AUSF vs. GNR ETF Comparison

Comparison of Global X Adaptive U.S. Factor ETF (AUSF) to SPDR S&P Global Natural Resources ETF (GNR)

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$42.63

Average Daily Volume

37,855

Number of Holdings ^*

189

* may have additional holdings in another (foreign) market

GNR

SPDR S&P Global Natural Resources ETF

GNR Description

The investment seeks investment results that, before fees and expenses, correspond generally to the total return performance of an index. The fund employs a replication strategy in seeking to track the performance of the S&P Global Natural Resources Index. It typically invests in substantially all of the securities represented in the index in approximately the same proportions as the index. The index is comprised of 90 of the largest U.S. and foreign publicly traded companies, based on market capitalization, in natural resources and commodities businesses that meet certain investability requirements.

Grade (RS Rating)

Last Trade

$58.35

Average Daily Volume

184,891

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	AUSF	GNR
30 Days	1.62%	6.85%
60 Days	7.78%	10.05%
90 Days	8.63%	2.91%
12 Months	39.63%	12.70%

9 Overlapping Holdings

Symbol	Grade	Weight in AUSF	Weight in GNR	Overlap
ADM	F	0.45%	1.44%	0.45%
BG	F	0.41%	0.67%	0.41%
CVX	B	0.08%	2.27%	0.08%
FMC	C	0.55%	0.4%	0.4%
IP	C	0.5%	0.83%	0.5%
MOS	F	0.43%	0.42%	0.42%
PKG	B	0.09%	0.94%	0.09%
PSX	D	0.06%	0.51%	0.06%
XOM	A	0.09%	4.73%	0.09%

AUSF Overweight 180 Positions Relative to GNR

Symbol	Grade	Weight
IBM	A	2.32%
VZ	C	2.07%
T	B	1.95%
WMT	A	1.67%
TMUS	A	1.67%
RTX	A	1.67%
LMT	A	1.64%
JNPR	C	1.53%
BRK.A	B	1.52%
MMC	D	1.5%
GD	C	1.5%
RSG	D	1.49%
JNJ	D	1.49%
LIN	C	1.48%
AJG	C	1.48%
ROP	D	1.44%
CME	A	1.38%
V	B	1.38%
WM	B	1.38%
DOX	B	1.35%
CSCO	A	1.35%
ACI	F	1.32%
MRK	F	1.25%
EA	D	1.25%
KO	C	1.24%
MCD	A	1.23%
BSX	A	1.18%
CBOE	B	0.95%
PG	D	0.89%
BR	B	0.83%
PEP	F	0.74%
LBRDK	C	0.64%
UNM	A	0.61%
LAD	C	0.6%
WMB	A	0.6%
DTM	A	0.6%
SIG	C	0.59%
MO	D	0.59%
KMI	A	0.59%
SOLV	C	0.57%
OKE	A	0.56%
UAL	A	0.56%
DAL	C	0.55%
HII	F	0.55%
KRC	C	0.55%
EMN	C	0.55%
CHE	D	0.55%
TPR	B	0.55%
CMA	C	0.55%
BBY	C	0.54%
CNC	F	0.54%
HOG	D	0.54%
MDT	C	0.54%
FOXA	B	0.54%
VICI	C	0.53%
COLB	C	0.53%
CNH	C	0.53%
JXN	A	0.52%
CMCSA	B	0.52%
CAG	D	0.52%
ARW	C	0.52%
AGNC	B	0.51%
STWD	C	0.51%
KEY	B	0.5%
FITB	C	0.5%
WHR	C	0.5%
AM	A	0.5%
KHC	F	0.5%
SON	D	0.5%
USB	C	0.49%
UGI	C	0.49%
AVT	B	0.49%
MTB	A	0.49%
TAP	D	0.49%
RF	B	0.49%
PNC	C	0.49%
UBSI	D	0.48%
HPE	B	0.48%
LYB	B	0.48%
CVS	D	0.48%
PB	D	0.48%
SNX	C	0.48%
HBAN	B	0.47%
VTRS	D	0.47%
PVH	D	0.47%
SYF	A	0.47%
CRBG	B	0.47%
WBS	D	0.47%
GM	D	0.47%
RDN	D	0.47%
C	B	0.46%
FNB	D	0.46%
ABG	D	0.46%
CE	D	0.46%
GAP	F	0.46%
HPQ	B	0.46%
CFG	C	0.46%
RPRX	D	0.46%
AGCO	D	0.46%
X	F	0.46%
LNC	B	0.46%
DINO	F	0.45%
ONB	D	0.45%
PRGO	F	0.45%
FHN	D	0.45%
CADE	B	0.45%
AL	D	0.45%
BEN	F	0.44%
EMR	B	0.44%
LEA	F	0.44%
OZK	D	0.43%
ZION	D	0.43%
M	D	0.43%
OMF	D	0.42%
OGN	F	0.42%
NOV	F	0.42%
HP	D	0.41%
ALLY	F	0.4%
PTEN	F	0.38%
F	D	0.37%
WBA	F	0.36%
INTC	D	0.36%
CIVI	F	0.36%
MCK	F	0.36%
AMGN	D	0.3%
YUM	C	0.27%
CACI	A	0.2%
PGR	B	0.2%
ABBV	C	0.18%
TW	A	0.13%
KR	C	0.13%
CHD	D	0.12%
TRV	B	0.12%
AFL	A	0.12%
COST	C	0.12%
DUK	C	0.11%
NOC	B	0.11%
ORI	A	0.11%
WRB	C	0.11%
AAPL	C	0.11%
SO	A	0.11%
LDOS	A	0.11%
ICE	A	0.1%
TJX	D	0.1%
ED	C	0.1%
GRMN	D	0.1%
MSI	A	0.1%
REGN	D	0.09%
KMB	D	0.09%
HIG	A	0.09%
DGX	D	0.09%
DRI	C	0.09%
MA	A	0.09%
FDS	C	0.09%
MDLZ	D	0.09%
ATR	A	0.09%
VRTX	D	0.09%
GDDY	B	0.08%
CB	A	0.08%
PCAR	D	0.08%
BDX	C	0.08%
L	C	0.08%
NEU	F	0.08%
CAH	B	0.08%
AKAM	D	0.08%
UNH	B	0.08%
VRSK	D	0.08%
ADP	A	0.08%
NSIT	B	0.07%
CI	D	0.07%
HOLX	D	0.07%
ECL	C	0.07%
AME	C	0.07%
DLB	D	0.07%
SNA	C	0.07%
HON	C	0.07%
VRSN	C	0.07%
CASY	D	0.07%
PNW	C	0.07%
CL	D	0.07%

AUSF Underweight 40 Positions Relative to GNR

Symbol	Grade	Weight
FCX	B	-2.96%
NEM	C	-2.41%
CTVA	A	-1.99%
VALE	D	-1.72%
NUE	D	-1.44%
SUZ	D	-1.28%
SW	C	-1.26%
WY	C	-1.2%
COP	D	-1.12%
WFG	C	-0.97%
AVY	D	-0.87%
PKX	D	-0.87%
AMCR	C	-0.8%
CF	A	-0.76%
E	C	-0.74%
STLD	C	-0.74%
RS	D	-0.67%
EOG	B	-0.64%
GFI	C	-0.58%
PBR	B	-0.57%
SLB	D	-0.55%
MPC	D	-0.52%
MT	B	-0.48%
INGR	B	-0.44%
GPK	D	-0.44%
SCCO	B	-0.41%
VLO	F	-0.4%
HES	D	-0.34%
BKR	B	-0.33%
LPX	C	-0.33%
OXY	D	-0.31%
GOLD	C	-0.3%
DAR	F	-0.29%
FANG	D	-0.28%
SEE	C	-0.26%
HAL	D	-0.23%
DVN	F	-0.22%
SMG	C	-0.17%
CTRA	D	-0.16%
EC	F	-0.05%