KO	D	1.01%	2.11%	1.01%
KR	B	0.12%	1.45%	0.12%
LYB	F	0.46%	0.87%	0.46%
MMC	B	1.41%	1.46%	1.41%
MOS	F	0.48%	0.34%	0.34%
MRK	F	0.99%	1.52%	0.99%
OKE	A	0.54%	1.74%	0.54%
PEP	F	0.67%	1.92%	0.67%
PGR	A	0.18%	1.5%	0.18%
REGN	F	0.06%	0.04%	0.04%
RF	A	0.54%	0.95%	0.54%
SOLV	C	0.48%	0.41%	0.41%
TRV	B	0.11%	1.54%	0.11%
VZ	C	1.72%	1.89%	1.72%
WELL	A	0.07%	1.7%	0.07%

AUSF Overweight 150 Positions Relative to NULV

Symbol	Grade	Weight
T	A	1.81%
TMUS	B	1.58%
RSG	A	1.53%
V	A	1.5%
WMT	A	1.5%
BSX	B	1.49%
BRK.A	B	1.46%
LMT	D	1.45%
GD	F	1.45%
JNPR	F	1.44%
RTX	C	1.42%
ICE	C	1.39%
WM	A	1.39%
EA	A	1.37%
CME	A	1.36%
DOX	D	1.36%
LIN	D	1.34%
ACI	C	1.29%
EDR	A	1.27%
PG	A	0.79%
MCD	D	0.71%
DTM	B	0.67%
MARA	C	0.67%
UNM	A	0.63%
KMI	A	0.63%
MO	A	0.62%
LBRDK	C	0.59%
IP	B	0.57%
COLB	A	0.57%
TPR	B	0.57%
UMBF	B	0.57%
ONB	B	0.57%
SYF	B	0.57%
ZION	B	0.56%
UBSI	B	0.56%
FNB	A	0.56%
FHN	A	0.56%
WBS	A	0.56%
PB	A	0.55%
HBAN	A	0.55%
JXN	C	0.55%
CMA	A	0.55%
PVH	C	0.55%
ABG	B	0.55%
CADE	B	0.55%
LNC	B	0.54%
WHR	B	0.54%
VTRS	A	0.54%
CFG	B	0.54%
AL	B	0.54%
LAD	A	0.54%
PCAR	B	0.54%
HPE	B	0.54%
GM	B	0.53%
OZK	B	0.53%
TAP	C	0.53%
BEN	C	0.52%
NOV	C	0.52%
ALLY	C	0.52%
BCC	B	0.51%
CMCSA	B	0.51%
AM	A	0.51%
QGEN	D	0.5%
BWA	D	0.5%
HST	C	0.5%
CHE	D	0.5%
RDN	C	0.49%
X	C	0.49%
CIVI	D	0.49%
SLG	B	0.49%
GAP	C	0.49%
M	D	0.48%
SNX	C	0.48%
NXST	C	0.48%
CNC	D	0.48%
TDG	D	0.48%
CHRD	D	0.48%
AVT	C	0.48%
SON	D	0.47%
WBA	F	0.47%
BBY	D	0.47%
KRC	C	0.47%
STWD	C	0.47%
AGNC	D	0.47%
CRBG	B	0.47%
VICI	C	0.46%
RPRX	D	0.46%
CVS	D	0.46%
UGI	A	0.46%
MDT	D	0.46%
RNR	C	0.46%
LEA	D	0.45%
HOG	D	0.45%
EMN	D	0.45%
CAG	D	0.45%
FMC	D	0.44%
KHC	F	0.44%
OGN	D	0.44%
PFE	D	0.44%
SWKS	F	0.44%
WU	D	0.44%
HII	D	0.44%
ARW	D	0.43%
DOW	F	0.42%
CE	F	0.29%
YUM	B	0.26%
CACI	D	0.22%
ABBV	D	0.14%
LDOS	C	0.13%
GRMN	B	0.13%
TW	A	0.13%
SO	D	0.12%
COST	B	0.11%
VRSK	A	0.1%
AAPL	C	0.1%
WMB	A	0.1%
GDDY	A	0.1%
SNA	A	0.1%
AFL	B	0.1%
MCK	B	0.09%
CVX	A	0.09%
NOC	D	0.09%
ATR	B	0.09%
PKG	A	0.09%
AME	A	0.09%
MSI	B	0.09%
WRB	A	0.09%
DUK	C	0.09%
ORI	A	0.09%
UNH	C	0.08%
INGR	B	0.08%
CB	C	0.08%
XOM	B	0.08%
BDX	F	0.08%
MA	C	0.08%
VRSN	F	0.08%
PNW	B	0.08%
FE	C	0.07%
MDLZ	F	0.07%
CTLT	B	0.07%
K	A	0.07%
CL	D	0.07%
AJG	B	0.07%
L	A	0.07%
DGX	A	0.07%
ROP	B	0.07%
VRTX	F	0.07%
TJX	A	0.07%
HON	B	0.07%
AKAM	D	0.06%

AUSF Underweight 63 Positions Relative to NULV

Symbol	Grade	Weight
ORCL	B	-2.85%
DIS	B	-2.25%
TXN	C	-1.97%
LOW	D	-1.89%
PNC	B	-1.76%
DHR	F	-1.69%
GS	A	-1.69%
BKR	B	-1.67%
BK	A	-1.64%
DE	A	-1.6%
ADI	D	-1.56%
MS	A	-1.54%
MMM	D	-1.5%
HCA	F	-1.37%
EXC	C	-1.36%
SBUX	A	-1.36%
NXPI	D	-1.28%
AXP	A	-1.24%
BAC	A	-1.23%
AMT	D	-1.21%
FDX	B	-1.12%
FTV	C	-1.08%
CAT	B	-1.04%
UPS	C	-0.93%
ES	D	-0.88%
FIS	C	-0.82%
FSLR	F	-0.81%
A	D	-0.77%
HD	A	-0.76%
J	F	-0.71%
IR	B	-0.7%
URI	B	-0.7%
KDP	D	-0.69%
WTW	B	-0.68%
GILD	C	-0.65%
JCI	C	-0.64%
PPG	F	-0.55%
STLD	B	-0.54%
MET	A	-0.45%
NEM	D	-0.43%
PHM	D	-0.42%
EQIX	A	-0.41%
OC	A	-0.36%
HOOD	B	-0.35%
CNP	B	-0.32%
SPGI	C	-0.29%
QRVO	F	-0.26%
IPG	D	-0.23%
PSA	D	-0.19%
WDC	D	-0.19%
TGT	F	-0.17%
TFC	A	-0.17%
SYY	B	-0.16%
ETN	A	-0.14%
IRM	D	-0.1%
BALL	D	-0.1%
BMY	B	-0.09%
ZBH	C	-0.09%
PRU	A	-0.08%
AWK	D	-0.04%
ACN	C	-0.03%
STE	F	-0.02%
WTRG	B	-0.02%