AUSF vs. EVUS ETF Comparison

Comparison of Global X Adaptive U.S. Factor ETF (AUSF) to iShares ESG Aware MSCI USA Value ETF (EVUS)

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$42.20

Average Daily Volume

36,759

Number of Holdings ^*

189

* may have additional holdings in another (foreign) market

EVUS

iShares ESG Aware MSCI USA Value ETF

EVUS Description

EVUS tracks an index of large- and mid-cap US value stocks perceived to have positive ESG characteristics. The parent index, MSCI USA Value Index, identifies value stocks through book value-to-price ratio, 12-month forward earnings-to-price ratio, and dividend yield. Securities are then screened to exclude companies involved in controversial businesses and issues (e.g., weapons, tobacco, climate change issues). All selected securities are assigned an ESG score that evaluates a companys exposure to key ESG issues based on the companys business segment and geographic risk, as well as their strategies and programs to manage these risks and opportunities. Using a sector-specific weighting model, companies are rated and ranked against industry peers. The quantitative process leans toward higher-rated stocks while also considering market-cap and constraints based on the parent index. The fund may engage in securities lending. The index is reviewed and rebalanced quarterly.

Grade (RS Rating)

Last Trade

$29.79

Average Daily Volume

2,107

Number of Holdings ^*

234

* may have additional holdings in another (foreign) market

Performance

Period	AUSF	EVUS
30 Days	2.94%	3.88%
60 Days	3.40%	6.21%
90 Days	7.83%	8.96%
12 Months	34.51%	24.19%

74 Overlapping Holdings

Symbol	Grade	Weight in AUSF	Weight in EVUS	Overlap
ABBV	C	0.19%	1.1%	0.19%
ADM	D	0.47%	0.12%	0.12%
ADP	B	0.09%	1.18%	0.09%
AFL	C	0.12%	0.23%	0.12%
AKAM	D	0.08%	0.14%	0.08%
AMGN	B	0.32%	0.9%	0.32%
BBY	C	0.55%	0.32%	0.32%
BG	D	0.43%	0.35%	0.35%
BR	D	0.85%	0.71%	0.71%
BRK.A	C	1.57%	1.17%	1.17%
C	C	0.46%	0.59%	0.46%
CAG	C	0.54%	0.11%	0.11%
CAH	C	0.08%	0.31%	0.08%
CB	B	0.08%	0.13%	0.08%
CBOE	C	1.01%	0.11%	0.11%
CHD	D	0.12%	0.27%	0.12%
CI	C	0.07%	0.67%	0.07%
CMCSA	D	0.51%	0.38%	0.38%
CNC	D	0.52%	0.24%	0.24%
CNH	D	0.52%	0.23%	0.23%
CSCO	C	1.27%	0.9%	0.9%
CVS	D	0.47%	0.1%	0.1%
CVX	D	0.07%	1.14%	0.07%
DAL	C	0.5%	0.22%	0.22%
DGX	B	0.09%	0.29%	0.09%
EA	D	1.3%	0.37%	0.37%
ECL	B	0.07%	0.68%	0.07%
ED	C	0.1%	0.27%	0.1%
FDS	C	0.09%	0.18%	0.09%
HBAN	B	0.48%	0.24%	0.24%
HIG	B	0.09%	0.48%	0.09%
HII	D	0.58%	0.17%	0.17%
HOLX	B	0.07%	0.15%	0.07%
HON	D	0.07%	0.79%	0.07%
HPE	D	0.43%	0.29%	0.29%
HPQ	D	0.44%	0.15%	0.15%
IBM	B	2.16%	1.23%	1.23%
ICE	C	0.1%	0.11%	0.1%
INTC	F	0.29%	0.48%	0.29%
IP	B	0.51%	0.14%	0.14%
JNJ	C	1.57%	1.58%	1.57%
JNPR	B	1.54%	0.13%	0.13%
KHC	C	0.53%	0.31%	0.31%
KMB	D	0.09%	0.39%	0.09%
KMI	B	0.58%	0.63%	0.58%
KO	C	1.27%	1.96%	1.27%
KR	C	0.13%	0.41%	0.13%
LDOS	B	0.11%	0.11%	0.11%
LIN	B	1.46%	0.53%	0.53%
LYB	D	0.49%	0.09%	0.09%
MCD	B	1.22%	0.66%	0.66%
MDLZ	B	0.09%	0.1%	0.09%
MMC	C	1.57%	0.26%	0.26%
MRK	D	1.28%	0.64%	0.64%
NOC	B	0.11%	0.44%	0.11%
OKE	B	0.55%	0.64%	0.55%
PEP	C	0.79%	0.98%	0.79%
PG	C	0.92%	1.58%	0.92%
PGR	B	0.19%	0.4%	0.19%
PNC	B	0.51%	0.55%	0.51%
PSX	F	0.06%	0.33%	0.06%
REGN	C	0.08%	0.33%	0.08%
RTX	C	1.7%	0.81%	0.81%
SOLV	C	0.56%	0.12%	0.12%
SYF	C	0.47%	0.36%	0.36%
T	C	1.97%	0.37%	0.37%
TAP	D	0.51%	0.31%	0.31%
TJX	B	0.1%	0.18%	0.1%
TRV	C	0.13%	0.44%	0.13%
UNH	C	0.09%	2.16%	0.09%
USB	B	0.49%	0.26%	0.26%
VZ	B	2.01%	0.87%	0.87%
WMB	B	0.6%	0.13%	0.13%
XOM	C	0.09%	1.48%	0.09%

AUSF Overweight 115 Positions Relative to EVUS

Symbol	Grade	Weight
LMT	C	1.66%
TMUS	C	1.63%
AJG	D	1.61%
WMT	C	1.61%
RSG	D	1.52%
GD	B	1.51%
V	C	1.49%
ROP	C	1.47%
WM	D	1.41%
CME	C	1.4%
DOX	C	1.35%
ACI	F	1.31%
BSX	B	1.19%
MO	C	0.64%
DTM	B	0.58%
UNM	B	0.56%
VICI	C	0.55%
MDT	C	0.55%
CHE	C	0.54%
LAD	D	0.54%
HOG	C	0.53%
LBRDK	F	0.53%
FOXA	B	0.53%
CMA	B	0.53%
UAL	C	0.52%
SON	C	0.52%
FMC	C	0.52%
TPR	C	0.51%
ARW	C	0.51%
EMN	B	0.5%
GM	C	0.5%
FITB	B	0.5%
KEY	B	0.5%
PB	B	0.5%
RF	B	0.5%
AGNC	B	0.5%
COLB	B	0.5%
MTB	B	0.49%
UBSI	B	0.49%
KRC	B	0.49%
STWD	B	0.49%
PVH	F	0.48%
AM	C	0.48%
RPRX	C	0.48%
UGI	C	0.48%
FNB	C	0.48%
WHR	D	0.48%
CFG	C	0.48%
RDN	C	0.48%
VTRS	D	0.47%
AVT	C	0.47%
WBS	D	0.47%
FHN	D	0.47%
JXN	A	0.47%
OGN	D	0.46%
PRGO	D	0.46%
DINO	F	0.46%
ONB	C	0.46%
ALLY	F	0.46%
LEA	F	0.46%
SNX	D	0.46%
LNC	D	0.45%
ABG	D	0.45%
SIG	C	0.45%
GAP	F	0.45%
CADE	C	0.45%
CRBG	D	0.45%
ZION	D	0.44%
AGCO	D	0.44%
EMR	D	0.43%
M	F	0.43%
MOS	F	0.43%
CE	F	0.43%
AL	D	0.43%
OZK	D	0.43%
NOV	F	0.43%
BEN	F	0.42%
OMF	D	0.42%
PTEN	F	0.4%
X	F	0.4%
MCK	F	0.39%
WBA	F	0.39%
HP	F	0.39%
F	F	0.38%
CIVI	F	0.38%
YUM	D	0.28%
CACI	B	0.19%
WRB	C	0.12%
COST	B	0.12%
TW	B	0.12%
AAPL	C	0.11%
ORI	B	0.11%
GRMN	D	0.11%
DUK	C	0.11%
SO	B	0.11%
VRTX	D	0.1%
MSI	B	0.1%
DRI	B	0.09%
VRSK	D	0.09%
PKG	B	0.09%
ATR	B	0.09%
MA	B	0.09%
GDDY	C	0.08%
PNW	C	0.08%
CL	D	0.08%
BDX	D	0.08%
L	C	0.08%
DLB	D	0.07%
NEU	D	0.07%
AME	C	0.07%
SNA	C	0.07%
CASY	D	0.07%
VRSN	D	0.07%
PCAR	D	0.06%
NSIT	D	0.06%

AUSF Underweight 160 Positions Relative to EVUS

Symbol	Grade	Weight
AVGO	C	-3.03%
JPM	D	-2.43%
HD	B	-1.99%
TXN	C	-1.5%
ORCL	C	-1.16%
BAC	D	-1.14%
PRU	C	-0.98%
ELV	C	-0.94%
GILD	B	-0.93%
PEG	B	-0.92%
K	B	-0.92%
NEE	C	-0.92%
DHR	B	-0.86%
AXP	B	-0.84%
MS	D	-0.82%
COP	D	-0.77%
LOW	B	-0.75%
DIS	D	-0.73%
AMT	C	-0.72%
GIS	B	-0.72%
GS	C	-0.71%
SPGI	B	-0.7%
CAT	B	-0.7%
CCI	C	-0.7%
CRH	B	-0.68%
CMI	C	-0.67%
BK	B	-0.67%
QCOM	D	-0.66%
PFE	C	-0.66%
MMM	B	-0.64%
NI	B	-0.63%
EQIX	C	-0.59%
PNR	B	-0.57%
ACN	C	-0.57%
NXPI	F	-0.56%
EXPD	C	-0.54%
MET	B	-0.5%
COR	D	-0.5%
ZTS	C	-0.48%
WELL	C	-0.45%
XYL	C	-0.45%
CLX	C	-0.44%
DE	B	-0.44%
TGT	C	-0.43%
LKQ	F	-0.43%
CARR	B	-0.42%
FERG	D	-0.42%
CMS	C	-0.41%
DLR	B	-0.41%
MU	F	-0.4%
CHRW	B	-0.38%
SBUX	C	-0.38%
EXC	C	-0.37%
NEM	B	-0.36%
IRM	C	-0.36%
HCA	B	-0.36%
BMY	C	-0.36%
PPG	D	-0.36%
COO	B	-0.35%
KEYS	C	-0.35%
PLD	C	-0.35%
STE	C	-0.35%
NDAQ	A	-0.35%
OVV	F	-0.35%
DFS	B	-0.35%
JCI	B	-0.34%
ANSS	D	-0.34%
FI	A	-0.32%
UPS	D	-0.32%
CBRE	A	-0.32%
SCHW	D	-0.31%
FLUT	B	-0.31%
EIX	C	-0.29%
D	C	-0.29%
ADI	C	-0.29%
BLK	B	-0.28%
WY	C	-0.28%
SLB	F	-0.27%
FBIN	B	-0.27%
FTV	C	-0.27%
ES	C	-0.26%
KDP	B	-0.26%
TSCO	C	-0.25%
BKR	C	-0.25%
URI	B	-0.25%
ABT	C	-0.25%
ETN	C	-0.25%
NUE	F	-0.25%
FIS	B	-0.25%
FDX	C	-0.24%
VLO	F	-0.23%
J	C	-0.23%
TFC	C	-0.22%
ZBH	F	-0.22%
WFC	D	-0.21%
LH	C	-0.21%
A	C	-0.21%
WTRG	D	-0.21%
DHI	B	-0.2%
TFX	C	-0.2%
PYPL	B	-0.2%
ACGL	C	-0.19%
AIZ	B	-0.18%
OC	D	-0.18%
MRO	C	-0.17%
GEV	B	-0.16%
JBHT	D	-0.16%
IEX	D	-0.16%
ALLE	B	-0.16%
MKC	C	-0.16%
TRMB	C	-0.16%
STT	A	-0.16%
CPB	C	-0.15%
NTRS	A	-0.14%
COF	B	-0.14%
TMO	B	-0.14%
IFF	B	-0.14%
PHM	B	-0.14%
ROK	D	-0.13%
WTW	C	-0.13%
FSLR	C	-0.13%
BIIB	F	-0.13%
HUBB	B	-0.13%
HRL	C	-0.13%
AVTR	B	-0.12%
PAYX	C	-0.12%
HUM	F	-0.12%
BALL	C	-0.12%
DOW	D	-0.12%
PFG	B	-0.12%
WDC	D	-0.12%
EQT	D	-0.12%
BXP	B	-0.12%
IR	C	-0.12%
ITW	C	-0.11%
ULTA	D	-0.11%
FOX	B	-0.11%
STZ	D	-0.11%
AVY	C	-0.11%
MKTX	C	-0.11%
PSA	B	-0.11%
FANG	D	-0.11%
AZPN	B	-0.1%
NKE	D	-0.1%
IPG	C	-0.1%
DOV	B	-0.1%
APD	B	-0.1%
CCK	A	-0.1%
GEHC	C	-0.1%
GEN	B	-0.1%
TWLO	D	-0.1%
RMD	C	-0.1%
SYY	D	-0.1%
TTC	D	-0.09%
KMX	D	-0.09%
NTAP	D	-0.09%
DD	B	-0.09%
STLD	F	-0.09%
DG	F	-0.07%
DLTR	F	-0.07%